Avior Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 2,000 clients last fiscal year.
Avior Wealth Management reports 4,894 clients. They include 2,487 individual clients, 2,288 high-net-worth individuals, and 71 pension and profit-sharing plans. Of its assets, 93.4% ($6.04B across 4,810 accounts) are managed with discretion; $424M across 84 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 11% |
| High-net-worth individuals | 47% | 76% |
| Banking or thrift institutions | <1% | <1% |
| Pension and profit-sharing plans | 1% | 6% |
| Charitable organizations | <1% | <1% |
| Other client typesCorporations and other businesses | <1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,487 | $680M | 10.5% | $274K |
| High-net-worth individuals | 2,288 | $4.91B | 76.0% | $2.15M |
| Banking or thrift institutions | Fewer than 5 | $63.6M | 1.0% | $21.2M |
| Pension and profit-sharing plans | 71 | $407M | 6.3% | $5.73M |
| Charitable organizations | 11 | $38.5M | 0.6% | $3.5M |
| Corporations and other businesses | 34 | $363M | 5.6% | $10.7M |
| Total | 4,894 | $6.46B | 100% | — |
- Clients
- 2,487
- Regulatory AUM
- $680M
- AUM share
- 10.5%
- Avg. per client
- $274K
- Clients
- 2,288
- Regulatory AUM
- $4.91B
- AUM share
- 76.0%
- Avg. per client
- $2.15M
- Clients
- Fewer than 5
- Regulatory AUM
- $63.6M
- AUM share
- 1.0%
- Avg. per client
- $21.2M
- Clients
- 71
- Regulatory AUM
- $407M
- AUM share
- 6.3%
- Avg. per client
- $5.73M
- Clients
- 11
- Regulatory AUM
- $38.5M
- AUM share
- 0.6%
- Avg. per client
- $3.5M
- Clients
- 34
- Regulatory AUM
- $363M
- AUM share
- 5.6%
- Avg. per client
- $10.7M
Total
- Clients
- 4,894
- Regulatory AUM
- $6.46B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 2000
Avior Wealth Management charges up to 2.00% a year for its Investment management services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Separate financial plans are billed a fixed fee with a maximum charge of $100,000; fees are negotiable and may be reduced or waived for investment management clients.
Avior Group, LLC owns 75% or more of Avior Wealth Management. The leadership team of Avior Wealth Management includes President Scott Cavey. It has 170 employees, 125 of them in advisory roles.
Leadership
Scott CaveyPresident of Wealth
- Veronica LeducCCO & General Counsel
Investment adviser representatives
69 representatives listed in the SEC register as of 9 October 2026.
- Daniel Evan Baker
- Breanna Renee Beck
- Austin Alec Beebe
- Nicholas Biever
- Cheryl C Blakey
- Cynthia Jean Bohrer
- Michael David Burbank
- David Burritt
- Mary Kathryn Campion
- Anthony L Cerone
- Michael Clark
- Michael Jude Clarke
- John Melville Eaton
- Ryan Scott Elkins
- Stephen Laurence Esch
- Evan Harris Farr
- Clint Stephen Fish
- Kevin Thomas Fix
- Robert Daniel Frusina
- Dylan Thomas Gaver
- Rodney Wayne Goben
- Nathanael Micah Hahm
- John Joseph Heck
- Joshua Samuel Heiden
- Stephen Michael Holmes
- Nathan Andrew Hudson
- Tristan Raymond Kelly
- Bruce Cameron Kuehl
- Kent Douglas Kuhlmann
- Stephanie Brianna Linkenheld
- Sandra Koppen Loewen
- Lee Stanley Martin
- Andrea Patricia McMahon
- John Wayne McMannama
- Ryan Daniel McQuillan
- Timothy David Mollak
- Morris Lynn Monroe
- Jay Michael Eric Nelson
- Kent Eric Nelson
- Jeremy Michael Palensky
- Stephen Rosman Patterson
- Madelyn Peters
- Michael Dennis Pflueger,jr.
- Alaina Rae Pogreba
- Mark Edward Pogreba
- Justin Michael Reineke
- William David Richardson
- Steven Richard Ryherd
- Nathan Salimi
- William Evans Shafroth
- Sali Shamoun
- Michael Paul Skolnick
- Curtis Lee Smith
- Bruce Donald Snyder JR
- Ari Sommer
- Kyle Stewart Spitzenberger
- Donald Wayne Stanley
- Jessica Leigh Stanley
- Klaus Gerhard Steinke
- Alex Robert Stowe JR.
- Aaron Tomita
- Christopher Neil Trub
- Burton Lee Van Denburg
- David Paul Vaughan
- Richard Lee Watson
- Michael John Welker
- Mark Jon Wyhlidko
Staff
- 170 employees
- 125 in advisory functions
- 75 state-registered reps
- 2 broker-dealer reps
- 29 insurance agents
- 23 soliciting firms
- Owns 75% or more of Avior Wealth Management, LLC
Avior Group, LLC
Control person · since December 2024
Avior Wealth Management’s regulatory assets grew 3.9× from $1.67B (March 2021) to $6.46B (April 2026); clients rose from 1,565 to 4,894 and employees from 39 to 170. Between 2019 and 2024, 6 advisory firms joined it. The largest by last filed assets were Champion Capital Research ($1.28B, January 2024) and Woodlands Asset Management ($413M, October 2022). The most recent was Fullen Financial Group, in May 2024.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $6.46B | 4,894 | 170 | 14 |
| April 2025 | $5.08B | 4,385 | 201 | 15 |
| July 2024 | $3.99B | 3,710 | 204 | 15 |
| July 2023 | $2.42B | 3,117 | 122 | 10 |
| July 2022 | $2.31B | 2,451 | 78 | 8 |
| March 2021 | $1.67B | 1,565 | 39 | 3 |
Firms that joined
20243 joined
- Fullen Financial GroupLast filed AUM $211M
- Champion Capital ResearchLast filed AUM $1.28B
- Stowe Financial PlanningLast filed AUM $134M
20222 joined
- Woodlands Asset ManagementLast filed AUM $413M
- Montgomery Taylor & Company (Montgomery Taylor Wealth Management)Last filed AUM $121M
20191 joined
- Sawtelle Financial ManagementNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Avior Wealth Management has 13 offices, with 14 listed addresses across 9 states.
