Boothe Investment Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 500 clients last fiscal year.
Boothe Investment Group reports 622 clients. They include 507 individual clients, 110 high-net-worth individuals and 5 charitable organizations. Of its assets, 100.0% ($425M across 1,612 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $425M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 37% |
| High-net-worth individuals | 18% | 61% |
| Charitable organizations | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 507 | $157M | 36.9% | $309K |
| High-net-worth individuals | 110 | $259M | 60.8% | $2.35M |
| Charitable organizations | 5 | $9.85M | 2.3% | $1.97M |
| Total | 622 | $425M | 100% | $684K |
- Clients
- 507
- Regulatory AUM
- $157M
- AUM share
- 36.9%
- Avg. per client
- $309K
- Clients
- 110
- Regulatory AUM
- $259M
- AUM share
- 60.8%
- Avg. per client
- $2.35M
- Clients
- 5
- Regulatory AUM
- $9.85M
- AUM share
- 2.3%
- Avg. per client
- $1.97M
Total
- Clients
- 622
- Regulatory AUM
- $425M
- AUM share
- 100%
- Avg. per client
- $684K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
Boothe Investment Group charges 0.75%–1.25% a year for its Investment Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$3M | 0.95% |
| $3M and above | 0.75% |
Fee details and sources
David Boothe owns 75% or more of Boothe Investment Group. The leadership team of Boothe Investment Group includes President David Boothe and Chief Compliance Officer Anna Hibbitt. It has 9 employees, 4 of them in advisory roles.
Leadership
David BoothePresident and Chief Investment Officer
Anna HibbittChief Compliance Officer- Carol DillChief Operations Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 75% or more of Boothe Investment Group, Inc.
David Boothe
Control person · since June 2005
- Owns 10% to 25% of Boothe Investment Group, Inc.
Anna Hibbitt
since February 2018
Boothe Investment Group’s regulatory assets grew 2.2× from $192M (February 2021) to $425M (August 2026); clients rose from 544 to 622 and employees from 4 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $425M | 622 | 9 | 1 |
| February 2025 | $283M | 671 | 5 | 1 |
| February 2024 | $239M | 628 | 5 | 1 |
| February 2023 | $189M | 587 | 5 | 1 |
| March 2022 | $227M | 616 | 4 | 1 |
| February 2021 | $192M | 544 | 4 | 1 |
Besides its headquarters, Boothe Investment Group has 0 offices, with 1 listed address in Delaware.
Delaware · 1 listed address
- 450 Kings Hwy N.e., DoverHQ
Contact and registration details
- Legal name
- Boothe Investment Group, Inc.
- Headquarters
- 450 Kings Hwy N.e., Dover, DE 19901
- Website
- abigplan.com
- Phone
- 302-734-7526
- SEC file
- 801-112462
- Structure
- Delaware corporation
- Fiscal year end
- December
Boothe Investment Group uses Wells Fargo Clearing Services ($425M) as custodian for its separately managed accounts. Boothe Investment Group does not have custody of client assets.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $425M100%
At year end, Boothe Investment Group’s separately managed accounts were mostly in stocks (81%) and funds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $317M across 38 positions; the largest are Simplify Exchange Traded Fun (14.2%), Doubleline ETF Trust (10.8%) and Wisdomtree TR (8.0%).
What the accounts hold
- Stocks81%
- Funds13%
- Cash7%
Reported 13F holdings
- $317M
- Reported 13F value
- 38
- Positions
- 64.8%
- In the 10 largest
- +2.2%
- Value vs. prior quarter
- Simplify Exchange Traded Fun · Managed Futures14.2%
- Doubleline ETF Trust · Opportunistic CO10.8%
- Wisdomtree TR · Europe Hedged EQ8.0%
- Victory Portfolios II · Victoryshares SM6.5%
- Global X Fds · India Active ETF4.8%
- Global X Fds · Gbl X FTSE ETF4.7%
- Pinterest Inc. · CL A4.6%
- J P Morgan Exchange Traded F · Ultra Sht Muncpl4.4%
- Citigroup Inc.3.4%
- Sharkninja Inc. · Com Shs3.3%
Together, the ten largest are 64.8% of reported value.
How many clients does Boothe Investment Group have?
Boothe Investment Group has 622 clients and manages $425 million for them, as of August 2026. They include 507 individual clients, 110 high-net-worth individuals and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 August 2026
What services does Boothe Investment Group offer?
Boothe Investment Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Boothe Investment Group charge?
Boothe Investment Group charges 0.75%–1.25% a year for its Investment Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Which custodians does Boothe Investment Group use?
Boothe Investment Group’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $425M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 August 2026
How many financial advisors does Boothe Investment Group have?
Boothe Investment Group has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Boothe Investment Group invest in?
At the end of its last fiscal year, Boothe Investment Group’s separately managed accounts held 81% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Boothe Investment Group have a minimum investment?
Yes, Boothe Investment Group’s minimum account size for its Investment Management Services is $250K.
Who owns Boothe Investment Group?
Boothe Investment Group’s direct owners are David Boothe (75% or more) and Anna Hibbitt (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 August 2026
How does Boothe Investment Group get paid?
Boothe Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Boothe Investment Group registered with the SEC?
Yes, Boothe Investment Group has been registered with the SEC as an investment adviser since 16 February 2018. Its CRD number is 291437 and its SEC file number is 801-112462.
Source: Form ADV Part 1A, Item 1, filed 31 August 2026; IAPD firm record
How do I contact Boothe Investment Group?
Boothe Investment Group’s main office is at 450 Kings Hwy N.e., Dover, DE 19901. Its phone number is 302-734-7526. Its website is abigplan.com.