Cadia Private Client provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Cadia Private Client reports 122 clients. They include 76 individual clients and 46 high-net-worth individuals. Of its assets, 100.0% ($193M across 487 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 14% |
| High-net-worth individuals | 38% | 79% |
| Corporations and other businesses | Fewer than 5 | 7% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 76 | $27M | 14.0% | $356K |
| High-net-worth individuals | 46 | $153M | 79.3% | $3.32M |
| Corporations and other businesses | Fewer than 5 | $12.8M | 6.6% | — |
| Total | 122 | $193M | 100% | — |
- Clients
- 76
- Regulatory AUM
- $27M
- AUM share
- 14.0%
- Avg. per client
- $356K
- Clients
- 46
- Regulatory AUM
- $153M
- AUM share
- 79.3%
- Avg. per client
- $3.32M
- Clients
- Fewer than 5
- Regulatory AUM
- $12.8M
- AUM share
- 6.6%
- Avg. per client
- —
Total
- Clients
- 122
- Regulatory AUM
- $193M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Cadia Private Client charges 0.65%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M and above | 0.65% |
Fee details and sources
Other fees
- Retirement plan advisory services
- Retirement plan advisory fees are an annual asset-based fee of up to 1.00%.
- Standalone financial planning and consulting
- Extraordinary standalone financial planning and consulting is a fixed fee of $10,000 to $150,000 per engagement.
Vincent Maffucci owns 50% to 75% of Cadia Private Client. The leadership team of Cadia Private Client includes Chief Compliance Officer Vincent Maffucci. It has 3 employees, 2 of them in advisory roles.
Leadership
- Vincent MaffucciManaging Member and Chief Compliance Officer
- Martin MatousekManaging Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Cadia Private Client LLC
Vincent Maffucci
Control person · since June 2025
- Owns 50% to 75% of Cadia Private Client LLC
Martin Matousek
Control person · since June 2025
Besides its headquarters, Cadia Private Client has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 1 Gatehall Drive, Suite 307, ParsippanyHQ
Contact and registration details
- Legal name
- Cadia Private Client LLC
- Headquarters
- 1 Gatehall Drive, Suite 307, Parsippany, NJ 07054
- Website
- cadiaprivate.com
- Phone
- 973-993-6300
- @cadia-private-client
- SEC file
- 801-134227
- Structure
- New Jersey LLC
- Fiscal year end
- December
Cadia Private Client uses Fidelity ($193M) as custodian for its separately managed accounts. Cadia Private Client has custody of $24.4M in client assets for 43 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $193M100%
At year end, Cadia Private Client’s separately managed accounts were mostly in funds (72%) and stocks (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $139M across 76 positions; the largest are Vanguard Index Fds (13.8%), Invesco Qqq TR (9.9%) and Schwab Strategic TR (7.3%).
What the accounts hold
- Stocks13%
- Funds72%
- Registered funds71%
- Pooled vehicles1%
- Bonds2%
- Cash13%
Reported 13F holdings
- $139M
- Reported 13F value
- 76
- Positions
- 59.8%
- In the 10 largest
- +13.1%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs13.8%
- Invesco Qqq TR · Unit Ser 19.9%
- Schwab Strategic TR · Int-trm U.s Tres7.3%
- iShares TR · Core S&P Ttl Stk6.7%
- iShares TR · Core Div Grwth4.2%
- Schwab Strategic TR · US Dividend EQ4.1%
- Fidelity Merrimack Str TR · Total BD ETF3.7%
- iShares TR · Trs Flt RT BD3.6%
- iShares TR · Core S&P Mcp ETF3.3%
- Blackrock ETF Trust · Isha IN Ctry ETF3.1%
Together, the ten largest are 59.8% of reported value.
How many clients does Cadia Private Client have?
Cadia Private Client has 122 clients and manages $193 million for them, as of February 2026. They include 76 individual clients and 46 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does Cadia Private Client offer?
Cadia Private Client provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Cadia Private Client charge?
Cadia Private Client charges 0.65%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: CADIA PRIVATE CLIENT LLC DISCLOSURE BROCHURE, filed 24 February 2026
Which custodians does Cadia Private Client use?
Cadia Private Client’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $193M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does Cadia Private Client have?
Cadia Private Client has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cadia Private Client invest in?
At the end of its last fiscal year, Cadia Private Client’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 13% cash and equivalents, 2% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cadia Private Client?
Cadia Private Client’s direct owners are Vincent Maffucci (50% to 75%) and Martin Matousek (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does Cadia Private Client get paid?
Cadia Private Client is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Cadia Private Client registered with the SEC?
Yes, Cadia Private Client has been registered with the SEC as an investment adviser since 28 August 2025. Its CRD number is 337400 and its SEC file number is 801-134227.
Source: Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record
How do I contact Cadia Private Client?
Cadia Private Client’s main office is at 1 Gatehall Drive, Suite 307, Parsippany, NJ 07054. Its phone number is 973-993-6300. Its website is cadiaprivate.com.