Berkeley Capital Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Berkeley Capital Management reports 370 clients. They include 322 individual clients, 32 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 100.0% ($128M across 767 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 42% |
| High-net-worth individuals | 9% | 52% |
| Charitable organizations | 2% | 5% |
| Corporations and other businesses | 3% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 322 | $53.4M | 41.6% | $166K |
| High-net-worth individuals | 32 | $66.2M | 51.5% | $2.07M |
| Charitable organizations | 6 | $6.38M | 5.0% | $1.06M |
| Corporations and other businesses | 10 | $2.5M | 1.9% | $250K |
| Total | 370 | $128M | 100% | $347K |
- Clients
- 322
- Regulatory AUM
- $53.4M
- AUM share
- 41.6%
- Avg. per client
- $166K
- Clients
- 32
- Regulatory AUM
- $66.2M
- AUM share
- 51.5%
- Avg. per client
- $2.07M
- Clients
- 6
- Regulatory AUM
- $6.38M
- AUM share
- 5.0%
- Avg. per client
- $1.06M
- Clients
- 10
- Regulatory AUM
- $2.5M
- AUM share
- 1.9%
- Avg. per client
- $250K
Total
- Clients
- 370
- Regulatory AUM
- $128M
- AUM share
- 100%
- Avg. per client
- $347K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Berkeley Capital Management charges 0.80%–1.20% a year for its Management of Investment Advisory Accounts. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA retirement plan services
- Retirement plan services for ERISA plan sponsors are negotiated with the sponsor and will not exceed 0.80%.
- Stand-alone financial planning
- Stand-alone financial planning is a fixed fee of $500 to $3,000, depending on the client's circumstances, payable on completion of the service.
Ryan and Amber Peschka Trust owns 75% or more of Berkeley Capital Management. The leadership team of Berkeley Capital Management includes President Ryan Peschka and Chief Compliance Officer Amber Peschka. It has 5 employees, 3 of them in advisory roles.
Leadership
Ryan PeschkaPresident- Amber PeschkaChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Berkeley Capital Management, LLC
Ryan and Amber Peschka Trust
Control person · since August 2020
Ryan Peschka
Trustee · Control person · since August 2020
Amber Peschka
Trustee · Control person · since August 2020
Berkeley Capital Management’s regulatory assets grew from $100M (May 2025) to $128M (March 2026); clients rose from 336 to 370 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $128M | 370 | 5 | 2 |
| May 2025 | $100M | 336 | 4 | 2 |
Besides its headquarters, Berkeley Capital Management has 1 office, with 2 listed addresses in Kansas.
Kansas · 2 listed addresses
- 1502 Aylward Ave, EllsworthHQ
- 5251 West 116th Place Suite 200, Leawood
Contact and registration details
- Legal name
- Berkeley Capital Management, LLC
- Headquarters
- 1502 Aylward Ave, Ellsworth, KS 67439
- Phone
- 785-472-2375
- @berkeley-capital-management
- SEC file
- 801-132716
- Structure
- Kansas LLC
- Fiscal year end
- December
Berkeley Capital Management uses Charles Schwab ($128M) as custodian for its separately managed accounts. Berkeley Capital Management has custody of $934K in client assets for 4 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $128M100%
At year end, Berkeley Capital Management’s separately managed accounts were largely in funds (48%) and stocks (35%).
What the accounts hold
- Stocks35%
- Exchange-traded equities31%
- Non-exchange-traded equities4%
- Funds48%
- Bonds8%
- U.S. government and agency bonds6%
- State and local bonds2%
- Cash8%
- Other1%
- Derivatives1%
How many clients does Berkeley Capital Management have?
Berkeley Capital Management has 370 clients and manages $128 million for them, as of March 2026. They include 322 individual clients, 32 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Berkeley Capital Management offer?
Berkeley Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Berkeley Capital Management charge?
Berkeley Capital Management charges 0.80%–1.20% a year for its Management of Investment Advisory Accounts. The fee is billed in arrears and is negotiable.
Which custodians does Berkeley Capital Management use?
Berkeley Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $128M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Berkeley Capital Management have?
Berkeley Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Berkeley Capital Management invest in?
At the end of its last fiscal year, Berkeley Capital Management’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 8% cash and equivalents, 6% U.S. government and agency bonds, 4% non-exchange-traded equities, 2% state and local bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Berkeley Capital Management?
Berkeley Capital Management’s direct owner is Ryan and Amber Peschka Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Berkeley Capital Management get paid?
Berkeley Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Berkeley Capital Management registered with the SEC?
Yes, Berkeley Capital Management has been registered with the SEC as an investment adviser since 5 May 2025. Its CRD number is 149229 and its SEC file number is 801-132716.
Source: Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record
How do I contact Berkeley Capital Management?
Berkeley Capital Management’s main office is at 1502 Aylward Ave, Ellsworth, KS 67439. Its phone number is 785-472-2375. Its website is berkeleycapitalmanagement.com.