Largest positions
| Issuer | Class | Value | Share |
|---|---|---|---|
| Apple Inc.COM | COM | $13.5M | 5.1% |
| Caterpillar Inc.COM | COM | $8.51M | 3.2% |
| Perma-pipe Intl Hldgs Inc.COM | COM | $6.31M | 2.4% |
| Plumas BancorpCOM | COM | $6.21M | 2.3% |
| Kinetik Holdings Inc.NEW CL A | NEW CL A | $5.69M | 2.1% |
| Msa Safety Inc.COM | COM | $5.04M | 1.9% |
| iShares TR0-3 MNTH TREASRY | 0-3 MNTH TREASRY | $5.04M | 1.9% |
| Summit ST BK Santa Rosa CalifCOM | COM | $4.74M | 1.8% |
| Visa Inc.COM CL A | COM CL A | $4.41M | 1.7% |
| Donegal Group Inc.CL A | CL A | $4.27M | 1.6% |
| Berkshire Hathawa Inc. DelCL B NEW | CL B NEW | $4.05M | 1.5% |
| iShares TRCORE S&P500 ETF | CORE S&P500 ETF | $3.57M | 1.3% |
| Seneca Foods Corp.NEW CL A | NEW CL A | $3.41M | 1.3% |
| Vanguard Specialized FundsDIV APP ETF | DIV APP ETF | $3.39M | 1.3% |
| Cisco Sys Inc.COM | COM | $3.05M | 1.2% |
| Parke Bancorp Inc.COM | COM | $3.03M | 1.1% |
| Chevron CorporationCOM | COM | $2.8M | 1.1% |
| Microsoft Corp.COM | COM | $2.77M | 1.0% |
| Costco Wholesale CorporationCOM | COM | $2.76M | 1.0% |
| Baycom Corp.COM | COM | $2.63M | 1.0% |
| iShares TREXPND TEC SC ETF | EXPND TEC SC ETF | $2.47M | 0.9% |
| Firstsun Cap BancorpCOM | COM | $2.36M | 0.9% |
| JPMORGAN Chase & COCOM | COM | $2.35M | 0.9% |
| International Business MachsCOM | COM | $2.33M | 0.9% |
| Vanguard Index FdsTOTAL STK MKT | TOTAL STK MKT | $2.21M | 0.8% |
| Community West BancsharesNEW COM | NEW COM | $2.11M | 0.8% |
| First Internet BancorpCOM | COM | $2.08M | 0.8% |
| Modine Mfg COCOM | COM | $2.01M | 0.8% |
| Kayne Anderson Energy InfrstrCOM | COM | $1.95M | 0.7% |
| American Express COCOM | COM | $1.94M | 0.7% |
| Exxonmobil Holdings Corp.SHS | SHS | $1.88M | 0.7% |
| Meta Platforms Inc.CL A | CL A | $1.8M | 0.7% |
| Union Pac Corp.COM | COM | $1.8M | 0.7% |
| Banner Corp.COM NEW | COM NEW | $1.73M | 0.7% |
| New England Rlty Assoc Ltd PDEPOSITORY RCPT | DEPOSITORY RCPT | $1.7M | 0.6% |
| Johnson & JohnsonCOM | COM | $1.67M | 0.6% |
| Mechanics BancorpCL A | CL A | $1.64M | 0.6% |
| Electro-sensors Inc.COM | COM | $1.63M | 0.6% |
| Intergroup Corp.COM | COM | $1.58M | 0.6% |
| Pepsico Inc.COM | COM | $1.56M | 0.6% |
| American Rlty Invs Inc.COM | COM | $1.54M | 0.6% |
| Wiley John & Sons Inc.CL A | CL A | $1.53M | 0.6% |
| Central Secs Corp.COM | COM | $1.47M | 0.6% |
| Barings Corporate InvsCOM | COM | $1.47M | 0.6% |
| Intel Corp.COM | COM | $1.46M | 0.5% |
| Gold Com Inc.COM | COM | $1.45M | 0.5% |
| Pfizer Inc.COM | COM | $1.37M | 0.5% |
| Wisdomtree TRFLOATING RAT TREA | FLOATING RAT TREA | $1.34M | 0.5% |
| Smartfinancial Inc.COM NEW | COM NEW | $1.33M | 0.5% |
| Abbvie Inc.COM | COM | $1.3M | 0.5% |
Apple Inc.COM$13.5M
- Class
- COM
- Share
- 5.1%
Caterpillar Inc.COM$8.51M
- Class
- COM
- Share
- 3.2%
Perma-pipe Intl Hldgs Inc.COM$6.31M
- Class
- COM
- Share
- 2.4%
Plumas BancorpCOM$6.21M
- Class
- COM
- Share
- 2.3%
Kinetik Holdings Inc.NEW CL A$5.69M
- Class
- NEW CL A
- Share
- 2.1%
Msa Safety Inc.COM$5.04M
- Class
- COM
- Share
- 1.9%
iShares TR0-3 MNTH TREASRY$5.04M
- Class
- 0-3 MNTH TREASRY
- Share
- 1.9%
Summit ST BK Santa Rosa CalifCOM$4.74M
- Class
- COM
- Share
- 1.8%
Visa Inc.COM CL A$4.41M
- Class
- COM CL A
- Share
- 1.7%
Donegal Group Inc.CL A$4.27M
- Class
- CL A
- Share
- 1.6%
Berkshire Hathawa Inc. DelCL B NEW$4.05M
- Class
- CL B NEW
- Share
- 1.5%
iShares TRCORE S&P500 ETF$3.57M
- Class
- CORE S&P500 ETF
- Share
- 1.3%
Seneca Foods Corp.NEW CL A$3.41M
- Class
- NEW CL A
- Share
- 1.3%
Vanguard Specialized FundsDIV APP ETF$3.39M
- Class
- DIV APP ETF
- Share
- 1.3%
Cisco Sys Inc.COM$3.05M
- Class
- COM
- Share
- 1.2%
Parke Bancorp Inc.COM$3.03M
- Class
- COM
- Share
- 1.1%
Chevron CorporationCOM$2.8M
