Atlantic Union Municipal Advisors provides portfolio management for institutions.
Atlantic Union Municipal Advisors lists state or municipal government entities as clients. Of its assets, 100.0% ($134M across 1 account) are managed with discretion.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| State or municipal government entities | Fewer than 5 | 100% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| State or municipal government entities | Fewer than 5 | $134M | 100.0% | — |
| Total | Not reported | $134M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $134M
- AUM share
- 100.0%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $134M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Atlantic Union Municipal Advisors is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Atlantic Union Bank owns 75% or more of Atlantic Union Municipal Advisors and is in turn owned by Atlantic Union Bankshares Corporation (75% or more). The leadership team of Atlantic Union Municipal Advisors includes President John Ockerman and Chief Compliance Officer Sothara Chin. It has 4 employees.
Leadership
- John OckermanVice President, Treasurer
- Ellen SpongVice President, Treasurer
- Mitchell YorkPresident
- Sothara ChinChief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Andrew Douglas Davis
- John Foster Ockerman
- Ellen Elizabeth Spong
- Mitchell Paul York
Staff
- 4 employees
- 4 in advisory functions
- Owns 75% or more of Atlantic Union Municipal Advisors, Inc
Atlantic Union Bank
Control person · since October 2023
- Owns 75% or more of Atlantic Union Bank
Atlantic Union Bankshares Corporation
Control person · since October 2023
Atlantic Union Municipal Advisors’ regulatory assets fell from $195M (July 2024) to $134M (May 2026); clients fell from 9 to 0 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $134M | 0 | 4 | 1 |
| March 2025 | $185M | 8 | 4 | 1 |
| July 2024 | $195M | 9 | 4 | 1 |
Besides its headquarters, Atlantic Union Municipal Advisors has 0 offices, with 1 listed address in Virginia.
Virginia · 1 listed address
- 4300 Cox Road, Glen AllenHQ
Contact and registration details
- Legal name
- Atlantic Union Municipal Advisors, Inc
- Headquarters
- 4300 Cox Road, Glen Allen, VA 23060
- Website
- Not reported
- Phone
- 80480249556055
- SEC file
- 801-129419
- Structure
- Virginia corporation
- Fiscal year end
- December
Atlantic Union Municipal Advisors does not have custody of client assets.
At year end, Atlantic Union Municipal Advisors’ separately managed accounts were mostly in bonds (78%) and cash (22%).
What the accounts hold
- Bonds78%
- U.S. government and agency bonds60%
- Investment grade corporate bonds10%
- State and local bonds8%
- Cash22%
What services does Atlantic Union Municipal Advisors offer?
Atlantic Union Municipal Advisors provides portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Atlantic Union Municipal Advisors have?
Atlantic Union Municipal Advisors has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Atlantic Union Municipal Advisors invest in?
At the end of its last fiscal year, Atlantic Union Municipal Advisors’ separately managed accounts held 60% U.S. government and agency bonds, 22% cash and equivalents, 10% investment grade corporate bonds and 8% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Atlantic Union Municipal Advisors?
Atlantic Union Municipal Advisors is owned through a holding company by Atlantic Union Bankshares Corporation. Its direct owner is Atlantic Union Bank (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 May 2026
How does Atlantic Union Municipal Advisors get paid?
Atlantic Union Municipal Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Atlantic Union Municipal Advisors registered with the SEC?
Yes, Atlantic Union Municipal Advisors has been registered with the SEC as an investment adviser since 26 January 2024. Its CRD number is 329425 and its SEC file number is 801-129419.
Source: Form ADV Part 1A, Item 1, filed 26 May 2026; IAPD firm record
How do I contact Atlantic Union Municipal Advisors?
Atlantic Union Municipal Advisors’ main office is at 4300 Cox Road, Glen Allen, VA 23060. Its phone number is 80480249556055.