Becker Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year. The firm advises 1 private fund.
Becker Capital Management reports 841 clients. They include 519 high-net-worth individuals, 226 individual clients and 75 charitable organizations. Of its assets, 100.0% ($5.73B across 2,085 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $57.4M. It advised 13 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 3% |
| High-net-worth individuals | 62% | 62% |
| Investment companies | <1% | 2% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | 1% | 3% |
| Other client typesCharitable organizations; Corporations and other businesses | 10% | 30% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 226 | $188M | 3.3% | $830K |
| High-net-worth individuals | 519 | $3.57B | 62.4% | $6.89M |
| Investment companies | 1 | $98M | 1.7% | $98M |
| Pooled investment vehicles | 1 | $20.3M | 0.4% | $20.3M |
| Pension and profit-sharing plans | 9 | $152M | 2.6% | $16.8M |
| Charitable organizations | 75 | $1.5B | 26.1% | $19.9M |
| Corporations and other businesses | 10 | $199M | 3.5% | $19.9M |
| Total | 841 | $5.73B | 100% | $6.81M |
- Clients
- 226
- Regulatory AUM
- $188M
- AUM share
- 3.3%
- Avg. per client
- $830K
- Clients
- 519
- Regulatory AUM
- $3.57B
- AUM share
- 62.4%
- Avg. per client
- $6.89M
- Clients
- 1
- Regulatory AUM
- $98M
- AUM share
- 1.7%
- Avg. per client
- $98M
- Clients
- 1
- Regulatory AUM
- $20.3M
- AUM share
- 0.4%
- Avg. per client
- $20.3M
- Clients
- 9
- Regulatory AUM
- $152M
- AUM share
- 2.6%
- Avg. per client
- $16.8M
- Clients
- 75
- Regulatory AUM
- $1.5B
- AUM share
- 26.1%
- Avg. per client
- $19.9M
- Clients
- 10
- Regulatory AUM
- $199M
- AUM share
- 3.5%
- Avg. per client
- $19.9M
Total
- Clients
- 841
- Regulatory AUM
- $5.73B
- AUM share
- 100%
- Avg. per client
- $6.81M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 13
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 251–500
Becker Capital Management charges up to 0.60% a year for its Individual Investment Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Fixed fee set by the nature and complexity of the client's circumstances, ranging from $100 to $500 an hour; half is due within 30 days of signing and half on completion.
Patrick Becker owns 25% to 50% of Becker Capital Management. The leadership team of Becker Capital Management includes President Patrick Becker. It has 42 employees, 20 of them in advisory roles.
Leadership
Patrick BeckerCEO/President/Director
John BeckerCTO/Director
Sharon GueckSecretary/Director
Nicholas HerrickTreasurer
Blake HowellsDirector
Thomas MC ConvilleCIO/Director
Stephanie MoyerCOO/CCO/Director
Investment adviser representatives
23 representatives listed in the SEC register as of 9 October 2026.
- Meaghan Elizabeth Bradley-Bussell
- Kevin Matthew Cooper
- Brandon Scott Ferree
- Emily Grace Genor
- Heidi Marie Goertzen
- Mack Richard Golos
- Tyler B Jaglowski
- Gretchen Mary Johnson
- Tyler Oakley Kaluza
- Deidra Michelle Krys-Rusoff
- Stephen David Laveson
- Miles Panako Lewis
- Melissa Anne Ray May
- Janeen Solie McAninch
- Ryan Edward McAninch
- Andrew John Murray
- Breanna Renae Pangares
- Siddharth Suresh Parakh
- Jacob Anthony Williams
Staff
- 42 employees
- 20 in advisory functions
- 20 state-registered reps
- Owns 25% to 50% of Becker Capital Management Inc
Patrick Becker
Control person · since June 2009
- Owns 10% to 25% of Becker Capital Management Inc
Blake Howells
Control person · since June 2000
- Owns 10% to 25% of Becker Capital Management Inc
John Becker
Control person · since December 1993
Becker Capital Management’s regulatory assets grew 1.6× from $3.57B (March 2021) to $5.73B (March 2026); clients rose from 730 to 841 and employees from 30 to 42.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $5.73B | 841 | 42 | 4 |
| June 2025 | $4.98B | 826 | 37 | 4 |
| March 2024 | $4.61B | 789 | 33 | 3 |
| March 2023 | $3.91B | 753 | 33 | 3 |
| March 2022 | $4.36B | 702 | 30 | 3 |
| March 2021 | $3.57B | 730 | 30 | 2 |
Besides its headquarters, Becker Capital Management has 3 offices, with 4 listed addresses in Idaho, Oregon and Washington.
