Barrett Wealth Connection provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Barrett Wealth Connection reports 177 clients. They include 104 individual clients, 59 high-net-worth individuals, and 12 pension and profit-sharing plans. Of its assets, 98.1% ($145M across 412 accounts) are managed with discretion; $2.84M across 7 accounts are not. Of its clients, 2% are outside the U.S. It advised 12 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 21% |
| High-net-worth individuals | 33% | 75% |
| Pension and profit-sharing plans | 7% | 2% |
| Charitable organizations | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $30.9M | 20.9% | $297K |
| High-net-worth individuals | 59 | $112M | 75.4% | $1.89M |
| Pension and profit-sharing plans | 12 | $2.32M | 1.6% | $193K |
| Charitable organizations | 2 | $3.19M | 2.2% | $1.59M |
| Total | 177 | $148M | 100% | $836K |
- Clients
- 104
- Regulatory AUM
- $30.9M
- AUM share
- 20.9%
- Avg. per client
- $297K
- Clients
- 59
- Regulatory AUM
- $112M
- AUM share
- 75.4%
- Avg. per client
- $1.89M
- Clients
- 12
- Regulatory AUM
- $2.32M
- AUM share
- 1.6%
- Avg. per client
- $193K
- Clients
- 2
- Regulatory AUM
- $3.19M
- AUM share
- 2.2%
- Avg. per client
- $1.59M
Total
- Clients
- 177
- Regulatory AUM
- $148M
- AUM share
- 100%
- Avg. per client
- $836K
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 12
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Barrett Wealth Connection is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed at $300 an hour, and continuing planning at a maximum monthly fee of $300.
Amy Barrett owns 75% or more of Barrett Wealth Connection. The leadership team of Barrett Wealth Connection includes Chief Compliance Officer Amy Barrett. It has 2 employees.
Leadership
Amy BarrettManaging Member/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Barrett Wealth Connection LLC
Amy Barrett
Control person · since February 2012
Barrett Wealth Connection’s regulatory assets grew from $124M (June 2024) to $148M (February 2026); clients rose from 164 to 177 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $148M | 177 | 2 | 1 |
| March 2025 | $132M | 165 | 2 | 1 |
| June 2024 | $124M | 164 | 2 | 1 |
Besides its headquarters, Barrett Wealth Connection has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 2002 Holian Drive, Suite 104, Spring GroveHQ
Contact and registration details
- Legal name
- Barrett Wealth Connection LLC
- Headquarters
- 2002 Holian Drive, Suite 104, Spring Grove, IL 60081
- Website
- bwconnect.co
- Phone
- 815-529-7527
- SEC file
- 801-130511
- Structure
- Illinois LLC
- Fiscal year end
- December
Barrett Wealth Connection uses Charles Schwab ($119M, 81%) and Fidelity ($28M, 19%) as custodians for its separately managed accounts. Barrett Wealth Connection has custody of $37.3M in client assets for 68 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $119M81%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $28M19%
At year end, Barrett Wealth Connection’s separately managed accounts were mostly in funds (80%).
What the accounts hold
- Stocks4%
- Funds80%
- Bonds9%
- U.S. government and agency bonds5%
- State and local bonds4%
- Cash7%
How many clients does Barrett Wealth Connection have?
Barrett Wealth Connection has 177 clients and manages $148 million for them, as of February 2026. They include 104 individual clients, 59 high-net-worth individuals, and 12 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026
What services does Barrett Wealth Connection offer?
Barrett Wealth Connection provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Barrett Wealth Connection use?
Barrett Wealth Connection’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M and Fidelity Brokerage Services LLC (Smithfield, RI), with $28M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026
How many financial advisors does Barrett Wealth Connection have?
Barrett Wealth Connection has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Barrett Wealth Connection invest in?
At the end of its last fiscal year, Barrett Wealth Connection’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 5% U.S. government and agency bonds, 4% exchange-traded equities and 4% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Barrett Wealth Connection?
Barrett Wealth Connection’s direct owner is Amy Barrett (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 February 2026
How does Barrett Wealth Connection get paid?
Barrett Wealth Connection is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Barrett Wealth Connection?
Barrett Wealth Connection’s main office is at 2002 Holian Drive, Suite 104, Spring Grove, IL 60081. Its phone number is 815-529-7527. Its website is bwconnect.co.