Bonnie Wusz & Associates provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Bonnie Wusz & Associates reports 529 clients. They include 373 individual clients and 156 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $693M across 1,229 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 35% |
| High-net-worth individuals | 29% | 65% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 373 | $240M | 34.6% | $643K |
| High-net-worth individuals | 156 | $453M | 65.4% | $2.9M |
| Total | 529 | $693M | 100% | $1.31M |
- Clients
- 373
- Regulatory AUM
- $240M
- AUM share
- 34.6%
- Avg. per client
- $643K
- Clients
- 156
- Regulatory AUM
- $453M
- AUM share
- 65.4%
- Avg. per client
- $2.9M
Total
- Clients
- 529
- Regulatory AUM
- $693M
- AUM share
- 100%
- Avg. per client
- $1.31M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Bonnie Wusz & Associates is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Wusz Family Trust DTD 6/4/1991 owns 75% or more of Bonnie Wusz & Associates and is in turn owned by Bonnie Wusz (50–75%) and Timothy Wusz (50–75%). The leadership team of Bonnie Wusz & Associates includes President Bonnie Wusz and Chief Compliance Officer Matthew Rothchild. It has 5 employees, 2 of them in advisory roles.
Leadership
- Bonnie WuszPresident (Secretary and CFO)
- Timothy WuszVice President
- Matthew RothchildChief Compliance Officer
- Laurel HackettFinancial Advisor
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Laurel Anne Hackett
- Bonnie Sue Wusz
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- 3 broker-dealer reps
- Owns 75% or more of Bonnie Wusz & Associates, Inc.
Wusz Family Trust DTD 6/4/1991
Control person · since June 1991
- Owns 50% to 75% of Wusz Family Trust DTD 6/4/1991
Bonnie Wusz
Control person · since June 1991
- Owns 50% to 75% of Wusz Family Trust DTD 6/4/1991
Timothy Wusz
Control person · since June 1991
Bonnie Wusz & Associates’ regulatory assets grew from $499M (July 2021) to $693M (September 2026); clients rose from 371 to 529 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $693M | 529 | 5 | 1 |
| March 2025 | $615M | 393 | 6 | 1 |
| March 2024 | $523M | 384 | 5 | 1 |
| March 2023 | $443M | 563 | 5 | 1 |
| March 2022 | $562M | 561 | 5 | 1 |
| July 2021 | $499M | 371 | 6 | 1 |
Besides its headquarters, Bonnie Wusz & Associates has 0 offices, with 1 listed address in California.
California · 1 listed address
- 3111 N. Tustin Street, Suite 215, OrangeHQ
Contact and registration details
- Legal name
- Bonnie Wusz & Associates, Inc.
- Headquarters
- 3111 N. Tustin Street, Suite 215, Orange, CA 92865
- Website
- bwandassociatesinc.com
- Phone
- 714-998-2077
- SEC file
- 801-108260
- Founded
- 1989
- Structure
- California corporation
- Fiscal year end
- December
Bonnie Wusz & Associates uses American Funds Service ($692M) as custodian for its separately managed accounts. Bonnie Wusz & Associates does not have custody of client assets.
- American Funds ServiceAmerican Funds Service Company · Carmel, IN · $692M100%
At year end, Bonnie Wusz & Associates’ separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Bonnie Wusz & Associates have?
Bonnie Wusz & Associates has 529 clients and manages $693 million for them, as of September 2026. They include 373 individual clients and 156 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026
What services does Bonnie Wusz & Associates offer?
Bonnie Wusz & Associates provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Bonnie Wusz & Associates use?
Bonnie Wusz & Associates’ separately managed account assets are held at American Funds Service Company (Carmel, IN), with $692M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026
How many financial advisors does Bonnie Wusz & Associates have?
Bonnie Wusz & Associates has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bonnie Wusz & Associates invest in?
At the end of its last fiscal year, Bonnie Wusz & Associates’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bonnie Wusz & Associates?
Bonnie Wusz & Associates is owned through a trust by Bonnie and Timothy Wusz. Its direct owner is Wusz Family Trust DTD 6/4/1991 (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 September 2026
How does Bonnie Wusz & Associates get paid?
Bonnie Wusz & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Bonnie Wusz & Associates?
Bonnie Wusz & Associates’ main office is at 3111 N. Tustin Street, Suite 215, Orange, CA 92865. Its phone number is 714-998-2077. Its website is bwandassociatesinc.com.