CareGen Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
CareGen Wealth Management reports 51 clients. They include 29 high-net-worth individuals and 22 individual clients. Of its assets, 100.0% ($110M across 150 accounts) are managed with discretion. It advised 20 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 8% |
| High-net-worth individuals | 57% | 92% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 22 | $8.83M | 8.0% | $401K |
| High-net-worth individuals | 29 | $101M | 92.0% | $3.49M |
| Total | 51 | $110M | 100% | $2.16M |
- Clients
- 22
- Regulatory AUM
- $8.83M
- AUM share
- 8.0%
- Avg. per client
- $401K
- Clients
- 29
- Regulatory AUM
- $101M
- AUM share
- 92.0%
- Avg. per client
- $3.49M
Total
- Clients
- 51
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- $2.16M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 20
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
CareGen Wealth Management charges 0.60%–1.00% a year for its Investment Management Services. The fee is billed in advance, is negotiable and has a $10,000 annual minimum. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Hourly Financial Planning
- Financial planning may be paid hourly at $450 per hour, with the first two hours due up front and the rest quarterly in arrears.
- Ongoing Financial Planning
- Ongoing financial planning is a quarterly fee paid in advance, ranging from $900 to $10,000 based on complexity; it may be negotiable.
- Project-Based Financial Planning
- Project-based financial planning ranges from $7,500 to $25,000, is negotiable, and is half due at the start of the project.
It has 2 employees, 1 of them in advisory roles.
Leadership
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 soliciting firm
Besides its headquarters, CareGen Wealth Management has 1 office, with 1 listed address in California.
California · 1 listed address
- 1825 S. Grant Street, Suite 200, San MateoHQ
Contact and registration details
- Legal name
- Caregen Wealth Management LLC
- Headquarters
- 1825 S. Grant Street, Suite 200, San Mateo, CA 94402
- Website
- caregenwealth.com
- Phone
- 650-288-3060
- SEC file
- 801-137047
- Structure
- California LLC
- Fiscal year end
- December
CareGen Wealth Management does not have custody of client assets.
At year end, CareGen Wealth Management’s separately managed accounts were mostly in funds (85%).
What the accounts hold
- Stocks8%
- Funds85%
- Bonds6%
- Cash1%
How many clients does CareGen Wealth Management have?
CareGen Wealth Management has 51 clients and manages $110 million for them, as of August 2026. They include 29 high-net-worth individuals and 22 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does CareGen Wealth Management offer?
CareGen Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does CareGen Wealth Management charge?
CareGen Wealth Management charges 0.60%–1.00% a year for its Investment Management Services. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.
How many financial advisors does CareGen Wealth Management have?
CareGen Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CareGen Wealth Management invest in?
At the end of its last fiscal year, CareGen Wealth Management’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 6% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does CareGen Wealth Management get paid?
CareGen Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is CareGen Wealth Management registered with the SEC?
Yes, CareGen Wealth Management has been registered with the SEC as an investment adviser since 19 August 2026. Its CRD number is 315313 and its SEC file number is 801-137047.
Source: Form ADV Part 1A, Item 1, filed 24 August 2026; IAPD firm record
How do I contact CareGen Wealth Management?
CareGen Wealth Management’s main office is at 1825 S. Grant Street, Suite 200, San Mateo, CA 94402. Its phone number is 650-288-3060. Its website is caregenwealth.com.