Caleo Capital N.A. provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Caleo Capital N.A. reports 119 clients. They include 110 individual clients and 9 high-net-worth individuals. Of its assets, 81.4% ($91.1M across 215 accounts) are managed with discretion; $20.8M across 20 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 92% | 81% |
| High-net-worth individuals | 8% | 16% |
| Corporations and other businesses | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 110 | $90.4M | 80.9% | $822K |
| High-net-worth individuals | 9 | $17.6M | 15.7% | $1.95M |
| Corporations and other businesses | Fewer than 5 | $3.82M | 3.4% | — |
| Total | 119 | $112M | 100% | — |
- Clients
- 110
- Regulatory AUM
- $90.4M
- AUM share
- 80.9%
- Avg. per client
- $822K
- Clients
- 9
- Regulatory AUM
- $17.6M
- AUM share
- 15.7%
- Avg. per client
- $1.95M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.82M
- AUM share
- 3.4%
- Avg. per client
- —
Total
- Clients
- 119
- Regulatory AUM
- $112M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Caleo Capital N.A. charges 1.25%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed at $250 per hour, or at a fixed fee; hourly and fixed rates are negotiable.
Caleo Collective owns 50% to 75% of Caleo Capital N.A. and is in turn owned by Garth Wellman (25–50%), Nicholas Liebmann (25–50%) and Milan Capital Pty Limited (25–50%). The leadership team of Caleo Capital N.A. includes President Sheldon-Scott Halcrow and Chief Operating Officer Kirsten Halcrow. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Caleo Capital N.A. LLC
Caleo Collective
Control person · since December 2023
- Owns 25% to 50% of Caleo Collective
Garth Wellman
since September 2022
- Owns 25% to 50% of Caleo Collective
Nicholas Liebmann
since September 2022
- Owns 25% to 50% of Caleo Collective
Milan Capital Pty Limited
since September 2022
- Owns 75% or more of Milan Capital Pty Limited
Emmanuel Amaning
since September 2022
- Owns 10% to 25% of Caleo Capital N.A. LLC
Sheldon-Scott Halcrow
Control person · since September 2022
- Owns 10% to 25% of Caleo Capital N.A. LLC
Anthony Privetera
Control person · since June 2023
- Owns 10% to 25% of Caleo Capital N.A. LLC
Stuart Ferguson
since September 2023
Besides its headquarters, Caleo Capital N.A. has 1 office, with 2 listed addresses across 2 states.
Florida · 1 listed address
- 50 Venture Valley CT, Ponte VedraHQ
New Jersey · 1 listed address
- 100 Overlook Center, Princeton
Contact and registration details
- Legal name
- Caleo Capital N.A. LLC
- Headquarters
- 50 Venture Valley CT, Ponte Vedra, FL 32081
- Website
- caleocapital-usa.com
- Phone
- 609-838-1245
- @caleocapital-usa
- SEC file
- 801-134431
- Structure
- New Jersey LLC
- Fiscal year end
- December
Caleo Capital N.A.’s named custodian for separately managed accounts is Charles Schwab ($104M). Caleo Capital N.A. does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $104M100%
At year end, Caleo Capital N.A.’s separately managed accounts were mostly in funds (52%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds52%
- Bonds9%
- Investment grade corporate bonds3%
- U.S. government and agency bonds2%
- State and local bonds2%
- High-yield corporate bonds2%
- Cash6%
How many clients does Caleo Capital N.A. have?
Caleo Capital N.A. has 119 clients and manages $112 million for them, as of April 2026. They include 110 individual clients and 9 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Caleo Capital N.A. offer?
Caleo Capital N.A. provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Caleo Capital N.A. charge?
Caleo Capital N.A. charges 1.25%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.
Which custodians does Caleo Capital N.A. use?
Caleo Capital N.A.’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $104M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026
How many financial advisors does Caleo Capital N.A. have?
Caleo Capital N.A. has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Caleo Capital N.A. invest in?
At the end of its last fiscal year, Caleo Capital N.A.’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 6% cash and equivalents, 3% investment grade corporate bonds, 2% U.S. government and agency bonds, 2% state and local bonds and 2% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Caleo Capital N.A. have a minimum investment?
Yes, Caleo Capital N.A.’s minimum account size for its Portfolio Management Services is $100K.
Who owns Caleo Capital N.A.?
Caleo Capital N.A. is owned through a chain of holding companies by Garth Wellman, Nicholas Liebmann and Emmanuel Amaning. Its direct owners are Sheldon-Scott Halcrow (10% to 25%), Caleo Collective (50% to 75%), Anthony Privetera (10% to 25%) and Stuart Ferguson (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Caleo Capital N.A. get paid?
Caleo Capital N.A. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Caleo Capital N.A.?
Caleo Capital N.A.’s main office is at 50 Venture Valley CT, Ponte Vedra, FL 32081. Its phone number is 609-838-1245. Its website is caleocapital-usa.com.