{"url":"https://nivawealth.com/firms/capital-endurance-group-284793","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284793","regulatoryAum":108822905,"crd":"284793","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4298837","suffix":null,"lastName":"DAILEY","firstName":"PATRICK","middleName":"MAHER"},{"crd":"4554283","suffix":null,"lastName":"DELANEY","firstName":"PAUL","middleName":"MATTHEW"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-28","regulatoryAum":126804995,"clients":86,"employees":5,"offices":2},{"filedOn":"2022-04-22","regulatoryAum":148111818,"clients":96,"employees":5,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":114232702,"clients":95,"employees":4,"offices":2},{"filedOn":"2024-04-01","regulatoryAum":127123300,"clients":67,"employees":3,"offices":2},{"filedOn":"2025-07-16","regulatoryAum":84492813,"clients":72,"employees":3,"offices":2},{"filedOn":"2026-06-30","regulatoryAum":108822905,"clients":65,"employees":3,"offices":2}],"secFileNumber":"801-121743","legalName":"Capital Endurance Group, Inc","displayName":"Capital Endurance Group","slug":"capital-endurance-group-284793","website":"https://capitalendurancegroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"HTTPS://WWW.LINKEDIN.COM/COMPANY/CAPITALl-ENDURANCE-GROUP","xUrl":"https://twitter.com/cap_endurance","founded":null,"organization":"Georgia corporation","fiscalYearEnd":"December","headquarters":{"street":"5755 North Point Parkway, Suite 20","city":"Alpharetta","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30022"},"tradeNames":[],"registration":{"secApproved":"12 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1674198.5384615385,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":108822905,"discretionary":108822905,"discretionaryAccounts":292,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":30},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":42284507},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":66538398}],"feePrograms":[{"role":"main","program":"Comprehensive Wealth Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.5,"from":0},{"to":1000000,"pct":1,"from":500000},{"to":5000000,"pct":0.75,"from":1000000},{"to":null,"pct":0.55,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050296","versionId":1050296,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-30","documentName":"CEG FIRM BROCHURE","fee_rate_low":0.55,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":5000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-Alone Limited Engagement Financial Planning","summary":"Stand-alone financial planning is a fixed fee of $2,000 to $10,000, with a $2,000 minimum; fees beyond the minimum are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050296","versionId":1050296,"submittedOn":"2026-06-30","documentName":"CEG FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:32:36.537314+00:00","documents":[{"name":"CEG FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050296","versionId":1050296,"submittedOn":"2026-06-30"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":99028843},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":9794662}],"custodyNote":"Capital Endurance Group has custody of $67.6M in client assets for 65 clients.","otherCustodians":[],"leadership":[{"name":"Patrick Dailey","title":"President/Chief Compliance Officer","crd":"4298837"}],"ownership":[{"label":"Patrick Dailey","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since December 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"5755 North Point Parkway, Suite 20","city":"Alpharetta","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"5000 Centre Green Way","city":"Cary"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"470-375-6663","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":5},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":86},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284793/PDF/284793.pdf","brochureDate":"30 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050296","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital Endurance Group have?","answer":"Capital Endurance Group has 65 clients and manages $109 million for them, as of June 2026. They include 41 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital Endurance Group offer?","answer":"Capital Endurance Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capital Endurance Group charge?","answer":"Capital Endurance Group charges 0.55%–1.50% a year for its Comprehensive Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.","source":"CEG FIRM BROCHURE, filed 30 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capital Endurance Group use?","answer":"Capital Endurance Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $99M and Charles Schwab & Co., Inc. (San Francisco, CA), with $9.79M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital Endurance Group have?","answer":"Capital Endurance Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital Endurance Group invest in?","answer":"At the end of its last fiscal year, Capital Endurance Group’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 5% U.S. government and agency bonds, 2% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Capital Endurance Group have a minimum investment?","answer":"Yes, Capital Endurance Group’s minimum account size for its Comprehensive Wealth Management Services is $5M.","source":"CEG FIRM BROCHURE, filed 30 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Capital Endurance Group?","answer":"Capital Endurance Group’s direct owner is Patrick Dailey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital Endurance Group get paid?","answer":"Capital Endurance Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capital Endurance Group?","answer":"Capital Endurance Group’s main office is at 5755 North Point Parkway, Suite 20, Alpharetta, GA 30022. Its phone number is 470-375-6663. Its website is capitalendurancegroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}