Azimuth Capital Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Azimuth Capital Investment Management reports 404 clients. They include 315 high-net-worth individuals, 66 individual clients and 12 charitable organizations. Of its assets, 95.4% ($3.81B across 1,599 accounts) are managed with discretion; $184M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | 1% |
| High-net-worth individuals | 78% | 90% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 3% | 6% |
| State or municipal government entities | Fewer than 5 | <1% |
| Other client typesCorporations and other businesses | 1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 66 | $53.4M | 1.3% | $810K |
| High-net-worth individuals | 315 | $3.59B | 89.9% | $11.4M |
| Pension and profit-sharing plans | 6 | $33.4M | 0.8% | $5.56M |
| Charitable organizations | 12 | $255M | 6.4% | $21.3M |
| State or municipal government entities | Fewer than 5 | $34.1M | 0.9% | — |
| Corporations and other businesses | 5 | $27.7M | 0.7% | $5.53M |
| Total | 404 | $3.99B | 100% | — |
- Clients
- 66
- Regulatory AUM
- $53.4M
- AUM share
- 1.3%
- Avg. per client
- $810K
- Clients
- 315
- Regulatory AUM
- $3.59B
- AUM share
- 89.9%
- Avg. per client
- $11.4M
- Clients
- 6
- Regulatory AUM
- $33.4M
- AUM share
- 0.8%
- Avg. per client
- $5.56M
- Clients
- 12
- Regulatory AUM
- $255M
- AUM share
- 6.4%
- Avg. per client
- $21.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $34.1M
- AUM share
- 0.9%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $27.7M
- AUM share
- 0.7%
- Avg. per client
- $5.53M
Total
- Clients
- 404
- Regulatory AUM
- $3.99B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Azimuth Capital Investment Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Focus Operating, LLC owns 75% or more of Azimuth Capital Investment Management and is in turn owned by Focus Financial Partners, LLC (75% or more). The leadership team of Azimuth Capital Investment Management includes Chief Compliance Officer Daniel McEnroe. It has 25 employees, 9 of them in advisory roles.
Leadership
- Daniel McEnroeSenior Managing Director & Chief Compliance Officer
- William GoughSenior Managing Director
- Ted HaddadSenior Managing Director
- Paul RaghebSenior Managing Director
- Mark Van FaussienSenior Managing Director
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Christopher John Burke II
- Devin Robert Cragin
- Erin Kathleen Farley
- Alan Lynn Freeman
- William Charles Gough
- Ted N Haddad
- Daniel James McEnroe
- Paul Ian Ragheb
- Benjamin Wolcott Upward
- Mark Edward Van Faussien
Staff
- 25 employees
- 9 in advisory functions
- 9 state-registered reps
- Owns 75% or more of Azimuth Capital Investment Management LLC
Focus Operating, LLC
Control person · since April 2022
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 50% to 75% of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Holdings, L.P.
Clayton, Dubilier & Rice Fund Xii, L.P.
Control person · since August 2023
- Owns 25% to 50% of CD&R Ferdinand Holdings, L.P.
CD&R Ferdinand Co-Investor, L.P.
Control person · since August 2023
Azimuth Capital Investment Management’s regulatory assets grew from $3.48B (April 2022) to $3.99B (March 2026); clients were 404 in both filings and employees rose from 21 to 25.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $3.99B | 404 | 25 | 1 |
| March 2025 | $3.83B | 403 | 23 | 1 |
| March 2024 | $3.37B | 399 | 23 | 1 |
| March 2023 | $3.08B | 399 | 22 | 1 |
| April 2022 | $3.48B | 396 | 21 | 1 |
Besides its headquarters, Azimuth Capital Investment Management has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 200 East Long Lake Road, Suite 160, Bloomfield HillsHQ
Contact and registration details
- Legal name
- Azimuth Capital Investment Management LLC
- Headquarters
- 200 East Long Lake Road, Suite 160, Bloomfield Hills, MI 48304
- Website
- azimuthcap.com
- Phone
- 248-433-4000
- @azimuth-capital-management-acm
- SEC file
- 801-123448
- Structure
- Delaware LLC
- Fiscal year end
- December
Azimuth Capital Investment Management uses Charles Schwab ($2.11B, 55%), RBC Capital Markets ($1.27B, 33%) and BNY Mellon, N.A. ($447M, 12%) as custodians for its separately managed accounts. Azimuth Capital Investment Management has custody of client assets.
- BNY Mellon, N.A.BNY Mellon, N.A. · New York, NY · $447M12%
- RBC Capital MarketsRBC Capital Markets, LLC · Minneapolis, MN · $1.27B33%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.11B55%
At year end, Azimuth Capital Investment Management’s separately managed accounts were mostly in stocks (70%) and bonds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.96B across 313 positions; the largest are Apple Inc. (4.4%), Nvidia Corp. (4.2%) and Broadcom Inc. (3.2%).
What the accounts hold
- Stocks70%
- Exchange-traded equities68%
- Non-exchange-traded equities2%
- Funds4%
- Bonds24%
- U.S. government and agency bonds9%
- Investment grade corporate bonds9%
- State and local bonds6%
- Cash2%
Reported 13F holdings
- $2.96B
- Reported 13F value
- 313
- Positions
- 25.9%
- In the 10 largest
- +11.5%
- Value vs. prior quarter
- Apple Inc.4.4%
- Nvidia Corp.4.2%
- Broadcom Inc.3.2%
- Microsoft Corp.2.8%
- Alphabet Inc. CL A2.7%
- Eli Lilly And Co2.5%
- Advanced Micro Devices Inc.2.2%
- Monolithic Power Systems Inc.1.4%
- GE Vernova Inc.1.3%
- Marvell Technology Inc.1.3%
Together, the ten largest are 25.9% of reported value.
How many clients does Azimuth Capital Investment Management have?
Azimuth Capital Investment Management has 404 clients and manages $3.99 billion for them, as of March 2026. They include 315 high-net-worth individuals, 66 individual clients and 12 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Azimuth Capital Investment Management offer?
Azimuth Capital Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Azimuth Capital Investment Management use?
Azimuth Capital Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.11B, RBC Capital Markets, LLC (Minneapolis, MN), with $1.27B and BNY Mellon, N.A. (New York, NY), with $447M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Azimuth Capital Investment Management have?
Azimuth Capital Investment Management has 9 investment adviser representatives registered with state securities authorities, out of 25 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Azimuth Capital Investment Management invest in?
At the end of its last fiscal year, Azimuth Capital Investment Management’s separately managed accounts held 68% exchange-traded equities, 9% U.S. government and agency bonds, 9% investment grade corporate bonds, 6% state and local bonds, 4% registered funds (mutual funds, ETFs, BDCs), 2% non-exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Azimuth Capital Investment Management?
Azimuth Capital Investment Management is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Azimuth Capital Investment Management get paid?
Azimuth Capital Investment Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Azimuth Capital Investment Management registered with the SEC?
Yes, Azimuth Capital Investment Management has been registered with the SEC as an investment adviser since 14 March 2022. Its CRD number is 319062 and its SEC file number is 801-123448.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Azimuth Capital Investment Management?
Azimuth Capital Investment Management’s main office is at 200 East Long Lake Road, Suite 160, Bloomfield Hills, MI 48304. Its phone number is 248-433-4000. Its website is azimuthcap.com.