Capstone Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.
Capstone Wealth Advisors reports 125 clients. They include 93 individual clients and 32 high-net-worth individuals. Of its assets, 100.0% ($102M across 422 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 27% |
| High-net-worth individuals | 26% | 73% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 93 | $27.4M | 26.8% | $294K |
| High-net-worth individuals | 32 | $75M | 73.2% | $2.34M |
| Total | 125 | $102M | 100% | $819K |
- Clients
- 93
- Regulatory AUM
- $27.4M
- AUM share
- 26.8%
- Avg. per client
- $294K
- Clients
- 32
- Regulatory AUM
- $75M
- AUM share
- 73.2%
- Avg. per client
- $2.34M
Total
- Clients
- 125
- Regulatory AUM
- $102M
- AUM share
- 100%
- Avg. per client
- $819K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Capstone Wealth Advisors charges 0.10%–1.50% a year for its Portfolio management fee. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Hourly consulting or financial planning rates range from $100 to $750 per hour; fixed fee projects are estimated at $500 to $10,000.
Robert Norton owns 50% to 75% of Capstone Wealth Advisors. The leadership team of Capstone Wealth Advisors includes Chief Compliance Officer Robert Norton. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Capstone Wealth Advisors, LLC
Robert Norton
Control person · since February 2017
Capstone Wealth Advisors’ regulatory assets fell from $568M (March 2021) to $102M (March 2026); clients fell from 1,212 to 125 and employees from 9 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $102M | 125 | 3 | 2 |
| Jul 2025July 2025 | $230M | 321 | 4 | 2 |
| Mar 2024March 2024 | $721M | 1,409 | 11 | 4 |
| May 2023May 2023 | $652M | 1,380 | 11 | 4 |
| Mar 2022March 2022 | $672M | 1,359 | 9 | 4 |
| Mar 2021March 2021 | $568M | 1,212 | 9 | 3 |
Besides its headquarters, Capstone Wealth Advisors has 1 office, with 2 listed addresses across 2 states.
Oregon · 1 listed address
- 388 State Street, Suite 700, SalemHQ
Washington · 1 listed address
- 950 Broadway, Tacoma
Contact and registration details
- Legal name
- Capstone Wealth Advisors, LLC
- Headquarters
- 388 State Street, Suite 700, Salem, OR 97301
- Website
- capstonewealthadvisors.com
- Phone
- 503-967-1980
- SEC file
- 801-110036
- Structure
- Oregon LLC
- Fiscal year end
- December
Capstone Wealth Advisors’ named custodians for separately managed accounts are Altruist ($77.1M, 75%), Charles Schwab ($12.7M, 12%) and Bluerock Real Estate Holdings ($12.5M, 12%). Capstone Wealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $12.7M12%
- AltruistAltruist Financial LLC · Dallas, TX · $77.1M75%
- Bluerock Real Estate HoldingsBluerock Real Estate Holdings, LLC · New York, NY · $12.5M12%
At year end, Capstone Wealth Advisors’ separately managed accounts were mostly in funds (95%).
What the accounts hold
- Stocks2%
- Funds95%
- Registered funds87%
- Pooled vehicles8%
- Cash3%
How many clients does Capstone Wealth Advisors have?
Capstone Wealth Advisors has 125 clients and manages $102 million for them, as of March 2026. They include 93 individual clients and 32 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Capstone Wealth Advisors offer?
Capstone Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capstone Wealth Advisors charge?
Capstone Wealth Advisors charges 0.10%–1.50% a year for its Portfolio management fee. The fee is billed in advance.
Which custodians does Capstone Wealth Advisors use?
Capstone Wealth Advisors’ separately managed account assets are held at Altruist Financial LLC (Dallas, TX), with $77.1M, Charles Schwab & Co., Inc. (Westlake, TX), with $12.7M and Bluerock Real Estate Holdings, LLC (New York, NY), with $12.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Capstone Wealth Advisors have?
Capstone Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capstone Wealth Advisors invest in?
At the end of its last fiscal year, Capstone Wealth Advisors’ separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 8% pooled vehicles (private funds and similar), 3% cash and equivalents and 2% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capstone Wealth Advisors?
Capstone Wealth Advisors’ direct owner is Robert Norton (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Capstone Wealth Advisors get paid?
Capstone Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capstone Wealth Advisors?
Capstone Wealth Advisors’ main office is at 388 State Street, Suite 700, Salem, OR 97301. Its phone number is 503-967-1980. Its website is capstonewealthadvisors.com.
