Brett Josey Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
Brett Josey Wealth Management reports 23 clients. They include 13 high-net-worth individuals and 10 individual clients. Of its assets, 100.0% ($143M across 59 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 11% |
| High-net-worth individuals | 57% | 89% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 10 | $15.2M | 10.6% | $1.52M |
| High-net-worth individuals | 13 | $127M | 89.4% | $9.8M |
| Total | 23 | $143M | 100% | $6.2M |
- Clients
- 10
- Regulatory AUM
- $15.2M
- AUM share
- 10.6%
- Avg. per client
- $1.52M
- Clients
- 13
- Regulatory AUM
- $127M
- AUM share
- 89.4%
- Avg. per client
- $9.8M
Total
- Clients
- 23
- Regulatory AUM
- $143M
- AUM share
- 100%
- Avg. per client
- $6.2M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Brett Josey Wealth Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Brett Josey owns 75% or more of Brett Josey Wealth Management. The leadership team of Brett Josey Wealth Management includes President Brett Josey. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Brett Josey Wealth Management LLC
Brett Josey
Control person · since December 1997
Brett Josey Wealth Management’s regulatory assets grew from $124M (January 2022) to $143M (March 2026); clients rose from 17 to 23 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $143M | 23 | 2 | 1 |
| Jan 2025January 2025 | $128M | 22 | 2 | 1 |
| Jan 2024January 2024 | $118M | 20 | 2 | 1 |
| Jan 2023January 2023 | $99.5M | 16 | 2 | 1 |
| Jan 2022January 2022 | $124M | 17 | 2 | 1 |
Besides its headquarters, Brett Josey Wealth Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Brett Josey Wealth Management LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 318-469-2830
- SEC file
- 801-123172
- Structure
- Louisiana LLC
- Fiscal year end
- December
Brett Josey Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($128M). Brett Josey Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $128M100%
At year end, Brett Josey Wealth Management’s separately managed accounts were mostly in stocks (69%) and cash (20%).
What the accounts hold
- Stocks69%
- Funds5%
- Bonds6%
- Cash20%
How many clients does Brett Josey Wealth Management have?
Brett Josey Wealth Management has 23 clients and manages $143 million for them, as of March 2026. They include 13 high-net-worth individuals and 10 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026
What services does Brett Josey Wealth Management offer?
Brett Josey Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Brett Josey Wealth Management use?
Brett Josey Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $128M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026
How many financial advisors does Brett Josey Wealth Management have?
Brett Josey Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Brett Josey Wealth Management invest in?
At the end of its last fiscal year, Brett Josey Wealth Management’s separately managed accounts held 69% exchange-traded equities, 20% cash and equivalents, 6% U.S. government and agency bonds and 5% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Brett Josey Wealth Management?
Brett Josey Wealth Management’s direct owner is Brett Josey (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 March 2026
How does Brett Josey Wealth Management get paid?
Brett Josey Wealth Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Brett Josey Wealth Management?
Its phone number is 318-469-2830.