John Swanson has been Member, Chief Compliance Officer of Buckhead Capital Management since January 2002, is a control person of the firm and directly owns between 50% and 75% of it. John Swanson holds a B.S. in Business Administration, with a concentration in Finance from Auburn University.
Buckhead Capital Management, LLC is an Atlanta, GA firm with $5.76B under management, 203 clients and 12 advisers across 3 offices, as of its March 2026 filing.
John D. Swanson, Jr. is Partner and Portfolio Manager of Buckhead Capital Management, based in Atlanta. He serves as a Portfolio Manager on the firm's Diversified Value, High Net Worth, and Value Equity investment teams. Before joining Buckhead Capital in 1998, he was a member of Smith Barney's Investment Consulting Group, and previously worked for NationsBank Capital Markets advising community banks on asset/liability management.
- – present · 22 yearsAtlanta, GA · Adviser representative · Firm CRD 110707
Investment adviser representative registrations
John Swanson is registered as an investment adviser representative in Georgia, since March 2004.
- GeorgiaSince 25 March 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Dodgen Swanson
- CRD
- 2521407
- Firm
- Buckhead Capital Management · CRD 110707
- Role
- Member, Chief Compliance Officer
- Office
- 900 CIRCLE 75 PKWY SE, SUITE 900, Atlanta, GA 30339
- Registration
- Investment adviser registration
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- buckheadcapital.com
Where does John Swanson work?
John Swanson has been Member, Chief Compliance Officer of Buckhead Capital Management, LLC since January 2002, and is a control person of the firm.
Is John Swanson a financial advisor?
Yes. John Swanson has a current investment-adviser registration in Georgia, through Buckhead Capital Management since March 2004.
How many years of experience does John Swanson have?
John Swanson has 22 years in the financial industry, since March 2004, across 1 adviser firm.
What exams has John Swanson passed?
John Swanson passed the Series 65 in March 2004.
Where is John Swanson based?
John Swanson’s registered office is in Atlanta, GA.
Is John Swanson registered with FINRA?
No. John Swanson has no current broker registration.
How can I verify John Swanson’s record?
Search CRD 2521407 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Swanson’s full registration record.