Brett Josey has been President/Manager/Chief Compliance Officer(as of 06/15/2004) of Brett Josey Wealth Management since December 1997, is a control person of the firm and directly owns 75% or more of it.
Brett Josey Wealth Management LLC is a firm with $143M under management, 23 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 14 yearsBenton, LA · Adviser representative · Firm CRD 107870
Investment adviser representative registrations
Brett Josey is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2011; the most recent is Louisiana, in December 2011.
- LouisianaSince 20 December 2011
- TexasResidentSince 9 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2011 |
| Series 7 | General Securities Representative Examination | 19 December 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brett Benson Josey
- CRD
- 2839029
- Firm
- Brett Josey Wealth Management · CRD 107870
- Role
- President/Manager/Chief Compliance Officer(as of 06/15/2004)
- Office
- Benton, LA
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Brett Josey work?
Brett Josey has been President/Manager/Chief Compliance Officer(as of 06/15/2004) of Brett Josey Wealth Management LLC since December 1997, and is a control person of the firm.
Is Brett Josey a financial advisor?
Yes. Brett Josey has a current investment-adviser registration in Louisiana and Texas, through Brett Josey Wealth Management since November 2011.
How many years of experience does Brett Josey have?
Brett Josey has 14 years in the financial industry, since November 2011, across 1 adviser firm.
What exams has Brett Josey passed?
Brett Josey has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in December 1996.
Where is Brett Josey based?
Brett Josey’s registered office is in Benton, LA.
Is Brett Josey registered with FINRA?
No. Brett Josey has no current broker registration.
How can I verify Brett Josey’s record?
Search CRD 2839029 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Josey’s full registration record.