Apollon Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, business succession planning, education planning, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Apollon Financial reports 1,258 clients. They include 827 individual clients, 429 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 100.0% ($1.45B across 2,819 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $428M. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 21% |
| High-net-worth individuals | 34% | 79% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 827 | $310M | 21.4% | $375K |
| High-net-worth individuals | 429 | $1.14B | 78.5% | $2.65M |
| Corporations and other businesses | Fewer than 5 | $142K | 0.0% | $71.1K |
| Total | 1,258 | $1.45B | 100% | — |
- Clients
- 827
- Regulatory AUM
- $310M
- AUM share
- 21.4%
- Avg. per client
- $375K
- Clients
- 429
- Regulatory AUM
- $1.14B
- AUM share
- 78.5%
- Avg. per client
- $2.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $142K
- AUM share
- 0.0%
- Avg. per client
- $71.1K
Total
- Clients
- 1,258
- Regulatory AUM
- $1.45B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Apollon Financial is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fixed, annual or percentage-of-assets fee set in a separate agreement and negotiable; planning fees typically start at $5,000 and can exceed $50,000.
- Retirement Plan Advisory Services
- Annual asset-based fee of up to 2.00% of plan assets, billed monthly or quarterly in advance or arrears; may be negotiable.
Apollon Holdings, LLC owns 75% or more of Apollon Financial and is in turn owned by Prestige Worldwide, LLC (75% or more) and TFCWM LLC (75% or more). Michael Dolberg is CEO; the leadership team includes Chief Investment Officer Eric Sterner, Chief Operating Officer Robert Gorman and Chief Compliance Officer Michael Herman. It has 29 employees, 18 of them in advisory roles.
Leadership
Michael DolbergChief Executive Officer
Robert GormanChief Operating Officer- Michael HermanChief Compliance Officer
- Eric SternerChief Investment Officer
Investment adviser representatives
20 representatives listed in the SEC register as of 9 October 2026.
- Joseph Dennis Beaudoin
- Martin Albert Beck
- Edward Carr Beeker II
- Glenn Robert Dehollander
- Glenn Anthony Drake
- Daniel Scott Foxen
- Robert Hy Gorman
- Francis Michael Gutrich
- Michael Anson Herman
- Maureen Bridget James
- Janette S Jolly
- John Stephen Kinzer
- James Frederick McGowan
- Dory Ann Rodriguez
- Robert Joseph Ruelle
- Bradley Andrew Schaffnit
- Eric Nils Sterner
- David Glenn Turner
- Brandon Douglas Vincent
- Kayleigh Zarndt
Staff
- 29 employees
- 18 in advisory functions
- 18 state-registered reps
- 18 broker-dealer reps
- 11 insurance agents
- Owns 75% or more of Apollon Financial, LLC
Apollon Holdings, LLC
Control person · since May 2022
- Owns 75% or more of Apollon Holdings, LLC
Prestige Worldwide, LLC
Control person · since May 2022
- Owns 50% to 75% of Prestige Worldwide, LLC
Michael Dolberg
Control person · since May 2022
- Owns 50% to 75% of Prestige Worldwide, LLC
Robert Gorman
Control person · since May 2022
- Owns 75% or more of Apollon Holdings, LLC
TFCWM LLC
Control person · since May 2025
Apollon Financial’s regulatory assets grew Infinity× from $0 (May 2022) to $1.45B (June 2026); employees rose from 2 to 29. In 2023, Foxen Financial (Hinsdale, IL) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $1.45B | 1,258 | 29 | 7 |
| July 2025 | $890M | 833 | 23 | 6 |
| June 2024 | $482M | 449 | 10 | 3 |
| June 2023 | $147M | 192 | 9 | 4 |
| May 2022 | $0 | 0 | 2 | 1 |
Firms that joined
20231 joined
- Foxen Financial (Hinsdale, IL)No filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Apollon Financial has 6 offices (1 private residence, listed without an address), with 6 listed addresses across 4 states.
