Auour Investments provides financial planning, portfolio management for individuals and small businesses, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Auour Investments reports 375 clients. They include 296 individual clients, 67 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 93.7% ($354M across 813 accounts) are managed with discretion; $23.7M across 20 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 32% |
| High-net-worth individuals | 18% | 63% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 296 | $123M | 32.5% | $415K |
| High-net-worth individuals | 67 | $236M | 62.5% | $3.53M |
| Pension and profit-sharing plans | Fewer than 5 | $3M | 0.8% | $3M |
| Charitable organizations | Fewer than 5 | $10.1M | 2.7% | $3.36M |
| Corporations and other businesses | 8 | $5.69M | 1.5% | $711K |
| Total | 375 | $378M | 100% | — |
- Clients
- 296
- Regulatory AUM
- $123M
- AUM share
- 32.5%
- Avg. per client
- $415K
- Clients
- 67
- Regulatory AUM
- $236M
- AUM share
- 62.5%
- Avg. per client
- $3.53M
- Clients
- Fewer than 5
- Regulatory AUM
- $3M
- AUM share
- 0.8%
- Avg. per client
- $3M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.1M
- AUM share
- 2.7%
- Avg. per client
- $3.36M
- Clients
- 8
- Regulatory AUM
- $5.69M
- AUM share
- 1.5%
- Avg. per client
- $711K
Total
- Clients
- 375
- Regulatory AUM
- $378M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Auour Investments charges 0.50%–1.00% a year for its Directly Managed Separate Accounts. Each asset band is charged at its own rate. The fee is billed in arrears.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Joseph Hosler owns 25% to 50% of Auour Investments. It has 7 employees, 4 of them in advisory roles.
Staff
- 7 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 25% to 50% of Auour Investments LLC
Joseph Hosler
Control person · since March 2013
- Owns 25% to 50% of Auour Investments LLC
Robert Kuftinec
Control person · since May 2013
- Owns 10% to 25% of Auour Investments LLC
Kenneth Doerr
Control person · since May 2014
Auour Investments’ regulatory assets grew from $255M (March 2021) to $378M (March 2026); clients rose from 297 to 375 and employees from 4 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $378M | 375 | 7 | 1 |
| Mar 2025March 2025 | $341M | 369 | 7 | 1 |
| Mar 2024March 2024 | $317M | 370 | 7 | 1 |
| Mar 2023March 2023 | $288M | 344 | 6 | 1 |
| Mar 2022March 2022 | $292M | 325 | 5 | 1 |
| Mar 2021March 2021 | $255M | 297 | 4 | 1 |
Besides its headquarters, Auour Investments has 0 offices, with 1 listed address in 1 state.
Massachusetts · 1 listed address
- 400 Tradecenter, Suite 3990, WoburnHQ
Contact and registration details
- Legal name
- Auour Investments LLC
- Headquarters
- 400 Tradecenter, Suite 3990, Woburn, MA 01801
- Website
- auour.com
- Phone
- 978-338-4830
- @auour-advisory-llc
- SEC file
- 801-80544
- Founded
- 2013
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Auour Investments’ named custodians for separately managed accounts are Fidelity ($187M, 53%) and Charles Schwab ($163M, 47%). Auour Investments has custody of $14.3M for 13 clients.
- FidelityNational Financial Services LLC · Boston, MA · $187M53%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $163M47%
At year end, Auour Investments’ separately managed accounts were mostly in funds (87%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $349M across 95 positions; the largest are SPDR Series Trust (19.8%), SPDR Index Shs Fds (10.5%) and SPDR Series Trust (7.4%).
What the accounts hold
- Stocks10%
- Exchange-traded equities5%
- Non-exchange-traded equities5%
- Funds87%
- Registered funds85%
- Pooled vehicles2%
- Cash3%
How many clients does Auour Investments have?
Auour Investments has 375 clients and manages $378 million for them, as of March 2026. They include 296 individual clients, 67 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Auour Investments offer?
Auour Investments provides financial planning, portfolio management for individuals and small businesses, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Auour Investments charge?
Auour Investments charges 0.50%–1.00% a year for its Directly Managed Separate Accounts. Each asset band is charged at its own rate. The fee is billed in arrears.
Which custodians does Auour Investments use?
Auour Investments’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $187M and Charles Schwab & Co., Inc. (San Francisco, CA), with $163M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Auour Investments have?
Auour Investments has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Auour Investments invest in?
At the end of its last fiscal year, Auour Investments’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 5% non-exchange-traded equities, 3% cash and equivalents and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Auour Investments?
Auour Investments’ direct owners are Joseph Hosler, Robert Kuftinec and Kenneth Doerr, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Auour Investments get paid?
Auour Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Auour Investments?
Auour Investments’ main office is at 400 Tradecenter, Suite 3990, Woburn, MA 01801. Its phone number is 978-338-4830. Its website is auour.com.