Amphora Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Amphora Wealth Management reports 103 clients. They include 76 high-net-worth individuals and 27 individual clients. Of its assets, 99.5% ($195M across 642 accounts) are managed with discretion; $1.02M across 7 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 10% |
| High-net-worth individuals | 74% | 89% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 27 | $20.4M | 10.4% | $755K |
| High-net-worth individuals | 76 | $175M | 89.1% | $2.3M |
| Pension and profit-sharing plans | Fewer than 5 | $950K | 0.5% | — |
| Charitable organizations | Fewer than 5 | $26.4K | 0.0% | — |
| Total | 103 | $196M | 100% | — |
- Clients
- 27
- Regulatory AUM
- $20.4M
- AUM share
- 10.4%
- Avg. per client
- $755K
- Clients
- 76
- Regulatory AUM
- $175M
- AUM share
- 89.1%
- Avg. per client
- $2.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $950K
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $26.4K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 103
- Regulatory AUM
- $196M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Amphora Wealth Management charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$6M | 0.80% |
| $6M–$16M | 0.60% |
| $16M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is offered as a flat fee of $10,000 to $50,000 per plan, or hourly at $50 to $800 per hour; fees are negotiable.
- Pension Consulting
- Pension consulting is a total annual fee of 0.90% on the first $1,000,000, 0.60% on the next $4,000,000, 0.33% on the next $5,000,000 and 0.20% above $10,000,000, paid quarterly.
- Special Projects
- Special projects are billed hourly: $800 senior wealth manager, $300 wealth manager, $200 financial planner, $50 administrative assistant; divorce consulting is $300 an hour.
Eric Sobocinski owns 75% or more of Amphora Wealth Management. The leadership team of Amphora Wealth Management includes Chief Compliance Officer Eric Sobocinski. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Amphora Wealth Management, LLC
Eric Sobocinski
Control person · since February 2011
Amphora Wealth Management’s regulatory assets grew 1.9× from $104M (April 2022) to $196M (March 2026); clients rose from 74 to 103 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $196M | 103 | 3 | 2 |
| Mar 2025March 2025 | $151M | 94 | 3 | 2 |
| May 2024May 2024 | $123M | 96 | 3 | 2 |
| Mar 2023March 2023 | $106M | 77 | 3 | 2 |
| Apr 2022April 2022 | $104M | 74 | 3 | 1 |
Besides its headquarters, Amphora Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
North Carolina · 1 listed address
- 100 Europa Drive, Suite 431, Chapel HillHQ
Contact and registration details
- Legal name
- Amphora Wealth Management, LLC
- Headquarters
- 100 Europa Drive, Suite 431, Chapel Hill, NC 27517
- Website
- amphorawealth.com
- Phone
- 919-240-6111
- SEC file
- 801-125693
- Structure
- North Carolina LLC
- Fiscal year end
- December
Amphora Wealth Management’s named custodians for separately managed accounts are Fidelity ($146M, 87%) and Charles Schwab ($22.6M, 13%). Amphora Wealth Management has custody of $110M for 30 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $146M87%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $22.6M13%
At year end, Amphora Wealth Management’s separately managed accounts were mostly in funds (75%).
What the accounts hold
- Stocks7%
- Funds75%
- Bonds4%
- U.S. government and agency bonds3%
- State and local bonds1%
- Cash8%
- Other6%
- Tiaa traditional6%
How many clients does Amphora Wealth Management have?
Amphora Wealth Management has 103 clients and manages $196 million for them, as of March 2026. They include 76 high-net-worth individuals and 27 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Amphora Wealth Management offer?
Amphora Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Amphora Wealth Management charge?
Amphora Wealth Management charges 0.50%–1.00% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.
Source: 2026-03-30 AMPHORA WEALTH MANAGEMENT FORM ADV PART 2A, filed 30 March 2026
Which custodians does Amphora Wealth Management use?
Amphora Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $146M and Charles Schwab & Co., Inc. (Westlake, TX), with $22.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Amphora Wealth Management have?
Amphora Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Amphora Wealth Management invest in?
At the end of its last fiscal year, Amphora Wealth Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 7% exchange-traded equities, 6% other, 3% U.S. government and agency bonds and 1% state and local bonds. The 6% other category is described as: Tiaa Traditional.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Amphora Wealth Management?
Amphora Wealth Management’s direct owner is Eric Sobocinski (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Amphora Wealth Management get paid?
Amphora Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Amphora Wealth Management?
Amphora Wealth Management’s main office is at 100 Europa Drive, Suite 431, Chapel Hill, NC 27517. Its phone number is 919-240-6111. Its website is amphorawealth.com.