Beringea provides portfolio management for pooled vehicles. The firm advises 4 private funds.
Beringea reports 4 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 39.4% ($106M across 1 account) are managed with discretion; $163M across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 4 | $270M | 100.0% | $67.5M |
| Total | 4 | $270M | 100% | $67.5M |
- Clients
- 4
- Regulatory AUM
- $270M
- AUM share
- 100.0%
- Avg. per client
- $67.5M
Total
- Clients
- 4
- Regulatory AUM
- $270M
- AUM share
- 100%
- Avg. per client
- $67.5M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Beringea is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Malcolm Moss owns 50% to 75% of Beringea. The leadership team of Beringea includes Chief Compliance Officer Leslie Shipley. It has 5 employees.
Leadership
- Leslie ShipleyChief Compliance Officer
- Malcolm MossSenior Managing Partner
- Charles RothsteinSenior Managing Partner
Staff
- 5 employees
- 5 in advisory functions
- Owns 50% to 75% of Beringea, LLC
Malcolm Moss
Control person · since November 2001
- Owns 50% to 75% of Beringea, LLC
Charles Rothstein
Control person · since November 2001
Beringea’s regulatory assets fell from $458M (March 2021) to $270M (May 2026); clients rose from 3 to 4 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $270M | 4 | 5 | 1 |
| March 2025 | $313M | 4 | 5 | 1 |
| April 2024 | $353M | 4 | 5 | 1 |
| March 2023 | $361M | 4 | 5 | 1 |
| March 2022 | $411M | 4 | 5 | 1 |
| March 2021 | $458M | 3 | 5 | 1 |
Besides its headquarters, Beringea has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 32330 W. 12 Mile Road, Farmington HillsHQ
Other business names
Beringea has reported 1 other business name to the SEC.
- Beringea Invest Michigan, LLC
Contact and registration details
- Legal name
- Beringea, LLC
- Headquarters
- 32330 W. 12 Mile Road, Farmington Hills, MI 48334
- Website
- beringea.com
- Phone
- 248-489-9000
- @beringea-limited
- SEC file
- 801-74510
- Structure
- Delaware LLC
- Fiscal year end
- December
Beringea has custody of $216M in client assets for 4 clients.
How many clients does Beringea have?
Beringea has 4 clients and manages $270 million for them, as of May 2026. They include 4 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026
What services does Beringea offer?
Beringea provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Beringea have?
Beringea has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Beringea?
Beringea’s direct owners are Malcolm Moss (50% to 75%) and Charles Rothstein (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 May 2026
How does Beringea get paid?
Beringea is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Beringea?
Beringea’s main office is at 32330 W. 12 Mile Road, Farmington Hills, MI 48334. Its phone number is 248-489-9000. Its website is beringea.com.