Clients
Arin Risk Advisors serves 21 clients, 5 of them high-net-worth individuals. The average client has about $485 million with the firm, and high-net-worth clients hold 0% of its $10.2 billion in assets.
- Investment companies4 clients98%
- OtherHigh-net-worth individuals, Pooled investment vehicles, Other investment advisers, Insurance companies2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 5 | $12,153,087 | 0.1% | $2.43M |
| Investment companies | 4 | $9,977,622,055 | 98.0% | $2.49B |
| Pooled investment vehicles | 1 | $1,409,202 | 0.0% | $1.41M |
| Other investment advisers | 10 | $180,819,205 | 1.8% | $18.1M |
| Insurance companies | 1 | $14,150,003 | 0.1% | $14.2M |
| Total | 21 | $10,186,153,552 | 100% | $485.1M |
- Clients
- 5
- Regulatory AUM
- $12,153,087
- Share
- 0.1%
- Avg. per client
- $2.43M
- Clients
- 4
- Regulatory AUM
- $9,977,622,055
- Share
- 98.0%
- Avg. per client
- $2.49B
- Clients
- 1
- Regulatory AUM
- $1,409,202
- Share
- 0.0%
- Avg. per client
- $1.41M
- Clients
- 10
- Regulatory AUM
- $180,819,205
- Share
- 1.8%
- Avg. per client
- $18.1M
- Clients
- 1
- Regulatory AUM
- $14,150,003
- Share
- 0.1%
- Avg. per client
- $14.2M
Total
- Clients
- 21
- Regulatory AUM
- $10,186,153,552
- Share
- 100%
- Avg. per client
- $485.1M
What it does
Arin Risk Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities. It is paid through a percentage of assets, hourly charges, fixed fees and performance-based fees.
Arin Risk Advisors provided financial planning to 0 clients last fiscal year and advises 1 private funds.
100.0% of assets ($10.19B across 21 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks12%
- Funds41%
- Registered funds35%
- Pooled vehicles6%
- Cash26%
- Other21%
- Derivatives21%
Custodians
Arin Risk Advisors’ client accounts are held mainly at Interactive Brokers, with 0% of managed assets, and Osaic Wealth, with 0%. Arin Risk Advisors does not have custody of client assets.
- OtherInteractive Brokers, Osaic Wealth, All other custodians100%
Ownership and leadership
Arin Holdings LLC owns 75% or more of Arin Risk Advisors.
- Owns 75% or more of Arin Risk Advisors LLC
Arin Holdings LLC
Control person · since April 2010
- Owns 25% to 50% of Arin Holdings LLC
Joseph Desipio
Control person · since April 2010
- Owns 25% to 50% of Arin Holdings LLC
Lawrence Lempert
Control person · since January 2012
Leadership
- Kimberly Jenkins-RosenthalChief Compliance Officer
- Joseph DesipioManager
- Lawrence LempertChief Investment Officer
Staff
- 11 employees
- 5 in advisory functions
- 5 state-registered reps
- 1 soliciting firm
Fees
Arin Risk Advisors is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees.
Arin Risk Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Arin Risk Advisors has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 1100 East Hector Street, Suite 215, ConshohockenHQ
Registration details
- Legal name
- Arin Risk Advisors LLC
- Headquarters
- 1100 East Hector Street, Suite 215, Conshohocken, PA 19428
- Phone
- 610-822-3400
- Website
- Not reported
- SEC file
- 801-70598
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Arin Risk Advisors have?
Arin Risk Advisors has 21 clients and manages $10.2 billion for them, as of March 2026. They include 10 other investment advisers, 5 high-net-worth individuals and 4 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Arin Risk Advisors offer?
Arin Risk Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Arin Risk Advisors use?
Arin Risk Advisors’ separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $21,928,014 and Osaic Wealth, Inc. (Scottsdale, AZ), with $3,057,555. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Arin Risk Advisors have?
Arin Risk Advisors has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Arin Risk Advisors invest in?
At the end of its last fiscal year, Arin Risk Advisors’ separately managed accounts held 35% registered funds (mutual funds, ETFs, BDCs), 26% cash and equivalents, 21% derivatives, 12% exchange-traded equities and 6% pooled vehicles (private funds and similar). It advises 1 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Arin Risk Advisors?
Arin Risk Advisors is owned through a holding company by Joseph Desipio and Lawrence Lempert. Its direct owner is Arin Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Arin Risk Advisors get paid?
Arin Risk Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file