Bluespring Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1,500 clients last fiscal year.
Bluespring Wealth Management reports 3,250 clients. They include 1,914 individual clients, 1,253 high-net-worth individuals, and 47 pension and profit-sharing plans. Of its assets, 99.4% ($5.4B across 10,546 accounts) are managed with discretion; $29.9M across 50 accounts are not. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 16% |
| High-net-worth individuals | 39% | 75% |
| Banking or thrift institutions | <1% | 1% |
| Pension and profit-sharing plans | 1% | 5% |
| Charitable organizations | <1% | 1% |
| Other client typesState or municipal government entities; Insurance companies; Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,914 | $882M | 16.2% | $461K |
| High-net-worth individuals | 1,253 | $4.09B | 75.3% | $3.26M |
| Banking or thrift institutions | 2 | $72.8M | 1.3% | $36.4M |
| Pension and profit-sharing plans | 47 | $260M | 4.8% | $5.53M |
| Charitable organizations | 18 | $58.6M | 1.1% | $3.25M |
| State or municipal government entities | Fewer than 5 | $4.54M | 0.1% | $4.54M |
| Insurance companies | 1 | $2.34M | 0.0% | $2.34M |
| Corporations and other businesses | 14 | $60.8M | 1.1% | $4.35M |
| Total | 3,250 | $5.43B | 100% | — |
- Clients
- 1,914
- Regulatory AUM
- $882M
- AUM share
- 16.2%
- Avg. per client
- $461K
- Clients
- 1,253
- Regulatory AUM
- $4.09B
- AUM share
- 75.3%
- Avg. per client
- $3.26M
- Clients
- 2
- Regulatory AUM
- $72.8M
- AUM share
- 1.3%
- Avg. per client
- $36.4M
- Clients
- 47
- Regulatory AUM
- $260M
- AUM share
- 4.8%
- Avg. per client
- $5.53M
- Clients
- 18
- Regulatory AUM
- $58.6M
- AUM share
- 1.1%
- Avg. per client
- $3.25M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.54M
- AUM share
- 0.1%
- Avg. per client
- $4.54M
- Clients
- 1
- Regulatory AUM
- $2.34M
- AUM share
- 0.0%
- Avg. per client
- $2.34M
- Clients
- 14
- Regulatory AUM
- $60.8M
- AUM share
- 1.1%
- Avg. per client
- $4.35M
Total
- Clients
- 3,250
- Regulatory AUM
- $5.43B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1500
Bluespring Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are charged a fixed or hourly fee; the firm generally charges a minimum fee of $2,500 for financial planning services.
Bluespring Wealth Holdco, Inc. owns 75% or more of Bluespring Wealth Management and is in turn owned by Kestra Financial, Inc. (75% or more). The leadership team of Bluespring Wealth Management includes President Pradeep Jayaraman, Chief Financial Officer Scott Zegers and Chief Compliance Officer Rochelle Levy. It has 64 employees, 47 of them in advisory roles.
Leadership
- Pradeep JayaramanPresident
- Scott ZegersChief Financial Officer
- Rochelle LevyChief Compliance Officer
- Kyle FaszholzDirector
- Adam SokolicChief Operations Officer
Investment adviser representatives
50 representatives listed in the SEC register as of 9 October 2026.
- Justin Amit
- Lora Marie Anstaett
- John Harrison Bina
- Robert Vinson Bunting III
- Sharon Lee Calhoun
- Alexandra Marie Cali
- John Chang
- Terry Kin Chiu
- Daniel Joseph Czulno
- Jeffrey Earl Daniher
- Michele R Daniher
- Elena Dant
- Andrew Durant
- John Joseph Edelen
- Christopher Charles Entringer
- Thomas Gifford Fee
- Michael Gray Frazier
- Abraham Garcia
- Logan Steven Gilland
- Daniel Richard Glaser
- Joseph Charles Grochowski
- Charles Amlie Gruys
- John Stephen Hannan II
- Lawrence Arthur Hansen
- Michael Alan Harris
- Joel T Hassler
- Allison Loraine Howard
- Cameron Allen Jamison
- Suzanne Marie Klapperich
- Ronda L Koehler
- Jason William Martin
- James Fredric McCarthy IV
- Deborah Noroian Mitchell
- John Thomas Mooser
- David Robert Moser
- Michael James Nesheim
- Donald Christian Nielsen
- Anthony Bertuol Okun Mr.
- Jacob Alan Ranallo
- Jason Douglas Ranallo
- John Kenneth Ritter
- John Bradley Ritter
- Ryan Robert Robaugh
- Meredith Miriam Rosen
- Michael Anthony Sollazzo
- Lalith Tirumalasetty
- Samuel Peter Verhulst
- Christopher Michael Wagner
- Kaylie B Wise
Staff
- 64 employees
- 47 in advisory functions
- 41 state-registered reps
- 9 insurance agents
- Owns 75% or more of Bluespring Wealth Management, LLC
Bluespring Wealth Holdco, Inc.
Control person · since November 2019
- Owns 75% or more of Bluespring Wealth Holdco, Inc.
Kestra Financial, Inc.
Control person · since July 2019
- Owns 75% or more of Kestra Financial, Inc.
Kestra Advisor Services Holding C, Inc.
Control person · since October 2014
- Owns 75% or more of Kestra Advisor Services Holding C, Inc.
Kestra Advisor Services Holding B, Inc.
Control person · since October 2014
- Owns 75% or more of Kestra Advisor Services Holding B, Inc.
Kestra Advisor Services Holding A, Inc.
Control person · since October 2014
- Owns 75% or more of Bluespring Wealth Management, LLC
Kingfisher Holding A, Inc.
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding A, Inc.
Kingfisher Holding, L.P.
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding, L.P.
