Bostwick Capital provides portfolio management for pooled vehicles. The firm advises 4 private funds.
Bostwick Capital reports 6 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($245M across 6 accounts) are managed with discretion. Of its clients, 83% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 6 | $245M | 100.0% | $40.9M |
| Total | 6 | $245M | 100% | $40.9M |
- Clients
- 6
- Regulatory AUM
- $245M
- AUM share
- 100.0%
- Avg. per client
- $40.9M
Total
- Clients
- 6
- Regulatory AUM
- $245M
- AUM share
- 100%
- Avg. per client
- $40.9M
- Clients outside the U.S.
- 83%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Bostwick Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Thomas Bostwick owns 75% or more of Bostwick Capital. The leadership team of Bostwick Capital includes Chief Operating Officer Willard Bunn. It has 2 employees.
Leadership
- Willard BunnChief Operating Officer
- Willard BunnChief Compliance Officer
- Thomas BostwickManaging Member
Staff
- 2 employees
- 2 in advisory functions
- Owns 75% or more of Bostwick Capital LLC
Thomas Bostwick
Control person · since June 2006
Bostwick Capital’s regulatory assets fell from $475M (March 2021) to $245M (March 2026); clients rose from 2 to 6 and employees fell from 4 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $245M | 6 | 2 | 1 |
| March 2025 | $205M | 6 | 2 | 1 |
| June 2024 | $260M | 6 | 2 | 1 |
| May 2023 | $347M | 5 | 4 | 2 |
| June 2022 | $527M | 4 | 4 | 2 |
| March 2021 | $475M | 2 | 4 | 2 |
Besides its headquarters, Bostwick Capital has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 40 Birch Hill RD, Suite 3, Locust ValleyHQ
Contact and registration details
- Legal name
- Bostwick Capital LLC
- Headquarters
- 40 Birch Hill RD, Suite 3, Locust Valley, NY 11560
- Website
- bostwickcap.com
- Phone
- 212-776-1032
- @bostwick-capital-llc
- SEC file
- 801-79843
- Structure
- Delaware LLC
- Fiscal year end
- December
Bostwick Capital has custody of $25.7M in client assets for 1 client.
How many clients does Bostwick Capital have?
Bostwick Capital has 6 clients and manages $245 million for them, as of March 2026. They include 6 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Bostwick Capital offer?
Bostwick Capital provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Bostwick Capital have?
Bostwick Capital has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Bostwick Capital?
Bostwick Capital’s direct owner is Thomas Bostwick (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Bostwick Capital get paid?
Bostwick Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Bostwick Capital?
Bostwick Capital’s main office is at 40 Birch Hill RD, Suite 3, Locust Valley, NY 11560. Its phone number is 212-776-1032. Its website is bostwickcap.com.