{"url":"https://nivawealth.com/firms/campbell-asset-management-125052","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125052","regulatoryAum":146049639,"crd":"125052","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2732568","suffix":"III","lastName":"CAMPBELL","firstName":"JAMES","middleName":"PERRY"},{"crd":"6408117","suffix":null,"lastName":"HECK","firstName":"ASHLEY","middleName":"JILL"},{"crd":"7656927","suffix":null,"lastName":"Higgins","firstName":"Jacob","middleName":"Ashton"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-04","regulatoryAum":134613700,"clients":204,"employees":5,"offices":1},{"filedOn":"2022-03-11","regulatoryAum":95001679,"clients":163,"employees":5,"offices":1},{"filedOn":"2023-05-04","regulatoryAum":91449260,"clients":148,"employees":2,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":109174446,"clients":167,"employees":3,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":126899551,"clients":165,"employees":2,"offices":1},{"filedOn":"2026-08-04","regulatoryAum":146049639,"clients":171,"employees":4,"offices":1}],"secFileNumber":"801-107560","legalName":"Campbell Asset Management, LLC","displayName":"Campbell Asset Management","slug":"campbell-asset-management-125052","website":"https://campbellassetmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/125052/76753f99cec5f960-r1.webp","tone":"light","width":1104,"height":200,"sourceUrl":"https://campbellassetmanagement.com/","sourceLabel":"Campbell Asset Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"301 Forest Avenue","city":"Chattanooga","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37405-3922"},"tradeNames":[],"registration":{"secApproved":"11 April 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":829187.3869047619,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":146049639,"discretionary":144990932,"discretionaryAccounts":412,"nonDiscretionary":1058707,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":116,"regulatoryAum":29303959},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":109999522},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":1712866},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":4937385},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":95907}],"feePrograms":[{"role":"main","program":"Investment advisory fee","feeBasis":"marginal","fee_tiers":[{"to":5000000,"pct":1,"from":0},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053826","versionId":1053826,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-04","documentName":"ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is billed on a project or ongoing basis, with an estimated fee set before the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053826","versionId":1053826,"submittedOn":"2026-08-04","documentName":"ADV PART 2A"},{"role":"other","program":"Tax Return Preparation Services","summary":"Tax return preparation is a flat fee agreed in advance, most often $1,250 to $5,000 for individual and small business returns; complex work is billed at about $350 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053826","versionId":1053826,"submittedOn":"2026-08-04","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:45:34.76037+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053826","versionId":1053826,"submittedOn":"2026-08-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":120956055},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":25093584}],"custodyNote":"Campbell Asset Management has custody of $49.9M in client assets for 116 clients.","otherCustodians":[],"leadership":[{"name":"James Campbell","title":"Principal, Managing Member, Chief Investment Officer & Chief Compliance Officer","crd":"2732568"}],"ownership":[{"label":"James Campbell","detail":"Principal, managing member, chief investment officer & chief compliance officer in the 75% or more ownership band and a control person, since January 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"301 Forest Avenue","city":"Chattanooga","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"423-265-7931","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. government/agency bonds","percent":19},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":17},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":1,"detail":"Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"4 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125052/PDF/125052.pdf","brochureDate":"4 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053826","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Campbell Asset Management have?","answer":"Campbell Asset Management has 171 clients and manages $146 million for them, as of August 2026. They include 116 individual clients, 52 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Campbell Asset Management offer?","answer":"Campbell Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Campbell Asset Management charge?","answer":"Campbell Asset Management charges 0.50%–1.00% a year for its Investment advisory fee. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $250,000.","source":"ADV PART 2A, filed 4 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Campbell Asset Management use?","answer":"Campbell Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $121M and Morgan Stanley Smith Barney LLC (New York, NY), with $25.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Campbell Asset Management have?","answer":"Campbell Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Campbell Asset Management invest in?","answer":"At the end of its last fiscal year, Campbell Asset Management’s separately managed accounts held 45% exchange-traded equities, 19% U.S. government and agency bonds, 17% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 3% investment grade corporate bonds, 3% high-yield corporate bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Campbell Asset Management have a minimum investment?","answer":"Yes, Campbell Asset Management’s minimum account size for its Investment advisory fee is $250K.","source":"ADV PART 2A, filed 4 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Campbell Asset Management?","answer":"Campbell Asset Management’s direct owner is James Campbell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Campbell Asset Management get paid?","answer":"Campbell Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Campbell Asset Management?","answer":"Campbell Asset Management’s main office is at 301 Forest Avenue, Chattanooga, TN 37405-3922. Its phone number is 423-265-7931. Its website is campbellassetmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}