{"url":"https://nivawealth.com/firms/bostwick-capital-162386","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162386","regulatoryAum":245429146,"crd":"162386","history":[{"filedOn":"2021-03-29","regulatoryAum":475169972,"clients":2,"employees":4,"offices":2},{"filedOn":"2022-06-27","regulatoryAum":527330864,"clients":4,"employees":4,"offices":2},{"filedOn":"2023-05-03","regulatoryAum":346956103,"clients":5,"employees":4,"offices":2},{"filedOn":"2024-06-21","regulatoryAum":260244388,"clients":6,"employees":2,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":205389250,"clients":6,"employees":2,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":245429146,"clients":6,"employees":2,"offices":1}],"secFileNumber":"801-79843","legalName":"Bostwick Capital LLC","displayName":"Bostwick Capital","slug":"bostwick-capital-162386","website":"https://bostwickcap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/162386/dcbafe922214e209-r1.webp","tone":"light","width":654,"height":200,"sourceUrl":"https://www.bostwickcap.com/","sourceLabel":"Bostwick Capital LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/bostwick-capital-llc/about/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"40 Birch Hill RD, Suite 3","city":"Locust Valley","state":"NY","stateName":"New York","country":"United States","postalCode":"11560"},"tradeNames":[],"registration":{"secApproved":"3 June 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":245429146,"discretionary":245429146,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":83,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":245429146}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Bostwick Capital has custody of $25.7M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Willard Bunn","title":"Chief Operating Officer","crd":"4571533"},{"name":"Willard Bunn","title":"Chief Compliance Officer","crd":"4571533"},{"name":"Thomas Bostwick","title":"Managing Member","crd":"4435604"}],"ownership":[{"label":"Thomas Bostwick","detail":"Managing member in the 75% or more ownership band and a control person, since June 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"40 Birch Hill RD, Suite 3","city":"Locust Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-776-1032","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162386/PDF/162386.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bostwick Capital have?","answer":"Bostwick Capital has 6 clients and manages $245 million for them, as of March 2026. They include 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bostwick Capital offer?","answer":"Bostwick Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Bostwick Capital have?","answer":"Bostwick Capital has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bostwick Capital?","answer":"Bostwick Capital’s direct owner is Thomas Bostwick (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bostwick Capital get paid?","answer":"Bostwick Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bostwick Capital?","answer":"Bostwick Capital’s main office is at 40 Birch Hill RD, Suite 3, Locust Valley, NY 11560. Its phone number is 212-776-1032. Its website is bostwickcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}