Amy Barrett has been Managing Member/Chief Compliance Officer of Barrett Wealth Connection since February 2012, is a control person of the firm and directly owns 75% or more of it. Amy Barrett holds a Master of Business Administration from the University of Chicago Booth School of Business and a Bachelor of Science from Cornell University.
Barrett Wealth Connection LLC is a Spring Grove, IL firm with $148M under management, 177 clients and 2 advisers in one office, as of its February 2026 filing.
Amy Barrett founded Barrett Wealth Connection LLC in 2012 to provide financial planning, investment management and personalized consulting to individuals, corporations, not-for-profit organizations and foundations. Her career spans thirty years, including asset management for Lotsoff Capital Management, a Chicago-based investment manager. She has held positions including Director of Investments, Chief Investment Officer, Principal and Financial Advisor.
Amy Barrett’s longest registration is the current one, 14 years at Barrett Wealth Connection since 2012. Before joining Barrett Wealth Connection in 2012, Amy Barrett was registered through Voyager Capital Management, LLC and Savant Capital Management, Inc.
- – present · 14 yearsSpring Grove, IL · Adviser representative · Firm CRD 161020
- Voyager Capital Management, LLC– · 2 yearsLake Geneva, WI · Adviser representative · Firm CRD 124697
- Savant Capital Management, Inc.– · 1 yearRockford, IL · Adviser representative · Firm CRD 107271
Professional designations
Listed by Barrett Wealth Connection
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Divorce Financial Analyst (CDFA™)
Investment adviser representative registrations
Amy Barrett is registered as an investment adviser representative in 3 states. The first approvals date from March 2012; the most recent is Texas, in January 2025.
- ColoradoSince 31 July 2020
- IllinoisSince 21 March 2012
- TexasSince 3 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 15 February 1986 |
- Name
- General Securities Representative Examination
- Full name
- Amy Lisa Barrett
- CRD
- 1459516
- Firm
- Barrett Wealth Connection · CRD 161020
- Role
- Managing Member/Chief Compliance Officer
- Office
- 2002 HOLIAN DRIVE, SUITE 104, Spring Grove, IL 60081
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bwconnect.co
Where does Amy Barrett work?
Amy Barrett has been Managing Member/Chief Compliance Officer of Barrett Wealth Connection LLC since February 2012, and is a control person of the firm.
Is Amy Barrett a financial advisor?
Yes. Amy Barrett has a current investment-adviser registration in Colorado, Illinois and Texas, through Barrett Wealth Connection since March 2012.
How many years of experience does Amy Barrett have?
Amy Barrett has 18 years in the financial industry, since March 2008, across 3 adviser firms.
What exams has Amy Barrett passed?
Amy Barrett passed the Series 7 in February 1986.
Where did Amy Barrett work before Barrett Wealth Connection?
Before Barrett Wealth Connection, Amy Barrett was registered through Voyager Capital Management, LLC, November 2009 to January 2012; Savant Capital Management, Inc., January 2008 to November 2009.
Where is Amy Barrett based?
Amy Barrett’s registered office is in Spring Grove, IL.
Is Amy Barrett registered with FINRA?
No. Amy Barrett has no current broker registration.
Is Amy Barrett a CFP?
Barrett Wealth Connection lists Amy Barrett with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is Amy Barrett a CFA charterholder?
Barrett Wealth Connection lists Amy Barrett with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Amy Barrett’s record?
Search CRD 1459516 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Barrett’s full registration record.