Legrand Redfield has been Director, President & Chief Compliance Officer, Trustee of Asset Management Group since April 1983, is a control person of the firm and directly owns under 5% of it. Legrand Redfield studied at Lake Forest College.
Asset Management Group, Inc. is a Stamford, CT firm with $898M under management, 264 clients and 2 advisers in one office, as of its March 2026 filing.
LeGrand Redfield is with Asset Management Group, Inc. After receiving a bachelor's degree from Lake Forest College, he started with a major life insurance company and has assisted clients in developing and implementing strategies to achieve their financial goals. In 1983 he founded Asset Management Group, Inc. to provide comprehensive financial planning.
Legrand Redfield’s longest registration is the current one, 34 years at Asset Management Group since 1992.
- TLG Advisors, Inc.Also current– present · 10 yearsStamford, CT · Adviser representative · Firm CRD 111052
- Asset Management Group, Inc.Current– present · 34 yearsStamford, CT · Adviser representative · Firm CRD 110116
Professional designations
Listed by Asset Management Group
- Chartered Life Underwriter (CLU)
- Chartered Financial Consultant (ChFC)
- Chartered Advisor for Senior Living (CASL)
Investment adviser representative registrations
Legrand Redfield is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 1992; the most recent is Texas, in June 2002.
- ConnecticutSince 5 February 1992
- TexasResidentSince 28 June 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 1987 |
| Series 7 | General Securities Representative Examination | 15 February 1986 |
| Series 1 | Registered Representative Examination | 27 April 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Legrand Snowden Redfield
- CRD
- 865752
- Firm
- Asset Management Group · CRD 110116
- Role
- Director, President & Chief Compliance Officer, Trustee
- Office
- 60 LONG RIDGE ROAD, SUITE 305, Stamford, CT 06902
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1979
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- amgplanning.com
Where does Legrand Redfield work?
Legrand Redfield has been Director, President & Chief Compliance Officer, Trustee of Asset Management Group, Inc. since April 1983, and is a control person of the firm.
Is Legrand Redfield a financial advisor?
Yes. Legrand Redfield has a current investment-adviser registration in Connecticut and Texas, through Asset Management Group since February 1992.
How many years of experience does Legrand Redfield have?
Legrand Redfield has 47 years in the financial industry, since May 1979, across 2 adviser firms.
What exams has Legrand Redfield passed?
Legrand Redfield has passed 4 licensing exams: the Series 1, Series 7, Series 63 and Series 65. The earliest, the Series 1, was passed in April 1979. FINRA credited Legrand Redfield with the SIE, which began in October 2018.
Where is Legrand Redfield based?
Legrand Redfield’s registered office is in Stamford, CT.
Is Legrand Redfield registered with FINRA?
Yes. Legrand Redfield has a current broker registration, under CRD 865752.
Source: FINRA BrokerCheck
How can I verify Legrand Redfield’s record?
Search CRD 865752 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Legrand Redfield’s full registration record.