Oregon · 2 listed addresses
- 1211 SW 5th Avenue, Suite 2600, PortlandHQ
- 1051 NW Bond Street, Bend
Idaho · 1 listed address
- 702 West Idaho Street, Boise
Washington · 1 listed address
- 1201 3rd Ave, Seattle
Contact and registration details
- Legal name
- Becker Capital Management Inc
- Headquarters
- 1211 SW 5th Avenue, Suite 2600, Portland, OR 97204-3740
- Website
- beckercap.com
- Phone
- 503-223-1720
- @becker-capital-management
- SEC file
- 801-11781
- Structure
- Oregon corporation
- Fiscal year end
- December
Becker Capital Management uses Charles Schwab ($4.04B, 80%) and U.S. Bank National Association ($990M, 20%) as custodians for its separately managed accounts. Becker Capital Management has custody of $536M in client assets for 44 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $4.04B80%
- U.S. Bank National AssociationU.S. Bank National Association · Milwaukee, WI · $990M20%
At year end, Becker Capital Management’s separately managed accounts were mostly in stocks (51%) and bonds (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.72B across 303 positions; the largest are Apple Inc. (4.9%), Vanguard Index Fds (3.8%) and Microsoft Corp. (3.8%).
What the accounts hold
- Stocks51%
- Funds22%
- Registered funds19%
- Pooled vehicles3%
- Bonds23%
- State and local bonds10%
- U.S. government and agency bonds7%
- Investment grade corporate bonds6%
- Cash3%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $3.72B
- Reported 13F value
- 303
- Positions
- 29.6%
- In the 10 largest
- +9.3%
- Value vs. prior quarter
- Apple Inc.4.9%
- Vanguard Index Fds · Growth ETF3.8%
- Microsoft Corp.3.8%
- JPMORGAN Chase & CO3.1%
- iShares TR · MSCI Eafe ETF2.6%
- Vanguard Index Fds · Total Stk Mkt2.6%
- Flex Ltd2.3%
- Alphabet Inc. · Cap Stk CL A2.3%
- Goldman Sachs Group Inc.2.1%
- Embraer S.A. · Sponsored ADS2.1%
Together, the ten largest are 29.6% of reported value.
How many clients does Becker Capital Management have?
Becker Capital Management has 841 clients and manages $5.73 billion for them, as of March 2026. They include 519 high-net-worth individuals, 226 individual clients and 75 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Becker Capital Management offer?
Becker Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Becker Capital Management charge?
Becker Capital Management charges up to 0.60% a year for its Individual Investment Management. The fee is billed in advance and is negotiable.
Source: BECKER CAPITAL MANAGEMENT, INC. - FORM ADV PART 2A, filed 31 March 2026
Which custodians does Becker Capital Management use?
Becker Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $4.04B and U.S. Bank National Association (Milwaukee, WI), with $990M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Becker Capital Management have?
Becker Capital Management has 20 investment adviser representatives registered with state securities authorities, out of 42 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Becker Capital Management invest in?
At the end of its last fiscal year, Becker Capital Management’s separately managed accounts held 51% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds, 7% U.S. government and agency bonds, 6% investment grade corporate bonds, 3% pooled vehicles (private funds and similar) and 3% cash and equivalents. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Becker Capital Management?
Becker Capital Management’s direct owners are Patrick Becker, Blake Howells and John Becker, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Becker Capital Management get paid?
Becker Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Becker Capital Management?
Becker Capital Management’s main office is at 1211 SW 5th Avenue, Suite 2600, Portland, OR 97204-3740. Its phone number is 503-223-1720. Its website is beckercap.com.