Robert Gorman has been Founding Partner and Chief Development Officer of Apollon Wealth Management since February 2018, is a control person of the firm and directly owns under 5% of it. Robert Gorman holds an MS in Management Information Systems from Wake Forest University and an MS in Financial Services from The American College.
Apollon Wealth Management, LLC is a Mount Pleasant, SC firm with $11.6B under management, 8,389 clients and 115 advisers across 52 offices, as of its September 2026 filing.
Robert H. Gorman is Founder & Chief Operating Officer of Apollon Wealth Management. Gorman is a Founding Partner of the firm, serves as both Chief Operating Officer and Chief Planning Officer, and has taken the helm of building Apollon's trading platform.
Robert Gorman’s longest registration is the current one, 8 years at Apollon Wealth Management since 2018. Before joining Apollon Wealth Management in 2018, Robert Gorman was registered through Northwestern Mutual Investment Services,llc.
- Apollon Financial, LLCAlso current– present · 1 yearMount Pleasant, SC · Adviser representative · Firm CRD 321217
- – present · 8 yearsMount Pleasant, SC · Adviser representative · Firm CRD 291902
- Northwestern Mutual Investment Services,llc– · 7 yearsCharleston, SC · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Robert Gorman is registered as an investment adviser representative in 5 states. Each was approved in March 2018.
- FloridaSince 30 March 2018
- GeorgiaSince 27 March 2018
- North CarolinaSince 6 March 2018
- South CarolinaSince 6 March 2018
- TexasSince 6 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 January 2009 |
| Series 7 | General Securities Representative Examination | 22 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 March 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Hy Gorman
- CRD
- 4914983
- Firm
- Apollon Wealth Management · CRD 291902
- Role
- Founding Partner and Chief Development Officer
- Office
- 111 COLEMAN BLVD, SUITE 402, Mount Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- podestacapital.com
Where does Robert Gorman work?
Robert Gorman has been Founding Partner and Chief Development Officer of Apollon Wealth Management, LLC since February 2018, and is a control person of the firm.
Is Robert Gorman a financial advisor?
Yes. Robert Gorman has a current investment-adviser registration in Florida, Georgia, North Carolina, South Carolina and Texas, through Apollon Wealth Management since March 2018.
How many years of experience does Robert Gorman have?
Robert Gorman has 21 years in the financial industry, since March 2005, across 3 adviser firms.
What exams has Robert Gorman passed?
Robert Gorman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2005. FINRA credited Robert Gorman with the SIE, which began in October 2018.
Where did Robert Gorman work before Apollon Wealth Management?
Before Apollon Wealth Management, Robert Gorman was registered through Northwestern Mutual Investment Services,llc, January 2009 to March 2016.
Where is Robert Gorman based?
Robert Gorman’s registered office is in Mount Pleasant, SC.
Is Robert Gorman registered with FINRA?
No. Robert Gorman has no current broker registration.
How can I verify Robert Gorman’s record?
Search CRD 4914983 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Gorman’s full registration record.
