Ballew Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and publishing newsletters. Financial planning was provided to 11–25 clients last fiscal year.
Ballew Advisors reports 971 clients. They include 818 individual clients, 97 pension and profit-sharing plans, and 35 high-net-worth individuals. Of its assets, 100.0% ($1.3B across 1,815 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 37% |
| High-net-worth individuals | 4% | 11% |
| Pension and profit-sharing plans | 10% | 49% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 818 | $482M | 37.2% | $590K |
| High-net-worth individuals | 35 | $148M | 11.4% | $4.22M |
| Pension and profit-sharing plans | 97 | $629M | 48.5% | $6.49M |
| Charitable organizations | 2 | $812K | 0.1% | $406K |
| Corporations and other businesses | 19 | $36M | 2.8% | $1.9M |
| Total | 971 | $1.3B | 100% | $1.33M |
- Clients
- 818
- Regulatory AUM
- $482M
- AUM share
- 37.2%
- Avg. per client
- $590K
- Clients
- 35
- Regulatory AUM
- $148M
- AUM share
- 11.4%
- Avg. per client
- $4.22M
- Clients
- 97
- Regulatory AUM
- $629M
- AUM share
- 48.5%
- Avg. per client
- $6.49M
- Clients
- 2
- Regulatory AUM
- $812K
- AUM share
- 0.1%
- Avg. per client
- $406K
- Clients
- 19
- Regulatory AUM
- $36M
- AUM share
- 2.8%
- Avg. per client
- $1.9M
Total
- Clients
- 971
- Regulatory AUM
- $1.3B
- AUM share
- 100%
- Avg. per client
- $1.33M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Ballew Advisors is paid through a percentage of assets under management and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Security Ballew, Inc. owns 75% or more of Ballew Advisors and is in turn owned by S B Holding Company, Inc. (75% or more). Clyde Mosley is CEO; the leadership team includes President Alan McCormick and Chief Operating Officer Brooke Cheslek. It has 11 employees, 6 of them in advisory roles.
Leadership
- Clyde MosleyChief Executive Officer/Chief Compliance Officer/President
- Alan McCormickVice President
- Robert RivesVice President
- Brooke CheslekChief Operating Officer, Treasurer
- Thomas DaleCorporate Secretary
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Karl Edgar Byrd
- Thomas Douglas Dale JR
- Leah Davis Doussard
- James Albert Hurt JR
- Alan Patrick McCormick
- Clyde Brooks Mosley
- Samuel Thomas Mosley
- Sherry Mitchener Mosley
- Robert Scott Rives
Staff
- 11 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 insurance agents
- Owns 75% or more of Ballew Advisors Inc
Security Ballew, Inc.
Control person · since June 1988
- Owns 75% or more of Security Ballew, Inc.
S B Holding Company, Inc.
Control person · since January 2005
- Owns 75% or more of Ballew Advisors Inc
Clyde Mosley
Control person · since January 2006
Ballew Advisors’ regulatory assets grew 1.6× from $826M (April 2021) to $1.3B (March 2026); clients fell from 1,171 to 971 and employees were 11 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.3B | 971 | 11 | 1 |
| March 2025 | $1.1B | 955 | 11 | 1 |
| March 2024 | $1.04B | 1,235 | 11 | 1 |
| March 2023 | $840M | 1,206 | 11 | 1 |
| March 2022 | $900M | 1,506 | 11 | 1 |
| April 2021 | $826M | 1,171 | 11 | 1 |
Besides its headquarters, Ballew Advisors has 0 offices, with 1 listed address in Mississippi.
Mississippi · 1 listed address
- 100 Vision Drive, Suite 325, JacksonHQ
Contact and registration details
- Legal name
- Ballew Advisors Inc
- Headquarters
- 100 Vision Drive, Suite 325, Jackson, MS 39211
- Website
- ballewwealth.com
- Phone
- 601-368-3500
- SEC file
- 801-38978
- Structure
- Mississippi corporation
- Fiscal year end
- December
Ballew Advisors does not have custody of client assets.
At year end, Ballew Advisors’ separately managed accounts were mostly in stocks (100%). Its reported 13F holdings for the quarter ended 30 June 2026 total $194M across 129 positions; the largest are iShares TR (19.7%), Capital Group Growth ETF (7.3%) and Ssga Active ETF TR (5.9%).
What the accounts hold
- Stocks100%
Reported 13F holdings
- $194M
- Reported 13F value
- 129
- Positions
- 51.0%
- In the 10 largest
- +9.1%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF19.7%
- Capital Group Growth ETF · Shs Creation Uni7.3%
- Ssga Active ETF TR · State Street Dou5.9%
- iShares TR · Core S&P Scp ETF4.0%
- iShares TR · 7-10 YR Trsy BD2.8%
- First TR Exchange Traded FD · Risng Divd Achiv2.6%
- iShares TR · 20 YR TR BD ETF2.5%
- Putnam ETF Trust · Focused Lar Cap2.5%
- Gallagher Arthur J & CO1.9%
- Invesco Qqq TR · Unit Ser 11.8%
Together, the ten largest are 51.0% of reported value.
How many clients does Ballew Advisors have?
Ballew Advisors has 971 clients and manages $1.3 billion for them, as of March 2026. They include 818 individual clients, 97 pension and profit-sharing plans, and 35 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Ballew Advisors offer?
Ballew Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Ballew Advisors have?
Ballew Advisors has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ballew Advisors invest in?
At the end of its last fiscal year, Ballew Advisors’ separately managed accounts held 100% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ballew Advisors?
Ballew Advisors is owned through a holding company by S B Holding Company, Inc. Its direct owners are Security Ballew, Inc. (75% or more) and Clyde Mosley (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Ballew Advisors get paid?
Ballew Advisors is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ballew Advisors registered with the SEC?
Yes, Ballew Advisors has been registered with the SEC as an investment adviser since 21 June 1991. Its CRD number is 110522 and its SEC file number is 801-38978.
Source: Form ADV Part 1A, Item 1, filed 3 March 2026; IAPD firm record
How do I contact Ballew Advisors?
Ballew Advisors’ main office is at 100 Vision Drive, Suite 325, Jackson, MS 39211. Its phone number is 601-368-3500. Its website is ballewwealth.com.