- Class
- COM
- Share
- 1.1%
Microsoft Corp.COM$2.77M
- Class
- COM
- Share
- 1.0%
Costco Wholesale CorporationCOM$2.76M
- Class
- COM
- Share
- 1.0%
Baycom Corp.COM$2.63M
- Class
- COM
- Share
- 1.0%
iShares TREXPND TEC SC ETF$2.47M
- Class
- EXPND TEC SC ETF
- Share
- 0.9%
Firstsun Cap BancorpCOM$2.36M
- Class
- COM
- Share
- 0.9%
JPMORGAN Chase & COCOM$2.35M
- Class
- COM
- Share
- 0.9%
International Business MachsCOM$2.33M
- Class
- COM
- Share
- 0.9%
Vanguard Index FdsTOTAL STK MKT$2.21M
- Class
- TOTAL STK MKT
- Share
- 0.8%
Community West BancsharesNEW COM$2.11M
- Class
- NEW COM
- Share
- 0.8%
First Internet BancorpCOM$2.08M
- Class
- COM
- Share
- 0.8%
Modine Mfg COCOM$2.01M
- Class
- COM
- Share
- 0.8%
Kayne Anderson Energy InfrstrCOM$1.95M
- Class
- COM
- Share
- 0.7%
American Express COCOM$1.94M
- Class
- COM
- Share
- 0.7%
Exxonmobil Holdings Corp.SHS$1.88M
- Class
- SHS
- Share
- 0.7%
Meta Platforms Inc.CL A$1.8M
- Class
- CL A
- Share
- 0.7%
Union Pac Corp.COM$1.8M
- Class
- COM
- Share
- 0.7%
Banner Corp.COM NEW$1.73M
- Class
- COM NEW
- Share
- 0.7%
New England Rlty Assoc Ltd PDEPOSITORY RCPT$1.7M
- Class
- DEPOSITORY RCPT
- Share
- 0.6%
Johnson & JohnsonCOM$1.67M
- Class
- COM
- Share
- 0.6%
Mechanics BancorpCL A$1.64M
- Class
- CL A
- Share
- 0.6%
Electro-sensors Inc.COM$1.63M
- Class
- COM
- Share
- 0.6%
Intergroup Corp.COM$1.58M
- Class
- COM
- Share
- 0.6%
Pepsico Inc.COM$1.56M
- Class
- COM
- Share
- 0.6%
American Rlty Invs Inc.COM$1.54M
- Class
- COM
- Share
- 0.6%
Wiley John & Sons Inc.CL A$1.53M
- Class
- CL A
- Share
- 0.6%
Central Secs Corp.COM$1.47M
- Class
- COM
- Share
- 0.6%
Barings Corporate InvsCOM$1.47M
- Class
- COM
- Share
- 0.6%
Intel Corp.COM$1.46M
- Class
- COM
- Share
- 0.5%
Gold Com Inc.COM$1.45M
- Class
- COM
- Share
- 0.5%
Pfizer Inc.COM$1.37M
- Class
- COM
- Share
- 0.5%
Wisdomtree TRFLOATING RAT TREA$1.34M
- Class
- FLOATING RAT TREA
- Share
- 0.5%
Smartfinancial Inc.COM NEW$1.33M
- Class
- COM NEW
- Share
- 0.5%
Abbvie Inc.COM$1.3M
- Class
- COM
- Share
- 0.5%
The share class is shown on a wider screen.
The 50 largest of 930 positions by value, with holdings of the same security combined. The 200 largest are in this firm's machine-readable record. Share counts and quarter-on-quarter changes for each position are on EDGAR. View the full information table on EDGAR
This filing
- Form
- 13F-HR
- CIK
- 702007
- File number
- 028-22901
- Options
- 0 call, 0 put
- In the 25 largest
- 40.3%
- Prior quarter
- $246M at 31 March 2026
- Positions opened
- 69
- Positions closed
- 33
Common questions
What are Caldwell Sutter Capital’s 13F holdings worth?
$265 million across 930 positions for the quarter ended 30 June 2026.
What is Caldwell Sutter Capital’s largest 13F holding?
APPLE INC (COM) was the largest position at $13.5 million, or 5.1% of reported 13F value, as of 30 June 2026.
How concentrated is Caldwell Sutter Capital’s 13F portfolio?
The ten largest positions accounted for 24.0% of reported value and the twenty-five largest for 40.3%, across 930 positions as of 30 June 2026.
Does Form 13F show everything Caldwell Sutter Capital manages?
No. Form 13F covers only long positions in exchange-traded securities over which the manager has investment discretion, valued at quarter end. It excludes cash, most bonds, private funds, and any assets the firm does not have discretion over, so it is neither the firm's total assets nor any individual client's portfolio.
How often does Caldwell Sutter Capital file its 13F?
Every quarter. Managers file within 45 days of each quarter's end, so the figures are a snapshot that changes between filings. This page shows the quarter ended 30 June 2026.
Answered from this filing and the prior quarter's.