Capital City Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Capital City Wealth Management reports 135 clients. They include 95 individual clients and 40 high-net-worth individuals. Of its assets, 100.0% ($130M across 298 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $130M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 27% |
| High-net-worth individuals | 30% | 73% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 95 | $35M | 26.9% | $368K |
| High-net-worth individuals | 40 | $95M | 73.1% | $2.38M |
| Total | 135 | $130M | 100% | $963K |
- Clients
- 95
- Regulatory AUM
- $35M
- AUM share
- 26.9%
- Avg. per client
- $368K
- Clients
- 40
- Regulatory AUM
- $95M
- AUM share
- 73.1%
- Avg. per client
- $2.38M
Total
- Clients
- 135
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- $963K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Capital City Wealth Management charges 0.55%–1.50% a year for its Wrap Fee Program. The fee is billed in advance and is negotiable.
Fee details and sources
Benjamin Brandt owns 75% or more of Capital City Wealth Management. The leadership team of Capital City Wealth Management includes President Benjamin Brandt. It has 6 employees, 3 of them in advisory roles.
Leadership
- Benjamin BrandtPresident, Chief Compliance Officer, Shareholder
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Calla Carpenter Cornett
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Capital City Wealth Management, Inc.
Benjamin Brandt
Control person · since July 2014
Capital City Wealth Management’s regulatory assets went from $126M (March 2025) to $130M (February 2026); clients were 135 in both filings and employees rose from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $130M | 135 | 6 | 3 |
| March 2025 | $126M | 135 | 5 | 2 |
Besides its headquarters, Capital City Wealth Management has 2 offices (2 private residences, listed without an address), with 1 listed address in North Dakota.
North Dakota · 1 listed address
- 1000 Tacoma Avenue, Suite 200, BismarckHQ
Contact and registration details
- Legal name
- Capital City Wealth Management, Inc.
- Headquarters
- 1000 Tacoma Avenue, Suite 200, Bismarck, ND 58504
- Website
- Not reported
- Phone
- 701-250-7220
- @capital-city-wealth-management
- SEC file
- 801-131838
- Structure
- North Dakota corporation
- Fiscal year end
- December
Capital City Wealth Management uses Fidelity ($130M) as custodian for its separately managed accounts. Capital City Wealth Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $130M100%
At year end, Capital City Wealth Management’s separately managed accounts were largely in bonds (36%) and stocks (32%).
What the accounts hold
- Stocks32%
- Funds27%
- Bonds36%
- U.S. government and agency bonds18%
- Investment grade corporate bonds18%
- Cash5%
How many clients does Capital City Wealth Management have?
Capital City Wealth Management has 135 clients and manages $130 million for them, as of February 2026. They include 95 individual clients and 40 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026
What services does Capital City Wealth Management offer?
Capital City Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capital City Wealth Management charge?
Capital City Wealth Management charges 0.55%–1.50% a year for its Wrap Fee Program. The fee is billed in advance and is negotiable.
Source: 2026-02-18 CAPITAL CITY WEALTH MANAGEMENT FORM ADV PART 2A APPENDIX 1, filed 18 February 2026
Which custodians does Capital City Wealth Management use?
Capital City Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026
How many financial advisors does Capital City Wealth Management have?
Capital City Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital City Wealth Management invest in?
At the end of its last fiscal year, Capital City Wealth Management’s separately managed accounts held 32% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 18% U.S. government and agency bonds, 18% investment grade corporate bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital City Wealth Management?
Capital City Wealth Management’s direct owner is Benjamin Brandt (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 February 2026
How does Capital City Wealth Management get paid?
Capital City Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital City Wealth Management?
Capital City Wealth Management’s main office is at 1000 Tacoma Avenue, Suite 200, Bismarck, ND 58504. Its phone number is 701-250-7220.