Asio Capital provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and tax planning.
Asio Capital reports 294 clients. They include 154 individual clients, 126 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 100.0% ($805M across 700 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 15% |
| High-net-worth individuals | 43% | 73% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | 3% | 8% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 154 | $122M | 15.2% | $794K |
| High-net-worth individuals | 126 | $591M | 73.4% | $4.69M |
| Pension and profit-sharing plans | 3 | $4.77M | 0.6% | $1.59M |
| Charitable organizations | Fewer than 5 | $26.3M | 3.3% | $26.3M |
| Corporations and other businesses | 10 | $60.6M | 7.5% | $6.06M |
| Total | 294 | $805M | 100% | — |
- Clients
- 154
- Regulatory AUM
- $122M
- AUM share
- 15.2%
- Avg. per client
- $794K
- Clients
- 126
- Regulatory AUM
- $591M
- AUM share
- 73.4%
- Avg. per client
- $4.69M
- Clients
- 3
- Regulatory AUM
- $4.77M
- AUM share
- 0.6%
- Avg. per client
- $1.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $26.3M
- AUM share
- 3.3%
- Avg. per client
- $26.3M
- Clients
- 10
- Regulatory AUM
- $60.6M
- AUM share
- 7.5%
- Avg. per client
- $6.06M
Total
- Clients
- 294
- Regulatory AUM
- $805M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Asio Capital charges 0.50%–1.15% a year for its Portfolio Management. The fee is billed in arrears and is negotiable.
Fee details and sources
John Cheshire owns 25% to 50% of Asio Capital. The leadership team of Asio Capital includes Chief Compliance Officer Jared Calvert. It has 7 employees, 6 of them in advisory roles.
Staff
- 7 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 25% to 50% of Asio Capital LLC
John Cheshire
Control person · since July 2018
- Owns 25% to 50% of Asio Capital LLC
Ryan Osborne
Control person · since July 2018
- Owns 10% to 25% of Asio Capital LLC
Ryan Gray
Control person · since July 2018
- Owns 10% to 25% of Asio Capital LLC
Erin Serrate
Control person · since July 2018
- Owns 5% to 10% of Asio Capital LLC
Bryce Goldbach
Control person · since May 2025
Asio Capital’s regulatory assets grew 2.8× from $290M (April 2021) to $805M (March 2026); clients rose from 173 to 294 and employees from 5 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $805M | 294 | 7 | 1 |
| Apr 2025April 2025 | $622M | 270 | 7 | 1 |
| Mar 2024March 2024 | $500M | 252 | 6 | 1 |
| Mar 2023March 2023 | $393M | 228 | 6 | 1 |
| Jul 2022July 2022 | $403M | 215 | 5 | 1 |
| Apr 2021April 2021 | $290M | 173 | 5 | 1 |
Besides its headquarters, Asio Capital has 0 offices, with 1 listed address in 1 state.
Kentucky · 1 listed address
- 220 Lexington Green Circle, Suite 420, LexingtonHQ
Contact and registration details
- Legal name
- Asio Capital LLC
- Headquarters
- 220 Lexington Green Circle, Suite 420, Lexington, KY 40503
- Website
- asiocapital.com
- Phone
- 859-785-4130
- SEC file
- 801-113910
- Founded
- 2018
- Structure
- Delaware LLC
- Fiscal year end
- December
Asio Capital’s named custodian for separately managed accounts is Charles Schwab ($803M). Asio Capital has custody of $251M for 120 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $803M100%
At year end, Asio Capital’s separately managed accounts were mostly in stocks (63%) and funds (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $781M across 109 positions; the largest are iShares TR (12.7%), J P Morgan Exchange Traded F (6.3%) and Nvidia Corporation (4.2%).
What the accounts hold
- Stocks63%
- Funds31%
- Bonds2%
- Cash3%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Asio Capital have?
Asio Capital has 294 clients and manages $805 million for them, as of March 2026. They include 154 individual clients, 126 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Asio Capital offer?
Asio Capital provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Asio Capital charge?
Asio Capital charges 0.50%–1.15% a year for its Portfolio Management. The fee is billed in arrears and is negotiable.
Which custodians does Asio Capital use?
Asio Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $803M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Asio Capital have?
Asio Capital has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Asio Capital invest in?
At the end of its last fiscal year, Asio Capital’s separately managed accounts held 63% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Asio Capital?
Asio Capital’s direct owners are Ryan Gray, John Cheshire, Ryan Osborne, Erin Serrate and Bryce Goldbach, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Asio Capital get paid?
Asio Capital is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Asio Capital?
Asio Capital’s main office is at 220 Lexington Green Circle, Suite 420, Lexington, KY 40503. Its phone number is 859-785-4130. Its website is asiocapital.com.