BOK Financial Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, insurance, retirement plan services, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
BOK Financial Private Wealth reports 818 clients. They include 414 high-net-worth individuals, 323 individual clients, and 51 corporations and other businesses. Of its assets, 98.8% ($3.68B across 2,365 accounts) are managed with discretion; $46.2M across 37 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 4% |
| High-net-worth individuals | 51% | 79% |
| Investment companies | <1% | <1% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 3% | 4% |
| Other client typesCorporations and other businesses | 6% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 323 | $149M | 4.0% | $461K |
| High-net-worth individuals | 414 | $2.93B | 78.7% | $7.08M |
| Investment companies | 1 | $5.54M | 0.1% | $5.54M |
| Pension and profit-sharing plans | 5 | $11.2M | 0.3% | $2.25M |
| Charitable organizations | 24 | $167M | 4.5% | $6.95M |
| Corporations and other businesses | 51 | $459M | 12.3% | $9M |
| Total | 818 | $3.72B | 100% | $4.55M |
- Clients
- 323
- Regulatory AUM
- $149M
- AUM share
- 4.0%
- Avg. per client
- $461K
- Clients
- 414
- Regulatory AUM
- $2.93B
- AUM share
- 78.7%
- Avg. per client
- $7.08M
- Clients
- 1
- Regulatory AUM
- $5.54M
- AUM share
- 0.1%
- Avg. per client
- $5.54M
- Clients
- 5
- Regulatory AUM
- $11.2M
- AUM share
- 0.3%
- Avg. per client
- $2.25M
- Clients
- 24
- Regulatory AUM
- $167M
- AUM share
- 4.5%
- Avg. per client
- $6.95M
- Clients
- 51
- Regulatory AUM
- $459M
- AUM share
- 12.3%
- Avg. per client
- $9M
Total
- Clients
- 818
- Regulatory AUM
- $3.72B
- AUM share
- 100%
- Avg. per client
- $4.55M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
BOK Financial Private Wealth charges up to 1.00% a year for its Investment management services. The fee is billed in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Account aggregation
- A fee may be charged for account aggregation services, billed quarterly in arrears; the amount depends on the complexity of the client's requirements.
- Specialized investment management and research
- Mutually agreed fees, fixed or hourly, are generally $200 to $500 per hour, billed each quarter and not more than six months in advance.
- Wealth advisory and financial planning
- Wealth advisory and financial planning consulting fees are based on the services required, fixed or hourly; some clients pay an upfront fee and an annual recurring fee.
Bok Financial Corporation owns 75% or more of BOK Financial Private Wealth and is in turn owned by George Bruce Kaiser (75% or more). Gregory Wheeler is CEO; the leadership team includes President Clint Dishman, Chief Operating Officer Carrie Porter and Chief Compliance Officer Ryan Flippo. It has 37 employees, 23 of them in advisory roles.
Leadership
- Gregory WheelerChief Executive Officer
- Clint DishmanSenior Vice President and Manager, Strategic Investment Advisors
- Carrie PorterSenior Vice President and Chief Operating Officer
- Ryan FlippoChief Compliance Officer
- Scott Bradley GrauerChairman
- Fenny JieManaging Director, Investments
- Bryan PetryTreasurer and Tax Officer
Investment adviser representatives
27 representatives listed in the SEC register as of 9 October 2026.
- Adam Seth Baker
- Clinton Wesley Barnes
- Robert Logan Burnam
- Cynthia Lee Burton
- Nora Calderon Gil
- Gregory Donelson Carlin
- Leah Beth Collette
- George Cameron Decell
- Ryan Michael Flippo
- Andrew Robert Hicks
- Fenny Jie
- John Kim
- Robert Harry Lambright
- Kelly Ann Landen
- Erin Melissa Finley Lee
- Josh David Lozow
- Michael Vincent Manna
- Andrew Louis Nelson
- George Venegas Pedraza
- Brian Philip Quill
- David Charles Sego
- Jacqueline Ann Sheahan
- Kayla Jo Smiley
- Colin Ray Thomas
- Alessandro Ugge
- Martin Holtwick Walsh
- Michael Joseph Zarich
Staff
- 37 employees
- 23 in advisory functions
- 25 state-registered reps
- 15 broker-dealer reps
- Owns 75% or more of Bok Financial Private Wealth, Inc.
