{"url":"https://nivawealth.com/firms/capital-city-wealth-management-172199","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172199","regulatoryAum":130000000,"crd":"172199","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5177378","suffix":"Sr.","lastName":"Brandt","firstName":"Benjamin","middleName":"Jacob"},{"crd":"6492383","suffix":null,"lastName":"CORNETT","firstName":"CALLA","middleName":"CARPENTER"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-25","regulatoryAum":126000000,"clients":135,"employees":5,"offices":2},{"filedOn":"2026-02-18","regulatoryAum":130000000,"clients":135,"employees":6,"offices":3}],"secFileNumber":"801-131838","legalName":"Capital City Wealth Management, Inc.","displayName":"Capital City Wealth 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ownership band and a control person, since July 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Dakota","offices":1,"addresses":[{"street":"1000 Tacoma Avenue, Suite 200","city":"Bismarck","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"701-250-7220","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":32},{"label":"U.S. government/agency bonds","percent":18},{"label":"Investment grade corporate bonds","percent":18},{"label":"Securities issued by registered investment companies or business development companies","percent":27},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172199/PDF/172199.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009838","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital City Wealth Management have?","answer":"Capital City Wealth Management has 135 clients and manages $130 million for them, as of February 2026. They include 95 individual clients and 40 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital City Wealth Management offer?","answer":"Capital City Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capital City Wealth Management charge?","answer":"Capital City Wealth Management charges 0.55%–1.50% a year for its Wrap Fee Program. The fee is billed in advance and is negotiable.","source":"2026-02-18 CAPITAL CITY WEALTH MANAGEMENT FORM ADV PART 2A APPENDIX 1, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capital City Wealth Management use?","answer":"Capital City Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $130M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital City Wealth Management have?","answer":"Capital City Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital City Wealth Management invest in?","answer":"At the end of its last fiscal year, Capital City Wealth Management’s separately managed accounts held 32% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 18% U.S. government and agency bonds, 18% investment grade corporate bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capital City Wealth Management?","answer":"Capital City Wealth Management’s direct owner is Benjamin Brandt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital City Wealth Management get paid?","answer":"Capital City Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capital City Wealth Management?","answer":"Capital City Wealth Management’s main office is at 1000 Tacoma Avenue, Suite 200, Bismarck, ND 58504. Its phone number is 701-250-7220.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}