{"url":"https://nivawealth.com/firms/beringea-161803","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/161803","regulatoryAum":269911203,"crd":"161803","history":[{"filedOn":"2021-03-22","regulatoryAum":458390668,"clients":3,"employees":5,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":411364656,"clients":4,"employees":5,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":360695266,"clients":4,"employees":5,"offices":1},{"filedOn":"2024-04-29","regulatoryAum":352788349,"clients":4,"employees":5,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":313182894,"clients":4,"employees":5,"offices":1},{"filedOn":"2026-05-05","regulatoryAum":269911203,"clients":4,"employees":5,"offices":1}],"secFileNumber":"801-74510","legalName":"Beringea, LLC","displayName":"Beringea","slug":"beringea-161803","website":"https://beringea.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/beringea-limited","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"32330 W. 12 Mile Road","city":"Farmington Hills","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48334"},"tradeNames":["Beringea Invest Michigan, LLC"],"registration":{"secApproved":"14 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":269911203,"discretionary":106446620,"discretionaryAccounts":1,"nonDiscretionary":163464583,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":269911203}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Beringea has custody of $216M in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"Leslie Shipley","title":"Chief Compliance Officer","crd":"1635651"},{"name":"Malcolm Moss","title":"Senior Managing Partner","crd":"6030514"},{"name":"Charles Rothstein","title":"Senior Managing Partner","crd":"1459508"}],"ownership":[{"label":"Malcolm Moss","detail":"Senior managing partner in the 50% to 75% ownership band and a control person, since November 2001."},{"label":"Charles Rothstein","detail":"Senior managing partner in the 50% to 75% ownership band and a control person, since November 2001."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"32330 W. 12 Mile Road","city":"Farmington Hills","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"248-489-9000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/161803/PDF/161803.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beringea have?","answer":"Beringea has 4 clients and manages $270 million for them, as of May 2026. They include 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beringea offer?","answer":"Beringea provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Beringea have?","answer":"Beringea has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beringea?","answer":"Beringea’s direct owners are Malcolm Moss (50% to 75%) and Charles Rothstein (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beringea get paid?","answer":"Beringea is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Beringea?","answer":"Beringea’s main office is at 32330 W. 12 Mile Road, Farmington Hills, MI 48334. Its phone number is 248-489-9000. Its website is beringea.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}