Cadence Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Cadence Wealth Management reports 696 clients. They include 585 individual clients and 111 high-net-worth individuals. Of its assets, 93.7% ($420M across 2,899 accounts) are managed with discretion; $28.3M across 373 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 54% |
| High-net-worth individuals | 16% | 46% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 585 | $242M | 54.0% | $414K |
| High-net-worth individuals | 111 | $206M | 46.0% | $1.86M |
| Total | 696 | $448M | 100% | $644K |
- Clients
- 585
- Regulatory AUM
- $242M
- AUM share
- 54.0%
- Avg. per client
- $414K
- Clients
- 111
- Regulatory AUM
- $206M
- AUM share
- 46.0%
- Avg. per client
- $1.86M
Total
- Clients
- 696
- Regulatory AUM
- $448M
- AUM share
- 100%
- Avg. per client
- $644K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Cadence Wealth Management charges 1.00%–2.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting Services
- Financial planning or consulting is offered on an annual basis for a fixed fee of $600 to $5,000, negotiable depending on the complexity of the services.
Casey Clarke owns 50% to 75% of Cadence Wealth Management. The leadership team of Cadence Wealth Management includes Chief Compliance Officer Thomas Shiffer. It has 7 employees, 6 of them in advisory roles.
Leadership
- Thomas ShifferManaging Member, Chief Compliance Officer
- Casey ClarkeManaging Member
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 6 in advisory functions
- 6 state-registered reps
- 3 broker-dealer reps
- 4 insurance agents
- Owns 50% to 75% of Cadence Wealth Management LLC
Casey Clarke
Control person · since October 2010
- Owns 50% to 75% of Cadence Wealth Management LLC
Thomas Shiffer
Control person · since October 2010
Cadence Wealth Management’s regulatory assets grew 1.9× from $238M (February 2021) to $448M (March 2026); clients rose from 626 to 696 and employees fell from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $448M | 696 | 7 | 1 |
| February 2025 | $305M | 682 | 8 | 1 |
| January 2024 | $292M | 727 | 8 | 1 |
| February 2023 | $263M | 635 | 8 | 1 |
| March 2022 | $253M | 602 | 8 | 1 |
| February 2021 | $238M | 626 | 8 | 1 |
Besides its headquarters, Cadence Wealth Management has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 1800 West Park Drive, Suite 330, WestboroughHQ
Contact and registration details
- Legal name
- Cadence Wealth Management LLC
- Headquarters
- 1800 West Park Drive, Suite 330, Westborough, MA 01581
- Website
- cadencewm.com
- Phone
- 508-898-0400
- @cadence-wealth-management
- SEC file
- 801-78941
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Cadence Wealth Management uses Charles Schwab ($448M) as custodian for its separately managed accounts. Cadence Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $448M100%
At year end, Cadence Wealth Management’s separately managed accounts were mostly in stocks (63%) and funds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $223M across 63 positions; the largest are SPDR Series Trust (14.5%), Select Sector SPDR TR (12.8%) and iShares TR (11.2%).
What the accounts hold
- Stocks63%
- Funds26%
- Bonds1%
- Cash10%
Reported 13F holdings
- $223M
- Reported 13F value
- 63
- Positions
- 77.8%
- In the 10 largest
- −6.9%
- Value vs. prior quarter
- SPDR Series Trust · SP O&g Expl Pro14.5%
- Select Sector SPDR TR · ST Str Energ ETF12.8%
- iShares TR · 20 YR TR BD ETF11.2%
- iShares Silver TR · iShares8.9%
- Vanguard World FD · Extended Dur8.0%
- SPDR Gold TR · Gold Shs6.3%
- iShares TR · 7-10 YR Trsy BD6.1%
- Sprott Asset Management LP · Physical Gold AN3.7%
- Schwab Strategic TR · US Lcap VA ETF3.6%
- SPDR Index Shs Fds · ST Str Nat ETF2.7%
Together, the ten largest are 77.8% of reported value.
How many clients does Cadence Wealth Management have?
Cadence Wealth Management has 696 clients and manages $448 million for them, as of March 2026. They include 585 individual clients and 111 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Cadence Wealth Management offer?
Cadence Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Cadence Wealth Management charge?
Cadence Wealth Management charges 1.00%–2.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: CADENCE DISCLOSURE BROCHURE AND SUPPLEMENTS, filed 17 March 2026
Which custodians does Cadence Wealth Management use?
Cadence Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $448M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Cadence Wealth Management have?
Cadence Wealth Management has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cadence Wealth Management invest in?
At the end of its last fiscal year, Cadence Wealth Management’s separately managed accounts held 63% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cadence Wealth Management?
Cadence Wealth Management’s direct owners are Casey Clarke (50% to 75%) and Thomas Shiffer (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Cadence Wealth Management get paid?
Cadence Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Cadence Wealth Management registered with the SEC?
Yes, Cadence Wealth Management has been registered with the SEC as an investment adviser since 2 January 2014. Its CRD number is 155080 and its SEC file number is 801-78941.
Source: Form ADV Part 1A, Item 1, filed 17 March 2026; IAPD firm record
How do I contact Cadence Wealth Management?
Cadence Wealth Management’s main office is at 1800 West Park Drive, Suite 330, Westborough, MA 01581. Its phone number is 508-898-0400. Its website is cadencewm.com.