Bok Financial Corporation
Control person · since August 2012
- Owns 75% or more of Bok Financial Corporation
George Bruce Kaiser
Control person · since August 2012
BOK Financial Private Wealth’s regulatory assets grew 1.6× from $2.27B (June 2021) to $3.72B (September 2026); clients fell from 1,847 to 818 and employees rose from 30 to 37. In 2020, Cobiz Wealth joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $3.72B | 818 | 37 | 9 |
| June 2025 | $3.19B | 733 | 33 | 9 |
| May 2024 | $2.82B | 815 | 33 | 8 |
| March 2023 | $2.49B | 870 | 28 | 7 |
| April 2022 | $2.78B | 2,034 | 29 | 7 |
| June 2021 | $2.27B | 1,847 | 30 | 6 |
Firms that joined
20201 joined
- Cobiz WealthNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, BOK Financial Private Wealth has 8 offices, with 9 listed addresses across 4 states.
Texas · 6 listed addresses
- 5601 Granite Parkway, Plano
- 777 Main Street, Fort Worth
- 1250 S. Capital of Texas Highway, Austin
- 755 E Mulberry, San Antonio
- 3009 Post Oak BLVD, Houston
- 5956 Sherry Lane, Dallas
Arizona · 1 listed address
- 16767 North Perimeter Drive, Scottsdale
Colorado · 1 listed address
- 1600 Broadway, 4th Floor, DenverHQ
Oklahoma · 1 listed address
- 5727 S. Lewis, Tulsa
Contact and registration details
- Legal name
- Bok Financial Private Wealth, Inc.
- Headquarters
- 1600 Broadway, 4th Floor, Denver, CO 80202
- Phone
- 303-539-0100
- SEC file
- 801-51401
- Founded
- 1996
- Structure
- Colorado corporation
- Fiscal year end
- December
BOK Financial Private Wealth uses Charles Schwab ($2.83B, 82%) and Fidelity ($617M, 18%) as custodians for its separately managed accounts. BOK Financial Private Wealth has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.83B82%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $617M18%
At year end, BOK Financial Private Wealth’s separately managed accounts were mostly in funds (63%) and stocks (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.95B across 792 positions; the largest are Vanguard Index Fds (17.9%), Vanguard Tax-managed Fds (9.9%) and Vanguard Index Fds (9.4%).
What the accounts hold
- Stocks21%
- Exchange-traded equities20%
- Non-exchange-traded equities1%
- Funds63%
- Bonds11%
- State and local bonds7%
- U.S. government and agency bonds3%
- Investment grade corporate bonds1%
- Cash6%
Reported 13F holdings
- $1.95B
- Reported 13F value
- 792
- Positions
- 70.0%
- In the 10 largest
- +17.8%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs17.9%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt9.9%
- Vanguard Index Fds · Growth ETF9.4%
- Vanguard Index Fds · Value ETF6.5%
- iShares TR · Ultra Short Dur5.4%
- Vanguard Malvern Fds · Strm Infproidx5.2%
- iShares TR · Core S&P Mcp ETF4.7%
- iShares TR · Core S&P500 ETF4.1%
- iShares TR · Rus 1000 ETF4.1%
- iShares TR · Core MSCI Eafe2.7%
Together, the ten largest are 70.0% of reported value.
How many clients does BOK Financial Private Wealth have?
BOK Financial Private Wealth has 818 clients and manages $3.72 billion for them, as of September 2026. They include 414 high-net-worth individuals, 323 individual clients, and 51 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does BOK Financial Private Wealth offer?
BOK Financial Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does BOK Financial Private Wealth charge?
BOK Financial Private Wealth charges up to 1.00% a year for its Investment management services. The fee is billed in arrears and is negotiable.
Source: BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A SEPT 2026, filed 30 September 2026
Which custodians does BOK Financial Private Wealth use?
BOK Financial Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.83B and Fidelity Brokerage Services LLC (Smithfield, RI), with $617M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026
How many financial advisors does BOK Financial Private Wealth have?
BOK Financial Private Wealth has 25 investment adviser representatives registered with state securities authorities, out of 37 employees, and 23 perform investment advisory functions. 15 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does BOK Financial Private Wealth invest in?
At the end of its last fiscal year, BOK Financial Private Wealth’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 7% state and local bonds, 6% cash and equivalents, 3% U.S. government and agency bonds, 1% non-exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns BOK Financial Private Wealth?
BOK Financial Private Wealth is owned through a holding company by George Bruce Kaiser. Its direct owner is Bok Financial Corporation (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does BOK Financial Private Wealth get paid?
BOK Financial Private Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is BOK Financial Private Wealth registered with the SEC?
Yes, BOK Financial Private Wealth has been registered with the SEC as an investment adviser since 6 March 1996. Its CRD number is 106733 and its SEC file number is 801-51401.
Source: Form ADV Part 1A, Item 1, filed 30 September 2026; IAPD firm record
How do I contact BOK Financial Private Wealth?
BOK Financial Private Wealth’s main office is at 1600 Broadway, 4th Floor, Denver, CO 80202. Its phone number is 303-539-0100. Its website is bokfinancialprivatewealth.com.