Annis Gardner Whiting Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. The firm advises 1 private fund.
Annis Gardner Whiting Capital Advisors reports 142 clients. They include 92 high-net-worth individuals, 35 individual clients and 6 charitable organizations. Of its assets, 80.4% ($1.39B across 1,621 accounts) are managed with discretion; $338M across 423 accounts are not. Of its clients, 1% are outside the U.S. It advised 16 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 25% | <1% |
| High-net-worth individuals | 65% | 79% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | 3% | 2% |
| Charitable organizations | 4% | 13% |
| Other client typesInsurance companies; Corporations and other businesses | 3% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 35 | $13.3M | 0.8% | $379K |
| High-net-worth individuals | 92 | $1.37B | 79.3% | $14.9M |
| Pooled investment vehicles | 1 | $4.24M | 0.2% | $4.24M |
| Pension and profit-sharing plans | 4 | $26.7M | 1.5% | $6.67M |
| Charitable organizations | 6 | $228M | 13.2% | $38M |
| Insurance companies | 1 | $15.2M | 0.9% | $15.2M |
| Corporations and other businesses | 3 | $69.6M | 4.0% | $23.2M |
| Total | 142 | $1.73B | 100% | $12.2M |
- Clients
- 35
- Regulatory AUM
- $13.3M
- AUM share
- 0.8%
- Avg. per client
- $379K
- Clients
- 92
- Regulatory AUM
- $1.37B
- AUM share
- 79.3%
- Avg. per client
- $14.9M
- Clients
- 1
- Regulatory AUM
- $4.24M
- AUM share
- 0.2%
- Avg. per client
- $4.24M
- Clients
- 4
- Regulatory AUM
- $26.7M
- AUM share
- 1.5%
- Avg. per client
- $6.67M
- Clients
- 6
- Regulatory AUM
- $228M
- AUM share
- 13.2%
- Avg. per client
- $38M
- Clients
- 1
- Regulatory AUM
- $15.2M
- AUM share
- 0.9%
- Avg. per client
- $15.2M
- Clients
- 3
- Regulatory AUM
- $69.6M
- AUM share
- 4.0%
- Avg. per client
- $23.2M
Total
- Clients
- 142
- Regulatory AUM
- $1.73B
- AUM share
- 100%
- Avg. per client
- $12.2M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 16
- Private funds advised
- 1
Annis Gardner Whiting Capital Advisors charges up to 1.00% for its Investment Management and Consulting Services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.
Fee details and sources
Peter Gardner owns 25% to 50% of Annis Gardner Whiting Capital Advisors. The leadership team of Annis Gardner Whiting Capital Advisors includes Chief Investment Officer Peter Gardner, Chief Financial Officer Shannon Holthaus and Chief Compliance Officer Jessica Roeper. It has 21 employees, 14 of them in advisory roles.
Leadership
- Shannon HolthausChief Financial Officer
- Jessica RoeperChief Compliance Officer
- Peter GardnerManaging Member, Chief Investment Officer
- Jeffrey AnnisManaging Member
- Paul WhitingManaging Member
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
- Jeffrey Stuart Annis
- Carissa Kelly Marie Bailey
- Lara Brennan
- Kathryn Gonsalves Bryant
- Peter Justin Gardner
- Jared Bloom Lynn
- Brianna McDonald
- James Lowndes Robbins
- Nicolas John Samarkos
- Isaiah Enrique Scott
- Todd Sessums
- Trinity Hope Stivers
- Isabel Malia van Breusegen
- Paul Leo Whiting JR.
