Asset Management Group provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Asset Management Group reports 264 clients. They include 156 individual clients, 98 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 100.0% ($898M across 1,478 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 8% |
| High-net-worth individuals | 37% | 89% |
| Pension and profit-sharing plans | 3% | <1% |
| Corporations and other businesses | <1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 156 | $73.7M | 8.2% | $473K |
| High-net-worth individuals | 98 | $797M | 88.7% | $8.13M |
| Pension and profit-sharing plans | 8 | $3.58M | 0.4% | $448K |
| Corporations and other businesses | 2 | $24.3M | 2.7% | $12.1M |
| Total | 264 | $898M | 100% | $3.4M |
- Clients
- 156
- Regulatory AUM
- $73.7M
- AUM share
- 8.2%
- Avg. per client
- $473K
- Clients
- 98
- Regulatory AUM
- $797M
- AUM share
- 88.7%
- Avg. per client
- $8.13M
- Clients
- 8
- Regulatory AUM
- $3.58M
- AUM share
- 0.4%
- Avg. per client
- $448K
- Clients
- 2
- Regulatory AUM
- $24.3M
- AUM share
- 2.7%
- Avg. per client
- $12.1M
Total
- Clients
- 264
- Regulatory AUM
- $898M
- AUM share
- 100%
- Avg. per client
- $3.4M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Asset Management Group charges 0.25%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2.5M | 1.00% |
| $2.5M–$17.5M | 0.75% |
| $17.5M–$42.5M | 0.65% |
| $42.5M–$92.5M | 0.50% |
| $92.5M and above | 0.25% |
Fee details and sources
Other fees
- Financial Planning
- A flat fee based on complexity, calculated from an hourly rate of $925 and typically ranging from $2,500 to $10,000 per year.
- Hourly Consulting and Limited Planning
- Hourly rates: Senior Financial Adviser $925, Financial Planner $420, Certified Insurance Consultant $260, Registered Paraplanner $165, administrative staff $95.
The Legrand S. Redfield Revocable Trust DTD April 26, 2018 owns 75% or more of Asset Management Group. The leadership team of Asset Management Group includes President Legrand Redfield. It has 6 employees, 2 of them in advisory roles.
Leadership
Legrand RedfieldDirector, President & Chief Compliance Officer, Trustee- James CuminaleDirector
- Helen RedfieldDirector, Secretary
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
- 4 insurance agents
- Owns 75% or more of Asset Management Group, Inc.
The Legrand S. Redfield Revocable Trust DTD April 26, 2018
Control person · since April 2018
- Owns 75% or more of Asset Management Group, Inc.
The Legrand S. Redfield
Control person · since April 2018
Asset Management Group’s regulatory assets grew 1.5× from $596M (July 2021) to $898M (March 2026); clients were 264 in both filings and employees rose from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $898M | 264 | 6 | 1 |
| March 2025 | $804M | 265 | 6 | 1 |
| February 2024 | $696M | 267 | 6 | 1 |
| March 2023 | $591M | 269 | 5 | 1 |
| June 2022 | $704M | 263 | 5 | 1 |
| July 2021 | $596M | 263 | 5 | 1 |
Besides its headquarters, Asset Management Group has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 60 Long Ridge Road, StamfordHQ
Contact and registration details
- Legal name
- Asset Management Group, Inc.
- Headquarters
- 60 Long Ridge Road, Stamford, CT 06902
- Website
- amgplanning.com
- Phone
- 203-964-8300
- @asset-management-group-inc.
- SEC file
- 801-55461
- Founded
- 1983
- Structure
- Connecticut corporation
- Fiscal year end
- December
Asset Management Group uses Charles Schwab ($787M) as custodian for its separately managed accounts. Asset Management Group has custody of $9.44M in client assets for 7 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $787M100%
At year end, Asset Management Group’s separately managed accounts were mostly in stocks (70%) and funds (29%). Its reported 13F holdings for the quarter ended 30 June 2026 total $683M across 137 positions; the largest are Vanguard Index Fds (5.3%), Invesco Qqq TR (4.3%) and Apple Inc. (3.7%).
What the accounts hold
- Stocks70%
- Funds29%
- Cash1%
Reported 13F holdings
- $683M
- Reported 13F value
- 137
- Positions
- 34.9%
- In the 10 largest
- +10.5%
- Value vs. prior quarter
- Vanguard Index Fds · SM CP Val ETF5.3%
- Invesco Qqq TR · Unit Ser 14.3%
- Apple Inc.3.7%
- iShares TR · Rus Mdcp Val ETF3.6%
- iShares TR · Core S&P Mcp ETF3.3%
- iShares TR · Core S&P500 ETF3.3%
- Vanguard Index Fds · Sml CP Grw ETF3.1%
- Proshares TR · Pshs Ult S&P 5002.8%
- Vanguard Index Fds · Mcap VL Idxvip2.7%
- Schwab Strategic TR · US Mid-cap ETF2.7%
Together, the ten largest are 34.9% of reported value.
How many clients does Asset Management Group have?
Asset Management Group has 264 clients and manages $898 million for them, as of March 2026. They include 156 individual clients, 98 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does Asset Management Group offer?
Asset Management Group provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Asset Management Group charge?
Asset Management Group charges 0.25%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Asset Management Group use?
Asset Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $787M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does Asset Management Group have?
Asset Management Group has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Asset Management Group invest in?
At the end of its last fiscal year, Asset Management Group’s separately managed accounts held 70% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Asset Management Group?
Asset Management Group’s direct owners are the Legrand S. Redfield Revocable Trust DTD April 26, 2018 (75% or more) and the Legrand S. Redfield (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does Asset Management Group get paid?
Asset Management Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Asset Management Group?
Asset Management Group’s main office is at 60 Long Ridge Road, Stamford, CT 06902. Its phone number is 203-964-8300. Its website is amgplanning.com.