{"url":"https://nivawealth.com/firms/caleo-capital-n-a-308542","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/308542","regulatoryAum":111841090,"crd":"308542","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7861383","suffix":null,"lastName":"Bartkunsky","firstName":"Daryl","middleName":"Gilad"},{"crd":"7429895","suffix":null,"lastName":"Halcrow","firstName":"Sheldon-Scott","middleName":null},{"crd":"1260255","suffix":null,"lastName":"PRIVETERA","firstName":"ANTHONY","middleName":"CESARE"},{"crd":"7980866","suffix":null,"lastName":"Stephen","firstName":"Darryn","middleName":"Thomas"},{"crd":"8224726","suffix":null,"lastName":"Tyler","firstName":"Jonathon","middleName":"Charles"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134431","legalName":"Caleo Capital N.A. LLC","displayName":"Caleo Capital N.A.","slug":"caleo-capital-n-a-308542","website":"https://caleocapital-usa.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/caleocapital-usa","founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"50 Venture Valley CT","city":"Ponte Vedra","state":"FL","stateName":"Florida","country":"United States","postalCode":"32081"},"tradeNames":[],"registration":{"secApproved":"3 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":907702.0840336134,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":111841090,"discretionary":91076365,"discretionaryAccounts":215,"nonDiscretionary":20764725,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":110,"regulatoryAum":90427651},{"label":"High-net-worth individuals","clients":9,"regulatoryAum":17588897},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":3824542}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030577","versionId":1030577,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-29","documentName":"CALEO NA FORM ADV PART 2A 2026","fee_rate_low":1.25,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed at $250 per hour, or at a fixed fee; hourly and fixed rates are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030577","versionId":1030577,"submittedOn":"2026-03-29","documentName":"CALEO NA FORM ADV PART 2A 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:36:27.98738+00:00","documents":[{"name":"CALEO NA FORM ADV PART 2A 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030577","versionId":1030577,"submittedOn":"2026-03-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":103991493}],"custodyNote":"Caleo Capital N.A. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sheldon-Scott Halcrow","title":"CEO, President, CCO","crd":"7429895"},{"name":"Kirsten Halcrow","title":"Chief Operating Officer, Treasurer","crd":"7635610"},{"name":"Stuart Ferguson","title":"Partial Owner","crd":"7863898"},{"name":"Anthony Privetera","title":"Managing Director","crd":"1260255"}],"ownership":[{"label":"Sheldon-Scott Halcrow","detail":"Ceo, president, cco in the 10% to 25% ownership band and a control person, since September 2022."},{"label":"Caleo Collective","detail":"Parent company owner in the 50% to 75% ownership band and a control person, since December 2023."},{"label":"Anthony Privetera","detail":"Managing director in the 10% to 25% ownership band and a control person, since June 2023."},{"label":"Stuart Ferguson","detail":"Partial owner in the 10% to 25% ownership band, since September 2023."},{"label":"Garth Wellman","detail":"Indirect owner: a owner of Caleo Collective in the 25% to 50% band, since September 2022.","parent":"Caleo Collective"},{"label":"Nicholas Liebmann","detail":"Indirect owner: a owner of Caleo Collective in the 25% to 50% band, since September 2022.","parent":"Caleo Collective"},{"label":"Milan Capital Pty Limited","detail":"Indirect owner: a owner of Caleo Collective in the 25% to 50% band, since September 2022.","parent":"Caleo Collective"},{"label":"Emmanuel Amaning","detail":"Indirect owner: a owner of Milan Capital Pty Limited in the 75% or more band, since September 2022.","parent":"Milan Capital Pty Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"50 Venture Valley CT","city":"Ponte Vedra","headquarters":true}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"100 Overlook Center","city":"Princeton"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"609-838-1245","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":3},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"7 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/308542/PDF/308542.pdf","brochureDate":"29 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030577","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Caleo Capital N.A. have?","answer":"Caleo Capital N.A. has 119 clients and manages $112 million for them, as of April 2026. They include 110 individual clients and 9 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Caleo Capital N.A. offer?","answer":"Caleo Capital N.A. provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Caleo Capital N.A. charge?","answer":"Caleo Capital N.A. charges 1.25%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.","source":"CALEO NA FORM ADV PART 2A 2026, filed 29 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Caleo Capital N.A. use?","answer":"Caleo Capital N.A.’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $104M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Caleo Capital N.A. have?","answer":"Caleo Capital N.A. has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Caleo Capital N.A. invest in?","answer":"At the end of its last fiscal year, Caleo Capital N.A.’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 6% cash and equivalents, 3% investment grade corporate bonds, 2% U.S. government and agency bonds, 2% state and local bonds and 2% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Caleo Capital N.A. have a minimum investment?","answer":"Yes, Caleo Capital N.A.’s minimum account size for its Portfolio Management Services is $100K.","source":"CALEO NA FORM ADV PART 2A 2026, filed 29 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Caleo Capital N.A.?","answer":"Caleo Capital N.A. is owned through a chain of holding companies by Garth Wellman, Nicholas Liebmann and Emmanuel Amaning. Its direct owners are Sheldon-Scott Halcrow (10% to 25%), Caleo Collective (50% to 75%), Anthony Privetera (10% to 25%) and Stuart Ferguson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Caleo Capital N.A. get paid?","answer":"Caleo Capital N.A. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Caleo Capital N.A.?","answer":"Caleo Capital N.A.’s main office is at 50 Venture Valley CT, Ponte Vedra, FL 32081. Its phone number is 609-838-1245. Its website is caleocapital-usa.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}