Staff
- 21 employees
- 14 in advisory functions
- 15 state-registered reps
- Owns 25% to 50% of Annis Gardner Whiting Capital Advisors LLC
Peter Gardner
Control person · since April 2009
- Owns 25% to 50% of Annis Gardner Whiting Capital Advisors LLC
Jeffrey Annis
Control person · since April 2009
- Owns 25% to 50% of Annis Gardner Whiting Capital Advisors LLC
Paul Whiting
Control person · since May 2009
Annis Gardner Whiting Capital Advisors’ regulatory assets fell from $2.43B (July 2021) to $1.73B (March 2026); clients rose from 113 to 142 and employees from 9 to 21.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.73B | 142 | 21 | 1 |
| March 2025 | $1.48B | 166 | 18 | 1 |
| June 2024 | $1.15B | 130 | 14 | 1 |
| April 2023 | $2.86B | 124 | 15 | 1 |
| July 2022 | $3.05B | 113 | 13 | 1 |
| July 2021 | $2.43B | 113 | 9 | 1 |
Besides its headquarters, Annis Gardner Whiting Capital Advisors has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 511 W. Bay Street, Suite 310, TampaHQ
Contact and registration details
- Legal name
- Annis Gardner Whiting Capital Advisors LLC
- Headquarters
- 511 W. Bay Street, Suite 310, Tampa, FL 33606
- Website
- agwcapital.com
- Phone
- 813-254-4700
- @agwcapitaladvisors
- SEC file
- 801-70256
- Structure
- Florida LLC
- Fiscal year end
- December
Annis Gardner Whiting Capital Advisors uses Charles Schwab ($1.42B) as custodian for its separately managed accounts. Annis Gardner Whiting Capital Advisors has custody of $615M in client assets for 151 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.42B100%
At year end, Annis Gardner Whiting Capital Advisors’ separately managed accounts were mostly in funds (84%). Its reported 13F holdings for the quarter ended 30 June 2026 total $666M across 349 positions; the largest are iShares TR (12.3%), Vanguard Index Fds (6.5%) and The Baldwin Insurance Grp IN (6.3%).
What the accounts hold
- Stocks7%
- Funds84%
- Registered funds70%
- Pooled vehicles14%
- Bonds7%
- Investment grade corporate bonds4%
- State and local bonds3%
- Cash2%
Reported 13F holdings
- $666M
- Reported 13F value
- 349
- Positions
- 43.7%
- In the 10 largest
- +6.7%
- Value vs. prior quarter
- iShares TR · MSCI Eafe ETF12.3%
- Vanguard Index Fds · Total Stk Mkt6.5%
- The Baldwin Insurance Grp IN · Com CL A6.3%
- Vanguard Star Fds · VG TL Intl Stk F4.4%
- Alphabet Inc. · Cap Stk CL A3.1%
- Nvidia Corporation2.6%
- iShares TR · Russell 2000 ETF2.5%
- Apple Inc.2.2%
- iShares TR · MSCI Acwi ETF2.0%
- Exxon Mobil Corp.1.8%
Together, the ten largest are 43.7% of reported value.
How many clients does Annis Gardner Whiting Capital Advisors have?
Annis Gardner Whiting Capital Advisors has 142 clients and manages $1.73 billion for them, as of March 2026. They include 92 high-net-worth individuals, 35 individual clients and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Annis Gardner Whiting Capital Advisors offer?
Annis Gardner Whiting Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Annis Gardner Whiting Capital Advisors charge?
Annis Gardner Whiting Capital Advisors charges up to 1.00% for its Investment Management and Consulting Services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Annis Gardner Whiting Capital Advisors use?
Annis Gardner Whiting Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.42B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Annis Gardner Whiting Capital Advisors have?
Annis Gardner Whiting Capital Advisors has 15 investment adviser representatives registered with state securities authorities, out of 21 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Annis Gardner Whiting Capital Advisors invest in?
At the end of its last fiscal year, Annis Gardner Whiting Capital Advisors’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 14% pooled vehicles (private funds and similar), 7% exchange-traded equities, 4% investment grade corporate bonds, 3% state and local bonds and 2% cash and equivalents. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Annis Gardner Whiting Capital Advisors?
Annis Gardner Whiting Capital Advisors’ direct owners are Peter Gardner, Jeffrey Annis and Paul Whiting, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Annis Gardner Whiting Capital Advisors get paid?
Annis Gardner Whiting Capital Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Annis Gardner Whiting Capital Advisors registered with the SEC?
Yes, Annis Gardner Whiting Capital Advisors has been registered with the SEC as an investment adviser since 1 June 2009. Its CRD number is 150570 and its SEC file number is 801-70256.
Source: Form ADV Part 1A, Item 1, filed 13 March 2026; IAPD firm record
How do I contact Annis Gardner Whiting Capital Advisors?
Annis Gardner Whiting Capital Advisors’ main office is at 511 W. Bay Street, Suite 310, Tampa, FL 33606. Its phone number is 813-254-4700. Its website is agwcapital.com.