Illinois · 2 listed addresses
- 15 Spinning Wheel RD, Hinsdale
- 2001 Butterfield RD, Downers Grove
South Carolina · 2 listed addresses
- 111 Coleman BLVD, Suite 402, Mount PleasantHQ
- 3515 Pelham RD, Greenville
Maryland · 1 listed address
- 1321 Generals Highway, Crownsville
Pennsylvania · 1 listed address
- 840 1st Ave, King of Prussia
Other business names
Apollon Financial has reported 2 other business names to the SEC.
- Centerpoint
- Foxen Financial
Contact and registration details
- Legal name
- Apollon Financial, LLC
- Headquarters
- 111 Coleman BLVD, Suite 402, Mount Pleasant, SC 29464
- Website
- apollonfinancial.com
- Phone
- 843-579-0018
- @apollon-financial
- SEC file
- 801-125787
- Structure
- Delaware LLC
- Fiscal year end
- December
Apollon Financial uses LPL Financial ($1.09B, 76%), Fidelity ($189M, 13%) and Charles Schwab ($160M, 11%) as custodians for its separately managed accounts. Apollon Financial does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $1.09B76%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $160M11%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $189M13%
At year end, Apollon Financial’s separately managed accounts were mostly in funds (70%) and stocks (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $848M across 294 positions; the largest are iShares TR (5.2%), Nvidia Corporation (4.8%) and Select Sector SPDR TR (4.2%).
What the accounts hold
- Stocks16%
- Funds70%
- Bonds7%
- Investment grade corporate bonds5%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash6%
- Other1%
- Managed annuities, certificates of deposit1%
Reported 13F holdings
- $848M
- Reported 13F value
- 294
- Positions
- 31.4%
- In the 10 largest
- +17.2%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF5.2%
- Nvidia Corporation4.8%
- Select Sector SPDR TR · ST Str Techn ETF4.2%
- Alphabet Inc. · Cap Stk CL C3.0%
- Apple Inc.2.8%
- Amazon Com Inc.2.5%
- Vanguard Specialized Funds · Div App ETF2.3%
- American Centy ETF TR · US Large Cap Vlu2.2%
- iShares TR · Core S&P Mcp ETF2.2%
- Alphabet Inc. · Cap Stk CL A2.2%
Together, the ten largest are 31.4% of reported value.
How many clients does Apollon Financial have?
Apollon Financial has 1,258 clients and manages $1.45 billion for them, as of June 2026. They include 827 individual clients, 429 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 June 2026
What services does Apollon Financial offer?
Apollon Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, business succession planning, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Apollon Financial use?
Apollon Financial’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $1.09B, Fidelity Brokerage Services LLC (Smithfield, RI), with $189M and Charles Schwab & Co., Inc. (Westlake, TX), with $160M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 June 2026
How many financial advisors does Apollon Financial have?
Apollon Financial has 18 investment adviser representatives registered with state securities authorities, out of 29 employees, and 18 perform investment advisory functions. 18 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Apollon Financial invest in?
At the end of its last fiscal year, Apollon Financial’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 6% cash and equivalents, 5% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Managed Annuities, Certificates of Deposit.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Apollon Financial?
Apollon Financial is owned through a chain of holding companies by Michael Dolberg, Robert Gorman and TFCWM LLC. Its direct owner is Apollon Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 June 2026
How does Apollon Financial get paid?
Apollon Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Apollon Financial registered with the SEC?
Yes, Apollon Financial has been registered with the SEC as an investment adviser since 2 June 2022. Its CRD number is 321217 and its SEC file number is 801-125787.
Source: Form ADV Part 1A, Item 1, filed 22 June 2026; IAPD firm record
How do I contact Apollon Financial?
Apollon Financial’s main office is at 111 Coleman BLVD, Suite 402, Mount Pleasant, SC 29464. Its phone number is 843-579-0018. Its website is apollonfinancial.com.