James Laite has been an investment adviser representative at Cadence Wealth Management since May 2012, and is not listed among the firm’s executive officers or direct owners.
Cadence Wealth Management LLC is a Westborough, MA firm with $448M under management, 696 clients and 6 advisers in one office, as of its March 2026 filing.
James Laite’s longest registration is the current one, 14 years at Cadence Wealth Management since 2012. Before joining Cadence Wealth Management in 2012, James Laite was registered through Ameriprise Financial Services, Inc.
- – present · 14 yearsWestborough, MA · Adviser representative · Firm CRD 155080
- Ameriprise Financial Services, Inc.– · under a yearWestborough, MA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
James Laite is registered as an investment adviser representative in Massachusetts, since May 2012.
- MassachusettsSince 1 May 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 10 September 2003 |
| Series 66 | Uniform Combined State Law Examination | 8 August 2003 |
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- James Andrew Laite
- CRD
- 4656586
- Firm
- Cadence Wealth Management · CRD 155080
- Office
- 1800 WEST PARK DRIVE, SUITE 330, Westborough, MA 01581
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does James Laite work?
James Laite is an investment adviser representative registered through Cadence Wealth Management LLC since May 2012, and is not listed among the firm’s executive officers or direct owners.
Is James Laite a financial advisor?
Yes. James Laite has a current investment-adviser registration in Massachusetts, through Cadence Wealth Management since May 2012.
How many years of experience does James Laite have?
James Laite has 15 years in the financial industry, since June 2011, across 2 adviser firms.
What exams has James Laite passed?
James Laite has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in August 2003.
Where did James Laite work before Cadence Wealth Management?
Before Cadence Wealth Management, James Laite was registered through Ameriprise Financial Services, Inc., November 2006 to October 2007.
Where is James Laite based?
James Laite’s registered office is in Westborough, MA.
Is James Laite registered with FINRA?
No. James Laite has no current broker registration.
How can I verify James Laite’s record?
Search CRD 4656586 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Laite’s full registration record.