Douglas Bostich has been an investment adviser representative at Braun-Bostich & Associates since June 2017, and is not listed among the firm’s executive officers or direct owners. Douglas Bostich holds a B.S. in Finance from California University of Pennsylvania.
Braun-Bostich & Associates Inc. is a Canonsburg, PA firm with $250M under management, 269 clients and 4 advisers in one office, as of its April 2026 filing.
Doug Bostich is Financial Planning Specialist & Compliance Manager of Braun-Bostich & Associates. He has spent more than two decades with the firm, where he is responsible for construction of financial plans, review preparation and research as part of its Financial Planning team. He also leads the firm's technology initiatives from idea to application.
Douglas Bostich’s longest registration was 13 years at Ameriprise Financial Services, Inc. (2004–2017). Before joining Braun-Bostich & Associates in 2017, Douglas Bostich was registered through Ameriprise Financial Services, Inc.
- – present · 9 yearsCanonsburg, PA · Adviser representative · Firm CRD 288336
- Ameriprise Financial Services, Inc.– · 13 yearsMcMurray, PA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Douglas Bostich is registered as an investment adviser representative in Pennsylvania, since June 2017.
- PennsylvaniaSince 2 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 March 2004 |
| Series 7 | General Securities Representative Examination | 9 February 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas George Bostich
- CRD
- 2327303
- Firm
- Braun-Bostich & Associates · CRD 288336
- Office
- 1600 ASHWOOD DRIVE, STE 1601, Canonsburg, PA 15317
- Registration
- Investment adviser registration
- In the industry since
- February 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- braun-bostich.com
Where does Douglas Bostich work?
Douglas Bostich is an investment adviser representative registered through Braun-Bostich & Associates Inc. since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Bostich a financial advisor?
Yes. Douglas Bostich has a current investment-adviser registration in Pennsylvania, through Braun-Bostich & Associates since June 2017.
How many years of experience does Douglas Bostich have?
Douglas Bostich has 22 years in the financial industry, since February 2004, across 2 adviser firms.
What exams has Douglas Bostich passed?
Douglas Bostich has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2004. FINRA credited Douglas Bostich with the SIE, which began in October 2018.
Where is Douglas Bostich based?
Douglas Bostich’s registered office is in Canonsburg, PA.
Is Douglas Bostich registered with FINRA?
No. Douglas Bostich has no current broker registration.
How can I verify Douglas Bostich’s record?
Search CRD 2327303 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Bostich’s full registration record.
