Robert Norton has been Chief Compliance Officer of Capstone Wealth Advisors since February 2017, is a control person of the firm and directly owns between 50% and 75% of it. Robert Norton studied at Oregon State University.
Capstone Wealth Advisors, LLC is a Salem, OR firm with $102M under management, 125 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Rob Norton is Wealth Advisor of Capstone Wealth Advisors. Norton has more than 25 years of experience in the financial services industry, having begun a career in the field in Salem in 1995. In 2012, Norton left Merrill Lynch and founded Capstone Wealth Advisors.
Robert Norton’s longest registration is the current one, 9 years at Capstone Wealth Advisors since 2017. Before joining Capstone Wealth Advisors in 2017, Robert Norton was registered through Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 9 yearsSalem, OR · Adviser representative · Firm CRD 287670
- Wells Fargo Advisors Financial Network, LLC– · 4 yearsSalem, OR · Adviser representative · Firm CRD 11025
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsSalem, OR · Adviser representative · Firm CRD 7691
- Morgan Stanley– · under a yearSalem, OR · Adviser representative · Firm CRD 7556
Professional designations
Listed by Capstone Wealth Advisors
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Robert Norton is registered as an investment adviser representative in Texas, since March 2017.
- TexasSince 10 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 May 2014 |
| Series 66 | Uniform Combined State Law Examination | 2 June 2000 |
| Series 31 | Futures Managed Funds Examination | 2 June 2000 |
| Series 7 | General Securities Representative Examination | 9 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Telford Norton
- CRD
- 4169694
- Firm
- Capstone Wealth Advisors · CRD 287670
- Role
- Chief Compliance Officer
- Office
- 388 STATE STREET, SUITE 700, Salem, OR 97301
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capstonewealthadvisors.com
Where does Robert Norton work?
Robert Norton has been Chief Compliance Officer of Capstone Wealth Advisors, LLC since February 2017, and is a control person of the firm.
Is Robert Norton a financial advisor?
Yes. Robert Norton has a current investment-adviser registration in Texas, through Capstone Wealth Advisors since March 2017.
How many years of experience does Robert Norton have?
Robert Norton has 26 years in the financial industry, since May 2000, across 4 adviser firms.
What exams has Robert Norton passed?
Robert Norton has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 24. The earliest, the Series 7, was passed in May 2000. FINRA credited Robert Norton with the SIE, which began in October 2018.
Where did Robert Norton work before Capstone Wealth Advisors?
Before Capstone Wealth Advisors, Robert Norton was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2003 to October 2012; Morgan Stanley, April 2003 to December 2003.
Where is Robert Norton based?
Robert Norton’s registered office is in Salem, OR.
Is Robert Norton registered with FINRA?
No. Robert Norton has no current broker registration.
How can I verify Robert Norton’s record?
Search CRD 4169694 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Norton’s full registration record.