David Boothe has been President and Chief Investment Officer of Boothe Investment Group since June 2005, is a control person of the firm and directly owns 75% or more of it.
Boothe Investment Group, Inc. is a Dover, DE firm with $425M under management, 622 clients and 4 advisers in one office, as of its August 2026 filing.
David Boothe is President and Chief Investment Officer of B.I.G. Investment Services. He is its founder and got his start in financial services through the life insurance industry in 1993. He has served individual investors as a full-service financial advisor for 25 years.
David Boothe’s longest registration was 9 years at Wells Fargo Advisors Financial Network, LLC (2009–2018). Before joining Boothe Investment Group in 2018, David Boothe was registered through Wells Fargo Advisors Financial Network, LLC.
- Big Investment ServicesCurrent– present · 8 yearsDover, DE · Adviser representative · Firm CRD 291437
- Wells Fargo Advisors Financial Network, LLC– · 9 yearsDover, DE · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
David Boothe is registered as an investment adviser representative in 2 states. Each was approved in February 2018.
- DelawareSince 26 February 2018
- TexasSince 26 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 January 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 4 February 2006 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 22 September 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 2000 |
| Series 7 | General Securities Representative Examination | 1 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Franklin Boothe
- CRD
- 4147880
- Firm
- Boothe Investment Group · CRD 291437
- Role
- President and Chief Investment Officer
- Office
- 450 KINGS HWY N.E., Dover, DE 19901
- Registration
- Investment adviser registration
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- abigplan.com
Where does David Boothe work?
David Boothe has been President and Chief Investment Officer of Boothe Investment Group, Inc. since June 2005, and is a control person of the firm.
Is David Boothe a financial advisor?
Yes. David Boothe has a current investment-adviser registration in Delaware and Texas, through Boothe Investment Group since February 2018.
How many years of experience does David Boothe have?
David Boothe has 26 years in the financial industry, since July 2000, across 2 adviser firms.
What exams has David Boothe passed?
David Boothe has passed 5 licensing exams: the Series 7, Series 63, Series 10, Series 9 and Series 65. The earliest, the Series 7, was passed in May 2000. FINRA credited David Boothe with the SIE, which began in October 2018.
Where is David Boothe based?
David Boothe’s registered office is in Dover, DE.
Is David Boothe registered with FINRA?
No. David Boothe has no current broker registration.
How can I verify David Boothe’s record?
Search CRD 4147880 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Boothe’s full registration record.