Texas · 4 listed addresses
- 9901 1h-10 West, San Antonio
- 10655 Six Pines, The Woodlands
- 510 Bering Drive, Houston
- 1316 Village Creek Drive, Plano
California · 3 listed addresses
- 2880 Cleveland Avenue, Santa Rosa
- 1455 First Street, Napa
- 750 B St, San Diego
Arizona · 1 listed address
- 14648 N. Scottsdale Road, Phoenix
Florida · 1 listed address
- 1535 the Greens Way, Jacksonville
Indiana · 1 listed address
- 1802 W. 17th Street, Bloomington
Minnesota · 1 listed address
- 11100 Wayzata BLVD, Minnetonka
Nebraska · 1 listed address
- 14301 First National Bank Parkway, Suite 410, OmahaHQ
Ohio · 1 listed address
- 3720 N. High Street, Columbus
Washington · 1 listed address
- 9725 Se 36th St, Mercer Island
Other business names
Avior Wealth Management has reported 1 other business name to the SEC.
- SC Financial Services
Contact and registration details
- Legal name
- Avior Wealth Management, LLC
- Headquarters
- 14301 First National Bank Parkway, Suite 410, Omaha, NE 68154
- Website
- avior.com
- Phone
- 402-218-4064
- SEC file
- 801-69773
- Structure
- Delaware LLC
- Fiscal year end
- December
Avior Wealth Management uses Charles Schwab ($2.87B, 71%) and Fidelity ($1.19B, 29%) as custodians for its separately managed accounts. Avior Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.87B71%
- FidelityFidelity Brokerage Services LLC · Chicago, IL · $1.19B29%
At year end, Avior Wealth Management’s separately managed accounts were mostly in funds (68%) and stocks (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.8B across 787 positions; the largest are Vanguard Index Fds (6.2%), iShares TR (4.2%) and J P Morgan Exchange Traded F (2.0%).
What the accounts hold
- Stocks21%
- Funds68%
- Bonds6%
- State and local bonds4%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash6%
Reported 13F holdings
- $3.8B
- Reported 13F value
- 787
- Positions
- 24.6%
- In the 10 largest
- +7.9%
- Value vs. prior quarter
- Vanguard Index Fds · Growth ETF6.2%
- iShares TR · Core Div Grwth4.2%
- J P Morgan Exchange Traded F · Active Value ETF2.0%
- Vanguard Index Fds · Mid Cap ETF2.0%
- American Centy ETF TR · US Sml CP Valu1.9%
- Vanguard Index Fds · Mcap GR Idxvip1.8%
- J P Morgan Exchange Traded F · Active Growth1.8%
- Vanguard Index Fds · Mcap VL Idxvip1.7%
- iShares TR · Core S&P500 ETF1.4%
- Vanguard Index Fds · S&P 500 ETF Shs1.4%
Together, the ten largest are 24.6% of reported value.
How many clients does Avior Wealth Management have?
Avior Wealth Management has 4,894 clients and manages $6.46 billion for them, as of April 2026. They include 2,487 individual clients, 2,288 high-net-worth individuals, and 71 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 April 2026
What services does Avior Wealth Management offer?
Avior Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Avior Wealth Management charge?
Avior Wealth Management charges up to 2.00% a year for its Investment management services. The fee is billed in advance or in arrears and is negotiable.
Source: AVIOR WEALTH MANAGEMENT, LLC FORM ADV PART 2A (MARCH 2026), filed 3 April 2026
Which custodians does Avior Wealth Management use?
Avior Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.87B and Fidelity Brokerage Services LLC (Chicago, IL), with $1.19B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 April 2026
How many financial advisors does Avior Wealth Management have?
Avior Wealth Management has 75 investment adviser representatives registered with state securities authorities, out of 170 employees, and 125 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 29 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Avior Wealth Management invest in?
At the end of its last fiscal year, Avior Wealth Management’s separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 6% cash and equivalents, 4% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Avior Wealth Management?
Avior Wealth Management’s direct owner is Avior Group, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 April 2026
How does Avior Wealth Management get paid?
Avior Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Avior Wealth Management registered with the SEC?
Yes, Avior Wealth Management has been registered with the SEC as an investment adviser since 4 December 2008. Its CRD number is 148674 and its SEC file number is 801-69773.
Source: Form ADV Part 1A, Item 1, filed 3 April 2026; IAPD firm record
How do I contact Avior Wealth Management?
Avior Wealth Management’s main office is at 14301 First National Bank Parkway, Suite 410, Omaha, NE 68154. Its phone number is 402-218-4064. Its website is avior.com.