Vincent Maffucci has been Managing Member and Chief Compliance Officer of Cadia Private Client since June 2025, is a control person of the firm and directly owns between 50% and 75% of it. Vincent Maffucci holds a BA from Florida Atlantic University.
Cadia Private Client LLC is a Parsippany, NJ firm with $193M under management, 122 clients and 2 advisers in one office, as of its February 2026 filing.
Vincent Maffucci is a managing partner of Cadia Private Client, LLC, based in Parsippany, New Jersey. He has extensive experience in financial management and portfolio construction gained throughout his career on Wall Street, including roles as CFO/COO for hedge funds. He also serves as trustee on multiple non-profit boards in the community.
Vincent Maffucci’s longest registration was 7 years at Private Advisor Group, LLC (2018–2025). Before joining Cadia Private Client in 2025, Vincent Maffucci was registered through Private Advisor Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Cadia Private Client LLCCurrent– present · 1 yearParsippany, NJ · Adviser representative · Firm CRD 337400
- Private Advisor Group, LLC– · 7 yearsParsippany, NJ · Adviser representative · Firm CRD 155216
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 5 yearsUpper Montclair, NJ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Cadia Private Client
- CFA®
- FRM®
Investment adviser representative registrations
Vincent Maffucci is registered as an investment adviser representative in 2 states. Each was approved in September 2025.
- New JerseySince 17 September 2025
- TexasSince 9 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 June 2013 |
| Series 7 | General Securities Representative Examination | 2 May 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Vincent G Maffucci
- CRD
- 4279019
- Firm
- Cadia Private Client · CRD 337400
- Role
- Managing Member and Chief Compliance Officer
- Office
- 1 GATEHALL DRIVE, SUITE 307, Parsippany, NJ 07054
- Registration
- Investment adviser registration
- In the industry since
- May 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cadiaprivate.com
Where does Vincent Maffucci work?
Vincent Maffucci has been Managing Member and Chief Compliance Officer of Cadia Private Client LLC since June 2025, and is a control person of the firm.
Is Vincent Maffucci a financial advisor?
Yes. Vincent Maffucci has a current investment-adviser registration in New Jersey and Texas, through Cadia Private Client since September 2025.
How many years of experience does Vincent Maffucci have?
Vincent Maffucci has 13 years in the financial industry, since May 2013, across 3 adviser firms.
What exams has Vincent Maffucci passed?
Vincent Maffucci has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2013. FINRA credited Vincent Maffucci with the SIE, which began in October 2018.
Where did Vincent Maffucci work before Cadia Private Client?
Before Cadia Private Client, Vincent Maffucci was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2013 to October 2018.
Where is Vincent Maffucci based?
Vincent Maffucci’s registered office is in Parsippany, NJ.
Is Vincent Maffucci registered with FINRA?
No. Vincent Maffucci has no current broker registration.
Is Vincent Maffucci a CFA charterholder?
Cadia Private Client lists Vincent Maffucci with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Vincent Maffucci’s record?
Search CRD 4279019 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vincent Maffucci’s full registration record.