Campbell Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Campbell Asset Management reports 171 clients. They include 116 individual clients, 52 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 99.3% ($145M across 412 accounts) are managed with discretion; $1.06M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 20% |
| High-net-worth individuals | 30% | 75% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 116 | $29.3M | 20.1% | $253K |
| High-net-worth individuals | 52 | $110M | 75.3% | $2.12M |
| Pension and profit-sharing plans | Fewer than 5 | $1.71M | 1.2% | $1.71M |
| Charitable organizations | Fewer than 5 | $4.94M | 3.4% | $4.94M |
| Corporations and other businesses | Fewer than 5 | $95.9K | 0.1% | $95.9K |
| Total | 171 | $146M | 100% | — |
- Clients
- 116
- Regulatory AUM
- $29.3M
- AUM share
- 20.1%
- Avg. per client
- $253K
- Clients
- 52
- Regulatory AUM
- $110M
- AUM share
- 75.3%
- Avg. per client
- $2.12M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.71M
- AUM share
- 1.2%
- Avg. per client
- $1.71M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.94M
- AUM share
- 3.4%
- Avg. per client
- $4.94M
- Clients
- Fewer than 5
- Regulatory AUM
- $95.9K
- AUM share
- 0.1%
- Avg. per client
- $95.9K
Total
- Clients
- 171
- Regulatory AUM
- $146M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Campbell Asset Management charges 0.50%–1.00% a year for its Investment advisory fee. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $250,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 1.00% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed on a project or ongoing basis, with an estimated fee set before the engagement.
- Tax Return Preparation Services
- Tax return preparation is a flat fee agreed in advance, most often $1,250 to $5,000 for individual and small business returns; complex work is billed at about $350 an hour.
James Campbell owns 75% or more of Campbell Asset Management. The leadership team of Campbell Asset Management includes Chief Investment Officer James Campbell. It has 4 employees, 3 of them in advisory roles.
Leadership
- James CampbellPrincipal, Managing Member, Chief Investment Officer & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Campbell Asset Management, LLC
James Campbell
Control person · since January 2003
Campbell Asset Management’s regulatory assets grew from $135M (May 2021) to $146M (August 2026); clients fell from 204 to 171 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $146M | 171 | 4 | 1 |
| Mar 2025March 2025 | $127M | 165 | 2 | 1 |
| Mar 2024March 2024 | $109M | 167 | 3 | 1 |
| May 2023May 2023 | $91.4M | 148 | 2 | 1 |
| Mar 2022March 2022 | $95M | 163 | 5 | 1 |
| May 2021May 2021 | $135M | 204 | 5 | 1 |
Besides its headquarters, Campbell Asset Management has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 301 Forest Avenue, ChattanoogaHQ
Contact and registration details
- Legal name
- Campbell Asset Management, LLC
- Headquarters
- 301 Forest Avenue, Chattanooga, TN 37405-3922
- Website
- campbellassetmanagement.com
- Phone
- 423-265-7931
- SEC file
- 801-107560
- Structure
- Tennessee LLC
- Fiscal year end
- December
Campbell Asset Management’s named custodians for separately managed accounts are Charles Schwab ($121M, 83%) and Morgan Stanley ($25.1M, 17%). Campbell Asset Management has custody of $49.9M for 116 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $121M83%
- Morgan StanleyMorgan Stanley Smith Barney LLC · New York, NY · $25.1M17%
At year end, Campbell Asset Management’s separately managed accounts were largely in stocks (45%) and bonds (26%).
What the accounts hold
- Stocks45%
- Funds17%
- Bonds26%
- U.S. government and agency bonds19%
- Investment grade corporate bonds3%
- High-yield corporate bonds3%
- State and local bonds1%
- Cash11%
- Other1%
- Reits1%
How many clients does Campbell Asset Management have?
Campbell Asset Management has 171 clients and manages $146 million for them, as of August 2026. They include 116 individual clients, 52 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026
What services does Campbell Asset Management offer?
Campbell Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Campbell Asset Management charge?
Campbell Asset Management charges 0.50%–1.00% a year for its Investment advisory fee. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $250,000.
Source: ADV PART 2A, filed 4 August 2026
Which custodians does Campbell Asset Management use?
Campbell Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $121M and Morgan Stanley Smith Barney LLC (New York, NY), with $25.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026
How many financial advisors does Campbell Asset Management have?
Campbell Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Campbell Asset Management invest in?
At the end of its last fiscal year, Campbell Asset Management’s separately managed accounts held 45% exchange-traded equities, 19% U.S. government and agency bonds, 17% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 3% investment grade corporate bonds, 3% high-yield corporate bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Campbell Asset Management have a minimum investment?
Yes, Campbell Asset Management’s minimum account size for its Investment advisory fee is $250K.
Source: ADV PART 2A, filed 4 August 2026
Who owns Campbell Asset Management?
Campbell Asset Management’s direct owner is James Campbell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 August 2026
How does Campbell Asset Management get paid?
Campbell Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Campbell Asset Management?
Campbell Asset Management’s main office is at 301 Forest Avenue, Chattanooga, TN 37405-3922. Its phone number is 423-265-7931. Its website is campbellassetmanagement.com.