Kingfisher Topco Holdings, LP
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
Ohcp VI Enzo Aggregator, L.P.
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
T-IX Kraken Co-Invest, LP
Control person · since February 2025
Kingfisher Topco Holdings GP, LLC
General partner · Control person · since February 2025
Kingfisher G.P. LLC
General partner · Control person · since February 2025
Bluespring Wealth Management’s regulatory assets grew 4.3× from $1.27B (March 2021) to $5.43B (July 2026); clients rose from 963 to 3,250 and employees from 22 to 64. In 2026, 4 advisory firms joined it. The largest by last filed assets were Capital Planning Advisors ($1.38B, June 2026) and Bedell Frazier Investment Counselling ($805M, June 2026). The most recent was Ritter Daniher Financial Advisory, in July 2026.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $5.43B | 3,250 | 64 | 8 |
| June 2025 | $1.49B | 844 | 19 | 1 |
| March 2024 | $1.33B | 861 | 20 | 1 |
| June 2023 | $1.25B | 916 | 22 | 1 |
| April 2022 | $1.5B | 987 | 21 | 1 |
| March 2021 | $1.27B | 963 | 22 | 1 |
Firms that joined
20264 joined
- Ritter Daniher Financial AdvisoryLast filed AUM $606M
- Joule FinancialLast filed AUM $411M
- Capital Planning AdvisorsLast filed AUM $1.38B
- Bedell Frazier Investment CounsellingLast filed AUM $805M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Bluespring Wealth Management has 7 offices, with 8 listed addresses across 5 states.
California · 3 listed addresses
- 1420 Rocky Ridge Drive, Roseville
- 200 Pringle Avenue, Walnut Creek
- 1990 North California BLVD., Walnut Creek
Ohio · 2 listed addresses
- 9930 Johnnycake Ridge RD, Concord
- 7661 Beechmont Ave, Cincinnati
Kentucky · 1 listed address
- 998 Governors Lane, Lexington
Minnesota · 1 listed address
- 43 Se Main Street, Minneapolis
Texas · 1 listed address
- 5707 Southwest Parkway, BLDG 2 Ste 401, AustinHQ
Other business names
Bluespring Wealth Management has reported 1 other business name to the SEC.
- Bluespring Wealth
Contact and registration details
- Legal name
- Bluespring Wealth Management, LLC
- Headquarters
- 5707 Southwest Parkway, BLDG 2 Ste 401, Austin, TX 78735
- Phone
- 737-443-2122
- View profile
- SEC file
- 801-70998
- Structure
- Delaware LLC
- Fiscal year end
- December
Bluespring Wealth Management uses Charles Schwab ($3.42B, 94%) and T. Rowe Price Investment Services ($205M, 6%) as custodians for its separately managed accounts. Bluespring Wealth Management has custody of $2.31B in client assets for 2,252 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $3.42B94%
- T. Rowe Price Investment ServicesT. Rowe Price Investment Services, Inc. · Baltimore, MD · $205M6%
At year end, Bluespring Wealth Management’s separately managed accounts were mostly in funds (61%) and stocks (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $5.2B across 549 positions; the largest are Apple Inc. (4.7%), iShares TR (4.4%) and iShares TR (4.2%).
What the accounts hold
- Stocks30%
- Exchange-traded equities26%
- Non-exchange-traded equities4%
- Funds61%
- Registered funds60%
- Pooled vehicles1%
- Bonds7%
- U.S. government and agency bonds3%
- Investment grade corporate bonds3%
- State and local bonds1%
- Cash4%
Reported 13F holdings
- $5.2B
- Reported 13F value
- 549
- Positions
- 28.2%
- In the 10 largest
- +348.2%
- Value vs. prior quarter
- Apple Inc.4.7%
- iShares TR · MSCI USA Qlt Fct4.4%
- iShares TR · Core S&P500 ETF4.2%
- Schwab Strategic TR · Intl Eqty ETF2.5%
- Alphabet Inc. · Cap Stk CL A2.5%
- iShares TR · S&P 100 ETF2.1%
- Wisdomtree TR · US Qtly Div Grt2.0%
- Amazon Com Inc.2.0%
- iShares TR · Core Div Grwth1.9%
- Pimco ETF TR · Multisector BD1.9%
Together, the ten largest are 28.2% of reported value.
How many clients does Bluespring Wealth Management have?
Bluespring Wealth Management has 3,250 clients and manages $5.43 billion for them, as of July 2026. They include 1,914 individual clients, 1,253 high-net-worth individuals, and 47 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does Bluespring Wealth Management offer?
Bluespring Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Bluespring Wealth Management use?
Bluespring Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $3.42B and T. Rowe Price Investment Services, Inc. (Baltimore, MD), with $205M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does Bluespring Wealth Management have?
Bluespring Wealth Management has 41 investment adviser representatives registered with state securities authorities, out of 64 employees, and 47 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bluespring Wealth Management invest in?
At the end of its last fiscal year, Bluespring Wealth Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 4% non-exchange-traded equities, 4% cash and equivalents, 3% U.S. government and agency bonds, 3% investment grade corporate bonds, 1% state and local bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bluespring Wealth Management?
Bluespring Wealth Management is owned through a chain of holding companies by Kestra Advisor Services Holding A, Inc., Ohcp VI Enzo Aggregator, L.P. and T-IX Kraken Co-Invest, LP. Its direct owners are Bluespring Wealth Holdco, Inc. (75% or more) and Kingfisher Holding A, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does Bluespring Wealth Management get paid?
Bluespring Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Bluespring Wealth Management?
Bluespring Wealth Management’s main office is at 5707 Southwest Parkway, BLDG 2 Ste 401, Austin, TX 78735. Its phone number is 737-443-2122. Its website is bluespringwealthcalifornia.com.