Braun-Bostich & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Braun-Bostich & Associates reports 269 clients. They include 179 individual clients and 90 high-net-worth individuals. Of its assets, 98.0% ($245M across 932 accounts) are managed with discretion; $4.96M across 40 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 23% |
| High-net-worth individuals | 33% | 75% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 179 | $56.4M | 22.6% | $315K |
| High-net-worth individuals | 90 | $188M | 75.4% | $2.09M |
| Pension and profit-sharing plans | Fewer than 5 | $4.96M | 2.0% | — |
| Charitable organizations | Fewer than 5 | $58.5K | 0.0% | — |
| Total | 269 | $250M | 100% | — |
- Clients
- 179
- Regulatory AUM
- $56.4M
- AUM share
- 22.6%
- Avg. per client
- $315K
- Clients
- 90
- Regulatory AUM
- $188M
- AUM share
- 75.4%
- Avg. per client
- $2.09M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.96M
- AUM share
- 2.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $58.5K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 269
- Regulatory AUM
- $250M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Braun-Bostich & Associates charges 0.35%–1.35% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Ongoing Financial Planning
- An annual fixed engagement fee of $1,500 to $20,000, billed quarterly in advance.
- Project-Based Financial Planning
- A fixed fee of $2,000 to $10,000, which may be invoiced up to 100% of the expected total fee on execution.
- Retirement Plan Advisory Services
- An annual asset-based fee of up to 0.75% of plan assets, billed monthly.
Amy Braun-Bostich owns 50% to 75% of Braun-Bostich & Associates. Amy Braun-Bostich is CEO; the leadership team includes Chief Operating Officer Cassandra Kirby. It has 7 employees, 4 of them in advisory roles.
Leadership
Amy Braun-BostichOwner, Chief Executive Officer, and Private Wealth Advisor
Cassandra KirbyChief Operating Officer, Chief Compliance Officer, and Private Wealth Advisor
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Braun-Bostich & Associates Inc.
Amy Braun-Bostich
Control person · since May 2017
- Owns 25% to 50% of Braun-Bostich & Associates Inc.
Cassandra Kirby
since September 2018
Braun-Bostich & Associates’ regulatory assets grew from $193M (March 2021) to $250M (April 2026); clients were 269 in both filings and employees fell from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $250M | 269 | 7 | 1 |
| March 2025 | $221M | 302 | 7 | 1 |
| March 2024 | $204M | 273 | 7 | 1 |
| March 2023 | $181M | 323 | 8 | 1 |
| March 2022 | $212M | 275 | 8 | 1 |
| March 2021 | $193M | 279 | 8 | 1 |
Besides its headquarters, Braun-Bostich & Associates has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 1600 Ashwood Drive, Ste 1601, CanonsburgHQ
Contact and registration details
- Legal name
- Braun-Bostich & Associates Inc.
- Headquarters
- 1600 Ashwood Drive, Ste 1601, Canonsburg, PA 15317
- Website
- braun-bostich.com
- Phone
- 724-942-2639
- @braun-bostich-associates
- SEC file
- 801-110570
- Founded
- 2002
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Braun-Bostich & Associates uses Charles Schwab ($233M) as custodian for its separately managed accounts. Braun-Bostich & Associates has custody of $15.9M in client assets for 32 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $233M100%
At year end, Braun-Bostich & Associates’ separately managed accounts were mostly in stocks (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $179M across 135 positions; the largest are Vanguard Index Fds (7.9%), iShares TR (5.6%) and Blackrock ETF Trust (4.4%).
What the accounts hold
- Stocks94%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash4%
Reported 13F holdings
- $179M
- Reported 13F value
- 135
- Positions
- 41.3%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs7.9%
- iShares TR · 20 YR TR BD ETF5.6%
- Blackrock ETF Trust · iShares US Equit4.4%
- SPDR Series Trust · ST Str P500grw4.0%
- Blackrock ETF Trust · Isha IN Ctry ETF4.0%
- Vanguard Charlotte Fds · Total Int BD ETF3.6%
- First TR Exchange Traded FD · Risng Divd Achiv3.0%
- SPDR Series Trust · ST Str P500val3.0%
- Blackrock ETF Trust · Isha Syst AL ETF2.9%
- Vanguard Scottsdale Fds · Inter Term Treas2.9%
Together, the ten largest are 41.3% of reported value.
How many clients does Braun-Bostich & Associates have?
Braun-Bostich & Associates has 269 clients and manages $250 million for them, as of April 2026. They include 179 individual clients and 90 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Braun-Bostich & Associates offer?
Braun-Bostich & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Braun-Bostich & Associates charge?
Braun-Bostich & Associates charges 0.35%–1.35% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: BBA DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY, filed 2 March 2026
Which custodians does Braun-Bostich & Associates use?
Braun-Bostich & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $233M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026
How many financial advisors does Braun-Bostich & Associates have?
Braun-Bostich & Associates has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Braun-Bostich & Associates invest in?
At the end of its last fiscal year, Braun-Bostich & Associates’ separately managed accounts held 94% exchange-traded equities, 4% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Braun-Bostich & Associates?
Braun-Bostich & Associates’ direct owners are Cassandra Kirby (25% to 50%) and Amy Braun-Bostich (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Braun-Bostich & Associates get paid?
Braun-Bostich & Associates is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Braun-Bostich & Associates?
Braun-Bostich & Associates’ main office is at 1600 Ashwood Drive, Ste 1601, Canonsburg, PA 15317. Its phone number is 724-942-2639. Its website is braun-bostich.com.