Adam Sokolic has been Chief Operations Officer of Bluespring Wealth Management since June 2026, is a control person of the firm and directly owns under 5% of it.
Bluespring Wealth Management, LLC is an Austin, TX firm with $5.43B under management, 3,250 clients and 47 advisers across 8 offices, as of its July 2026 filing.
No adviser firm registrations are on Adam Sokolic’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 10 June 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 December 2007 |
- Name
- Operations Professional Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5445751
- Firm
- Bluespring Wealth Management · CRD 152667
- Role
- Chief Operations Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Adam Sokolic work?
Adam Sokolic has been Chief Operations Officer of Bluespring Wealth Management, LLC since June 2026, and is a control person of the firm.
Does Adam Sokolic have a current investment-adviser registration?
Adam Sokolic has a current broker registration and no current investment-adviser registration.
What exams has Adam Sokolic passed?
Adam Sokolic has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 99TO. The earliest, the Series 6, was passed in December 2007. FINRA credited Adam Sokolic with the SIE, which began in October 2018.
Is Adam Sokolic registered with FINRA?
Yes. Adam Sokolic has a current broker registration, under CRD 5445751.
Source: FINRA BrokerCheck
How can I verify Adam Sokolic’s record?
Search CRD 5445751 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Adam Sokolic’s full registration record.
- Pradeep JayaramanPresident
- Scott ZegersChief Financial Officer
- Rochelle LevyChief Compliance Officer
- Kyle FaszholzDirector