Capital Endurance Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Capital Endurance Group reports 65 clients. They include 41 individual clients and 24 high-net-worth individuals. Of its assets, 100.0% ($109M across 292 accounts) are managed with discretion. It advised 30 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 39% |
| High-net-worth individuals | 37% | 61% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 41 | $42.3M | 38.9% | $1.03M |
| High-net-worth individuals | 24 | $66.5M | 61.1% | $2.77M |
| Total | 65 | $109M | 100% | $1.67M |
- Clients
- 41
- Regulatory AUM
- $42.3M
- AUM share
- 38.9%
- Avg. per client
- $1.03M
- Clients
- 24
- Regulatory AUM
- $66.5M
- AUM share
- 61.1%
- Avg. per client
- $2.77M
Total
- Clients
- 65
- Regulatory AUM
- $109M
- AUM share
- 100%
- Avg. per client
- $1.67M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 30
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Capital Endurance Group charges 0.55%–1.50% a year for its Comprehensive Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$1M | 1.00% |
| $1M–$5M | 0.75% |
| $5M and above | 0.55% |
Fee details and sources
Other fees
- Stand-Alone Limited Engagement Financial Planning
- Stand-alone financial planning is a fixed fee of $2,000 to $10,000, with a $2,000 minimum; fees beyond the minimum are negotiable.
Patrick Dailey owns 75% or more of Capital Endurance Group. The leadership team of Capital Endurance Group includes President Patrick Dailey. It has 3 employees, 2 of them in advisory roles.
Leadership
- Patrick DaileyPresident/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Capital Endurance Group, Inc
Patrick Dailey
Control person · since December 2011
Capital Endurance Group’s regulatory assets fell from $127M (July 2021) to $109M (June 2026); clients fell from 86 to 65 and employees from 5 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $109M | 65 | 3 | 2 |
| July 2025 | $84.5M | 72 | 3 | 2 |
| April 2024 | $127M | 67 | 3 | 2 |
| March 2023 | $114M | 95 | 4 | 2 |
| April 2022 | $148M | 96 | 5 | 2 |
| July 2021 | $127M | 86 | 5 | 2 |
Besides its headquarters, Capital Endurance Group has 1 office, with 2 listed addresses in Georgia and North Carolina.
Georgia · 1 listed address
- 5755 North Point Parkway, Suite 20, AlpharettaHQ
North Carolina · 1 listed address
- 5000 Centre Green Way, Cary
Contact and registration details
- Legal name
- Capital Endurance Group, Inc
- Headquarters
- 5755 North Point Parkway, Suite 20, Alpharetta, GA 30022
- Website
- capitalendurancegroup.com
- Phone
- 470-375-6663
- View profile
- SEC file
- 801-121743
- Structure
- Georgia corporation
- Fiscal year end
- December
Capital Endurance Group uses Fidelity ($99M, 91%) and Charles Schwab ($9.79M, 9%) as custodians for its separately managed accounts. Capital Endurance Group has custody of $67.6M in client assets for 65 clients.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $99M91%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $9.79M9%
At year end, Capital Endurance Group’s separately managed accounts were mostly in funds (86%).
What the accounts hold
- Stocks5%
- Funds86%
- Bonds7%
- U.S. government and agency bonds5%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Capital Endurance Group have?
Capital Endurance Group has 65 clients and manages $109 million for them, as of June 2026. They include 41 individual clients and 24 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Capital Endurance Group offer?
Capital Endurance Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capital Endurance Group charge?
Capital Endurance Group charges 0.55%–1.50% a year for its Comprehensive Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.
Which custodians does Capital Endurance Group use?
Capital Endurance Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $99M and Charles Schwab & Co., Inc. (San Francisco, CA), with $9.79M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026
How many financial advisors does Capital Endurance Group have?
Capital Endurance Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Endurance Group invest in?
At the end of its last fiscal year, Capital Endurance Group’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 5% U.S. government and agency bonds, 2% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Capital Endurance Group have a minimum investment?
Yes, Capital Endurance Group’s minimum account size for its Comprehensive Wealth Management Services is $5M.
Who owns Capital Endurance Group?
Capital Endurance Group’s direct owner is Patrick Dailey (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Capital Endurance Group get paid?
Capital Endurance Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Endurance Group?
Capital Endurance Group’s main office is at 5755 North Point Parkway, Suite 20, Alpharetta, GA 30022. Its phone number is 470-375-6663. Its website is capitalendurancegroup.com.