Veronica Leduc has been CCO & General Counsel of Avior Wealth Management since March 2025, is a control person of the firm and directly owns under 5% of it.
Avior Wealth Management, LLC is an Omaha, NE firm with $6.46B under management, 4,894 clients and 125 advisers across 14 offices, as of its April 2026 filing.
No adviser firm registrations are on Veronica Leduc’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 15 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 April 2018 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Veronica Jean Leduc
- CRD
- 6876633
- Firm
- Avior Wealth Management · CRD 148674
- Role
- CCO & General Counsel
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Veronica Leduc work?
Veronica Leduc has been CCO & General Counsel of Avior Wealth Management, LLC since March 2025, and is a control person of the firm.
Does Veronica Leduc have a current investment-adviser registration?
Veronica Leduc has no current investment-adviser or broker registration.
What exams has Veronica Leduc passed?
Veronica Leduc has passed 2 licensing exams: the Series 7 and Series 7TO. The earliest, the Series 7, was passed in April 2018. FINRA credited Veronica Leduc with the SIE, which began in October 2018.
Is Veronica Leduc registered with FINRA?
No. Veronica Leduc has no current broker registration.
How can I verify Veronica Leduc’s record?
Search CRD 6876633 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Veronica Leduc’s full registration record.
