Buckhead Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 11–25 clients last fiscal year.
Buckhead Capital Management reports 203 clients. They include 68 individual clients, 65 high-net-worth individuals and 30 state or municipal government entities. Of its assets, 100.0% ($5.76B across 365 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 2% |
| High-net-worth individuals | 32% | 5% |
| Charitable organizations | 11% | 6% |
| State or municipal government entities | 15% | 63% |
| Corporations and other businesses | 8% | 25% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 68 | $87.2M | 1.5% | $1.28M |
| High-net-worth individuals | 65 | $296M | 5.1% | $4.56M |
| Charitable organizations | 23 | $335M | 5.8% | $14.6M |
| State or municipal government entities | 30 | $3.62B | 62.8% | $121M |
| Corporations and other businesses | 17 | $1.42B | 24.7% | $83.7M |
| Total | 203 | $5.76B | 100% | $28.4M |
- Clients
- 68
- Regulatory AUM
- $87.2M
- AUM share
- 1.5%
- Avg. per client
- $1.28M
- Clients
- 65
- Regulatory AUM
- $296M
- AUM share
- 5.1%
- Avg. per client
- $4.56M
- Clients
- 23
- Regulatory AUM
- $335M
- AUM share
- 5.8%
- Avg. per client
- $14.6M
- Clients
- 30
- Regulatory AUM
- $3.62B
- AUM share
- 62.8%
- Avg. per client
- $121M
- Clients
- 17
- Regulatory AUM
- $1.42B
- AUM share
- 24.7%
- Avg. per client
- $83.7M
Total
- Clients
- 203
- Regulatory AUM
- $5.76B
- AUM share
- 100%
- Avg. per client
- $28.4M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Buckhead Capital Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Walter Dupre owns 50% to 75% of Buckhead Capital Management. The leadership team of Buckhead Capital Management includes Chief Compliance Officer John Swanson. It has 13 employees, 12 of them in advisory roles.
Staff
- 13 employees
- 12 in advisory functions
- 10 state-registered reps
- Owns 50% to 75% of Buckhead Capital Management, LLC
Walter Dupre
Control person · since October 2000
- Owns 50% to 75% of Buckhead Capital Management, LLC
John Swanson
Control person · since January 2002
Buckhead Capital Management’s regulatory assets grew 2.2× from $2.56B (March 2021) to $5.76B (March 2026); clients fell from 217 to 203 and employees rose from 12 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $5.76B | 203 | 13 | 3 |
| May 2025May 2025 | $5.17B | 194 | 13 | 2 |
| Mar 2024March 2024 | $3.92B | 310 | 11 | 1 |
| Mar 2023March 2023 | $3.43B | 258 | 14 | 1 |
| Mar 2022March 2022 | $3.72B | 232 | 12 | 1 |
| Mar 2021March 2021 | $2.56B | 217 | 12 | 1 |
Besides its headquarters, Buckhead Capital Management has 2 offices, with 3 listed addresses across 2 states.
Georgia · 2 listed addresses
- 900 Circle 75 Pkwy Se, Suite 900, AtlantaHQ
- 1117 Perimeter Center West, Sandy Springs
Nevada · 1 listed address
- 50 W Liberty St, Reno
Contact and registration details
- Legal name
- Buckhead Capital Management, LLC
- Headquarters
- 900 Circle 75 Pkwy Se, Suite 900, Atlanta, GA 30339
- Website
- buckheadcapital.com
- Phone
- 404-720-8800
- @buckhead-capital-management
- SEC file
- 801-57810
- Structure
- Georgia LLC
- Fiscal year end
- December
Buckhead Capital Management’s named custodians for separately managed accounts include Principal Securities ($1.42B, 27%), US Bancorp National Association ($1.19B, 22%) and The Northern Trust ($1.19B, 22%). Buckhead Capital Management has custody of $103M for 38 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $357M7%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $1.19B22%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $1.19B22%
- US Bancorp National AssociationUS Bancorp National Association · Cincinnati, OH · $1.19B22%
- Principal SecuritiesPrincipal Securities, Inc. · Waco, TX · $1.42B27%
At year end, Buckhead Capital Management’s separately managed accounts were mostly in bonds (73%). Its reported 13F holdings for the quarter ended 30 June 2026 total $292M across 149 positions; the largest are Apple Inc. (5.0%), Microsoft Corp. (3.9%) and Alphabet Inc. (3.8%).
What the accounts hold
- Stocks5%
- Bonds73%
- U.S. government and agency bonds65%
- Investment grade corporate bonds6%
- State and local bonds2%
- Cash4%
- Other18%
- Mortgage-backed securities, non-agency securitized abs18%
How many clients does Buckhead Capital Management have?
Buckhead Capital Management has 203 clients and manages $5.76 billion for them, as of March 2026. They include 68 individual clients, 65 high-net-worth individuals and 30 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Buckhead Capital Management offer?
Buckhead Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Buckhead Capital Management use?
Buckhead Capital Management’s separately managed account assets are held at Principal Securities, Inc. (Waco, TX), with $1.42B, US Bancorp National Association (Cincinnati, OH), with $1.19B, The Northern Trust Company (Chicago, IL), with $1.19B, The Bank of New York Mellon (New York, NY), with $1.19B and Charles Schwab & Co., Inc. (Westlake, TX), with $357M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Buckhead Capital Management have?
Buckhead Capital Management has 10 investment adviser representatives registered with state securities authorities, out of 13 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Buckhead Capital Management invest in?
At the end of its last fiscal year, Buckhead Capital Management’s separately managed accounts held 65% U.S. government and agency bonds, 18% other, 6% investment grade corporate bonds, 5% exchange-traded equities, 4% cash and equivalents and 2% state and local bonds. The 18% other category is described as: Mortgage-Backed Securities, Non-Agency Securitized Abs.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Buckhead Capital Management?
Buckhead Capital Management’s direct owners are Walter Dupre (50% to 75%) and John Swanson (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Buckhead Capital Management get paid?
Buckhead Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Buckhead Capital Management?
Buckhead Capital Management’s main office is at 900 Circle 75 Pkwy Se, Suite 900, Atlanta, GA 30339. Its phone number is 404-720-8800. Its website is buckheadcapital.com.
